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SEC Congressional Statements and Testimony Archive: 2001

This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Date Testimony
Fourth Quarter
Dec. 13, 2001 Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Energy and Air Quality Committee on Energy and Commerce re: H.R. 3406 and Repeal of the Public Utility Holding Company Act of 1935.
Dec. 12, 2001 Robert K. Herdman, Chief Accountant, Before the House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises and The House Subcommittee on Oversight and Investigations, Committee on Financial Services re: Recent Events Relating to Enron Corporation
Third Quarter
Sept. 26, 2001 Harvey L. Pitt, Chairman, Before the House Committee on Financial Services, re: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks
Sept. 20, 2001 Harvey L. Pitt, Chairman, Before the Senate Committee on Banking, Housing and Urban Affairs, re: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks
Aug. 2, 2001Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance and Government Sponsored-Enterprises and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, re: The Functional Regulation Provisions of the Gramm-Leach-Bliley Act.
Jul. 31, 2001Oral Testimony of Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Conflicts of Interest Faced by Brokerage Firms and Their Research Analysts
Jul. 31, 2001Laura S. Unger, Acting Chairman, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Conflicts of Interest Faced by Brokerage Firms and Their Research Analysts
Second Quarter
Jun. 28, 2001Laura S. Unger, Acting Chairman, Before the Senate Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations, re: Appropriations for Fiscal Year 2002
Jun. 20, 2001Commissioner Isaac C. Hunt, Jr., Before the House Committee on Financial Services re: The Public Utility Holding Company Act of 1935 and the Current Energy Situation in California
May 24, 2001Laura S. Unger, Acting Chairman, Before the Senate Subcommittee on Securities and Investment, Committee on Banking, Housing, and Urban Affairs, re: The Effects of Decimalization on the Securities Markets.
May 22, 2001Laura S. Unger, Acting Chairman, Before the House Subcommittee on Commerce, Justice, State, and the Judiciary Committee on Appropriations, re: Appropriations for Fiscal Year 2002
May 17, 2001Commissioner Paul R. Carey Before House Subcommittee on the Capital Markets, Insurance and Government Sponsored Enterprises Subcommittee of the House Financial Services Committee, re: Regulation Fair Disclosure.
May 17, 2001Written Statement of the Commission Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure
May 17, 2001Commissioner Isaac C. Hunt, Jr., Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure
May 17, 2001Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Regulation Fair Disclosure
First Quarter
Mar. 29, 2001Commissioner Isaac C. Hunt, Jr., Before the Senate Subcommittee on Securities and Investment, Committee on Banking, Housing and Urban Affairs.
Mar. 7, 2001 Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Fee Collections Required by the Federal Securities Laws.
Mar. 7, 2001 Oral Testimony of Laura S. Unger, Acting Chairman of the Commission, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Fee Collections Required by the Federal Securities Laws.
Mar. 6, 2001 David M. Becker, General Counsel of the Commission, Before the House Subcommittees on Oversight and Investigations and on Financial Institutions and Consumer Credit, re: New Regulatory Tools To Control the Activities of Rogue Individuals in the Financial Services Industries.
Feb. 14, 2001 Laura S. Unger, Acting Chair of the Commission, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Competitive Market Supervision Act of 2001.

 

http://www.sec.gov/news/testimony/testarchive/2001test.shtml


Modified: 10/16/2014