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Administrative Proceedings: January 6 – March 31, 1999


*Release No.*	*Date*	*Respondents*
33-7663	Mar. 31, 1999	John E. Thorn, Jr. and Thorn Welch & Co., Inc., formally known as Thorn, Alvis, Welch, Inc.;
33-7662	Mar. 31, 1999	Eugene J. Yelverton, Jr.
34-41228	Mar. 30, 1999	Robert Mitchell and Gary Mitchell
34-41227	Mar. 30, 1999	Theodore Heitzman
34-41225	Mar. 30, 1999	Peter W. Zent and Michael A. Cornblum
34-41224	Mar. 30, 1999	Kidder, Peabody & Co.. Inc.;
34-41221	Mar. 29, 1999	Golf Ventures, Inc.
34-41205	Mar. 23, 1999	Lawrence M. Knapp
34-41202	Mar. 23, 1999	Roger Rees, Former President of Buckhead Financial Corporation
34-41198	Mar. 22, 1999	Gerard Burns
34-41197	Mar. 22, 1999	Miron Leshem
34-41190	Mar. 19, 1999	Ernest J. Olde, Stanley A. Snider and Daniel D. Katzman
34-41183	Mar. 18, 1999	Eugene K. Laff, Stanley Aslanian, Jr., and Lawrence Caito
34-41182	Mar. 18, 1999	Jeffrey L. Streich
34-41181	Mar. 18, 1999	Robert S. Barton, CPA
34-41179	Mar. 17, 1999	Brian E. Farley
34-41178	Mar. 17, 1999	Daniel L. Koehler
34-41156	Mar. 11, 1999	Interstate Transfer Co. and Janis A. Patterson
34-41166	Mar. 12, 1999	Larry E. Muller
34-41165	Mar. 12, 1999	Joel L. Hurst
34-41155	Mar. 11, 1999	Charles Stember
34-41154	Mar. 11, 1999	Gerard W. King
34-41146	Mar. 8, 1999	Jeffrey L. Harfst, CPA, William R. Hebel and Joseph E. Muehl
IA-1793	Mar. 10, 1999	Robert J. Smith
34-41145	Mar. 8, 1999	Dean Witter Reynolds Inc., Henry L. Auwinger, and Dennis W. Peterson
34-41144	Mar. 5, 1999	Andrew L. O'Connell
34-41129	Mar. 3, 1999	R. Scot Rubel
33-7652	Mar. 5, 1999	Eugene Bilotti
34-41134	Mar. 3, 1999	Rodney W. Helm
34-41133	Mar. 3, 1999	Randal Y. Stevens
34-41132	Mar. 3, 1999	Robert D. Sichta
34-41131	Mar. 3, 1999	Robin Heiney
34-41125	Mar. 1, 1999	Robert Cedrone
34-41097	Feb. 24, 1999	Sharon Longview, Christie Rockwood, Vicki Kranawetter, and Luther Dale Robinson
34-41096	Feb. 24, 1999	Sunrise Medical Inc.
33-7650	Feb. 26, 1999	TKO International, Inc. and Leonard A. Turano
34-41102	Feb. 24, 1999	Scott P. Flynn and Strategic Network Development, Inc.
34-41101	Feb. 24, 1999	RCG Capital Markets Group, Inc. and Arthur Max Ramras
33-7643	Feb. 24, 1999	Hastings Communications
34-41065	Feb. 17, 1999	James V. Pannone
34-41061	Feb. 17, 1999	Barrett R. Rochman
34-41043	Feb. 11, 1999	Micro Component Technology, Inc., DuaneAug. Wille, CPA, Steven David Turner, Jeff Allen Stewart, and Daniel James Hill
34-41042	Feb. 11, 1999	Stephen J. McErlain
34-41040	Leech Financial Corp.; Feb. 10, 1999	Comstock Partners, L.L.C., Gelber Securities, Inc., and Bettinger &
34-41039	Feb. 10, 1999	Madison Group, Inc.
34-41038	Co., P.A.; Feb. 10, 1999	Miguel A. Cabrera, Jr. and M.A. Cabrera &
34-41037	Feb. 10, 1999	Anthony J. Gentile
34-41036	Feb. 10, 1999	Republic New York Securities Corporation and James Edward Sweeney
34-41035	Feb. 10, 1999	Joseph W. Pellechia
34-41031	Feb. 9, 1999	Randy Depoister
34-41024	Feb. 8, 1999	Marsh Block & Co., Inc., Alfred G. Block, Kenneth L. Marsh, and Jeffrey M. Miller;
34-41020	Feb. 3,1999	Laguna Financial Corporation, McGlone & Co., Phoenix Financial Services Corp., Multi Spectrum Investing Corporation, and E.C. Capital Ltd.;
34-41012	Feb. 2, 1999	Donnkenny, Inc.
34-40987	Jan. 28, 1999	James Bogner, CPA
34-40986	Jan. 28, 1999	James C. Morris
34-40984	Jan. 27, 1999	Randall W. Nelson
34-40977	Jan. 26, 1999	Steven R. Schaefer and AMPG, Inc.
34-40966	Jan. 22, 1999	RichardMar.ese
34-40965	Jan. 22, 1999	William Masucci
34-40964	Jan. 22, 1999	Eric Monchecourt
34-40958	Jan. 21, 1999	Tony Fiorino
33-7632	Jan. 21, 1999	Global Information Services, Inc., d/b/a Investment Hotlines and James E. Grady
40952	Jan. 15, 1999	Frank E. Stephan, C.P.A.
7630	Jan. 14, 1999	Leifer Capital, Inc., Jeffrey Leifer, and David Leifer
34-40948	Jan. 14, 1999	Allegheny Financial Programs, Inc., and Atlantic-Pacific Capital, Inc.
40945	Jan. 14, 1999	PricewaterhouseCoopers LLP
34-40939	Jan. 13, 1999	Gordon C. Eckstein
34-40938	Jan. 13, 1999	Christopher Mark Craib
34-40937	Jan. 13, 1999	Livent Inc.
33-7626	Jan. 11, 1999	John E. Backlund, John H. Hankins, Howard L. Peterson, and John G. Guffey
33-7625	Jan. 11, 1999	Craig S. Vanucci and Brian K. Andrew
34-40930	Jan. 11, 1999	William P. Heenan
34-40929	Jan. 11, 1999	Warburg Dillon Read LLC, Michael R. Antolini, Stephen D. Murphy, David S. Rothman and Joel I. Zweig
34-40928	Jan. 11, 1999	Tucker Anthony Inc.
34-40927	Jan. 11, 1999	Spear Leeds & Kellogg, L.P., Michael J. Ling, James P. Morris, John J. Quigley, and Eric J. Scherzer;
34-40926	Jan. 11, 1999	Sherwood Securities Corp., Brian J. Deegan, Richard M. Marino, Edward G. Schmitz, and David M. Zitman
34-40925	Jan. 11, 1999	Salomon Smith Barney Inc., Glenn Y. Blitzer, Barry J. Dusti, and George C. Ross, Jr.
34-40924	Jan. 11, 1999	Salomon Smith Barney Inc.
34-40923	Jan. 11, 1999	Robinson-Humphrey Company, LLC
34-40922	Jan. 11, 1999	Raymond James & Associates, Inc., Thomas J. Dudenhoefer, Timothy J. Kane;
34-40921	Jan. 11, 1999	Prudential Securities Inc., Michael T. Burke, Jr., Joseph G. Candela, Robert D. Sprotte
34-40920	Jan. 11, 1999	Piper Jaffray Inc., and Stacey R. Rickert
34-40919	Jan. 11, 1999	Richard A. Bruno, Peter F. Comas, Robert D. Coppola, Gerard Kane, Joseph J. Palma, Arthur A. Raiola, Joseph H. Raiola, and Reuben G. Taub
34-40918	Jan. 11, 1999	CIBC Oppenheimer Corp., and William G. Clark, Jr.
34-40917	Jan. 11, 1999	Olde Discount Corp., Jack G. Monopoli, Frank W. Schwarz, III, and John F. Watson, Jr.
34-40916	Jan. 11, 1999	Morgan Stanley & Co., Inc., Peter W. Ferriso, Jr. and Robert S. Ranzman;
34-40915	Jan. 11, 1999	Merrill Lynch, Pierce, Fenner & Smith Inc.;
34-40914	Jan. 11, 1999	Mayer & Schweitzer, Inc., Robert Burns, and Christopher D. Colgan;
34-40913	Jan. 11, 1999	Lehman Brothers Inc.
34-40912	Jan. 11, 1999	Legg Mason Wood Walker, Inc.
34-40911	Jan. 11, 1999	Jefferies & Company, Inc.;
34-40910	Jan. 11, 1999	J.P. Morgan Securities, Inc., Donald A. Dunworth, Mark A. Gallagher and David J. Mottes
34-40909	Jan. 11, 1999	Herzog, Heine, Geduld, Inc., Ronald F. Cullen, Jr. and Bradley Zipper
34-40908	Jan. 11, 1999	Hambrecht & Quist LLC and Edward L. Albert;
34-40907	Jan. 11, 1999	Gruntal & Co., L.L.C.;
34-40906	Jan. 11, 1999	Donaldson, Lufkin & Jenrette Securities Corporation, Lawrence H. Kurtz;
34-40905	Jan. 11, 1999	Dean Witter Reynolds, Inc.
34-40904	Jan. 11, 1999	Credit Suisse First Boston Corporation
34-40903	Jan. 11, 1999	SG Cowen Securities Corporation, Kennedy M. Buckley, David D. Dube, Peter M. Gilfillan, John P. Mottes, and Richard S. Striefler
34-40902	Jan. 11, 1999	Cantor Fitzgerald & Co.;
34-40901	Jan. 11, 1999	Bear, Stearns & Co., Inc. and Philip D. Zeifer;
34-40900	Jan. 11, 1999	Nasdaq Market Makers
34-40891	Jan. 7, 1999	Euro-Atlantic Securities, Inc., John T. Madden, Brian A. Schmidt, Darlan E. Gordon, John T. Madden, William Avent, and John Aristotle Dilworth
34-40899	Jan. 7, 1999	Alpha Tech Stock Transfer Trust, Greenfield Fund, Inc., Manor Investment Funds, Inc. and United Stock Transfer, Inc.
34-40895	Jan. 7, 1999	Corporate Planners, Inc., CSJ Limited Liability Company, Davidson Trust Co., Ivy Mackenzie Services Corp., and National Stock Transfer and Accounting, Inc.
34-40892	Jan. 7, 1999	H.J. Meyers & Co., Inc. and Tobin J. Senefeld;
34-40890	Jan. 7, 1999	Joel Pensley
33-7621	Jan. 6, 1999	Jean Costanza

http://www.sec.gov/litigation/admin/adm1q99.shtml

Administrative Proceedings: January 6 – March 31, 1999

Modified: 10/11/2002