|
 |
Comments on Proposed Rule Reports to Be Made by Certain Brokers and Dealers
(Release No. 34-39724; File No. S7-7-98)
Comments of Jennifer K. Aracri, Vice President, Asset Management Securities Corp., August 7, 1998.
(File name: aracri1.txt)
Comments of Adam B. Cohen, Sr. Vice President, Avalon Research Group Inc., August 6, 1998.
(File name: cohen1.txt)
Comments of E. Steven zum Tobel, CFO, Online Trading Inc., August 6, 1998.
(File name: tobel1.txt)
Comments of Kathryn V. Natale, Credit Suisse First Boston Corporation (CSFB), April 27, 1998.
(File name: natale1.htm)
Comments of Donald D. Kittell, Executive Vice President, The Securities Industry Association (SIA), April 24, 1998.
(File name: kittell1.htm)
Comments of Michael J. Castellano, Merrill Lynch, April 20, 1998.
(File name: castell2.htm)
Comments of W. Hardy Callcott, Vice President and Deputy General Counsel,
Charles Schwab & Co., Inc., April 16, 1998.
(File name: callcot3.htm)
Comments of Janet L. McWilliams, Chicago, Illinois, April 15, 1998.
(File name: mcwilli1.htm)
Comments of Howard Spindel, Managing Director, Integrated Management Solutions,
April 13, 1998. (File name: spindel1.htm)
Comments of an anonymous reviewer, April 3, 1998.
(File name: any7981.txt)
http://www.sec.gov/rules/proposed/s7798.shtml
|