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Comments on Proposed Rule: Changes of Self-Regulatory Organizations
[Release No. 34-43860; File No. S7-03-01]
- Comments of James H. Lee, Chairman and President, Eletronic Traders Association, December 4, 2001 (File name: lee1.htm)
- Comments of Edward J. Joyce, The Chicago Board Options Exchange; April 11, 2001
(File name: joyce1.htm)
- Comments of Carl Wilkerson, American Council of Life Insurers; April 10, 2001
(File name: wilkers1.htm)
Including four (4) exhibits in PDF format: Exhibit 1, Exhibit 2,
Exhibit 3,
Exhibit 4
- Comments of Wendy L. Gramm, Director, Regulatory Studies Program, Mercatus Center, George Mason University, April 11, 2001
(File name: gramm1.htm)
- Comments of Craig Tyle, General Counsel, The Investment Company Institute, April 6, 2001
(File name: tyle1.htm)
- Comments of Meyer S. Frucher, Philadelphia Stock Exchange, April 6, 2001
(File name: frucher1.htm)
- Comments of Christopher R. Franke, Chairman, Self-Regulatory & Supervisory Practices Committee; Joseph Polizzotto, Chairman, Federal Regulation Committee; Peter C. Cohan, Chairman, Trading Committee; Michael Stone, President, Compliance and Legal Division; Securities Industry Association, April 6, 2001 (File name: franke1.htm)
- Comments of James J. Angel, Ph.D., Associate Professor of Finance, McDonough School of Business, Georgetown University, Washington, D.C., April 5, 2001
(File name: angel1.txt)
- Comments of Kevin M. Foley, Bloomberg Tradebook LLC, April 5, 2001
(File name: foley1.htm)
- Comments of George Brunelle, April 4, 2001
(File name: brunell1.htm)
http://www.sec.gov/rules/proposed/s70301.shtml
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