SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE MKT LLC Rulemaking

Notice of Filing of Proposed Rule Change Amending Rules 311 - Equities and 313 - Equities to Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement that a Member Corporation Be Created or Organized, and Maintain its Principal Place of Business, in the United States; and Make Additional Related Amendments to Update Its Membership Rules

[Release No. 34-73671; File No. SR-NYSEMKT-2014-81]


Dec. 19, 2014 Anonymous

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nysemkt-2014-97/nysemkt201497.shtml

Modified: 12/29/2014