|
|
Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
(Release No. 34-71588; File No. SR-NYSEArca-2014-10)
|
|
Oct. 24, 2014 | Reginald M. Browne, Senior Managing Director, ETF Group, Cantor Fitzgerald & Co. |
Jun. 23, 2014 | Gary L. Gastineau, President, ETF Consultants.com, Inc. |
May 14, 2014 | Martha Redding, Chief Counsel, Assistant Corporate Secretary, NYSE Arca, Inc. |
Apr. 8, 2014 | Dennis J DeCore, Former Co-Head U.S. Index Arbitrage, Nomura Securities, New Jersey |
Mar. 18, 2014 | Gary L. Gastineau, President, ETF Consultants.com, Inc. |
Meetings with SEC Officials
|
Jul. 22, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 22, 2014, meeting with representatives of Precidian Investments |
http://www.sec.gov/comments/sr-nysearca-2014-10/nysearca201410.shtml
|