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Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule

(Release No. 34-71588; File No. SR-NYSEArca-2014-10)


Submitted Comments

Oct. 24, 2014 Reginald M. Browne, Senior Managing Director, ETF Group, Cantor Fitzgerald & Co.
Jun. 23, 2014 Gary L. Gastineau, President, ETF Consultants.com, Inc.
May 14, 2014 Martha Redding, Chief Counsel, Assistant Corporate Secretary, NYSE Arca, Inc.
Apr. 8, 2014 Dennis J DeCore, Former Co-Head U.S. Index Arbitrage, Nomura Securities, New Jersey
Mar. 18, 2014 Gary L. Gastineau, President, ETF Consultants.com, Inc.
 

Meetings with SEC Officials

Jul. 22, 2014 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 22, 2014, meeting with representatives of Precidian Investments

 

http://www.sec.gov/comments/sr-nysearca-2014-10/nysearca201410.shtml

Modified: 03/13/2015