SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE Amex Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule to Eliminate Registered Representative Fees for Amex Trading Permit ("ATP") Holders and to Institute a New Transaction-Based "Options Regulatory Fee"

[Release No. 34-64400; File No. SR-NYSEAmex-2011-27]


May 12, 2011 Peter Bottini, EVP Trading and Customer Service; Thomas E. Stern, CFO; and Hillary Victor, Associate General Counsel, Associate General Counsel, optionsXpress Holdings, Inc.

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-nyseamex-2011-27/nyseamex201127.shtml

Modified: 10/16/2014