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Comments on NASDAQ Rulemaking
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Establish "Benchmark Orders" under NASDAQ Rule 4751(f)
(Release No. 34-67655; File No. SR-NASDAQ-2012-059)
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| Dec. 17, 2012 | Jeffrey S. Davis, Vice President and Deputy General Counsel, NASDAQ OMX |
| Oct. 5, 2012 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Aug. 27, 2012 | James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania |
| Aug. 16, 2012 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business, Washington, D.C. |
Meetings with SEC Officials
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* | Nov. 29, 2012 | Memorandum from the Division of Trading and Markets regarding a November 27, 2012, meeting with representatives of the NASDAQ OMX Group and third-party technology provider |
http://www.sec.gov/comments/sr-nasdaq-2012-059/nasdaq2012059.shtml
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