SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Modify the Fees for Listing on the Nasdaq Stock Market and the Fee for Written Interpretations of Nasdaq Listing Rules

(Release No. 34-60899; File No. SR-NASDAQ-2009-081)


Feb. 5, 2010 Arnold P. Golub, Vice President, Associate General Counsel, The NASDAQ OMX Group, Rockville, Maryland
Jan. 22, 2010 Arnold P. Golub, Vice President, Associate General Counsel, Nasdaq OMX
Jan. 14, 2010 Jesse W. Markham, Jr., Holme Roberts & Owen LLP, on behalf of Business Wire, Inc.
Jan. 8, 2010 Jesse W. Markham, Jr., Holme Roberts & Owen LLP, on behalf of Business Wire, Inc.
Dec. 23, 2009 Michael N. Sohn and Donna E. Patterson, Arnold & Porter LLP
Dec. 23, 2009 Arnold P. Golub, Vice President & Associate General Counsel, The NASDAQ Stock Market LLC
Nov. 24, 2009 Jesse W. Markham, Jr., Roger Myers, and Stephen Ryerson, Business Wire, Inc.

 

 

 

 

http://www.sec.gov/comments/sr-nasdaq-2009-081/nasdaq2009081.shtml

Modified: 02/12/2010