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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Amending Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating to Broadening Chairperson Eligibility in Arbitration

(Release No. 34-78729; File No. SR-FINRA-2016-033)

Nov. 22, 2016 Margo A. Hassan, Associate Chief Counsel, FINRA, New York, New York
Sep. 27, 2016 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Sep. 26, 2016 Nicole G. Iannarone, Assistant Clinical Professor, and Geoffrey R. Hafer, Student Intern, Investor Advocacy Clinic, College of Law, Georgia State University
Sep. 23, 2016 Hugh Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Sep. 9, 2016 Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Aug. 31, 2016 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York



Modified: 11/25/2016