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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change Amending Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating to Broadening Chairperson Eligibility in Arbitration
(Release No. 34-78729; File No. SR-FINRA-2016-033)
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| Nov. 22, 2016 | Margo A. Hassan, Associate Chief Counsel, FINRA, New York, New York |
| Sep. 27, 2016 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
| Sep. 26, 2016 | Nicole G. Iannarone, Assistant Clinical Professor, and Geoffrey R. Hafer, Student Intern, Investor Advocacy Clinic, College of Law, Georgia State University |
| Sep. 23, 2016 | Hugh Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
| Sep. 9, 2016 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
| Aug. 31, 2016 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2016-033/finra2016033.shtml
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