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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend Rule 12403 (Cases with Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration

(Release No. 34-78279; File No. SR-FINRA-2016-022)

Aug. 18, 2016 Margo Hassan, Associate Chief Counsel, FINRA, New York, New York
Aug. 5, 2016 Glenn S. Gitomer, Chair of Litigation Practice Group, McCausland Keen Buckman, Devon, Pennsylvania
Aug. 5, 2016 Tyler M. Fiorillo, Student Attorney, Pace Investor Rights Clinic and Elissa Germaine, Supervising Attorney, Pace Investor Rights Clinic
Aug. 4, 2016 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute
Aug. 4, 2016 Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Jul. 27, 2016 Philip M. Aidikoff, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Jul. 26, 2016 Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Jul. 24, 2016 Julius Z. Frager
Jul. 14, 2016 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Modified: 08/19/2016