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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend Rule 12403 (Cases with Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration
(Release No. 34-78279; File No. SR-FINRA-2016-022)
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Aug. 18, 2016 | Margo Hassan, Associate Chief Counsel, FINRA, New York, New York |
Aug. 5, 2016 | Glenn S. Gitomer, Chair of Litigation Practice Group, McCausland Keen Buckman, Devon, Pennsylvania |
Aug. 5, 2016 | Tyler M. Fiorillo, Student Attorney, Pace Investor Rights Clinic and Elissa Germaine, Supervising Attorney, Pace Investor Rights Clinic |
Aug. 4, 2016 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute |
Aug. 4, 2016 | Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
Jul. 27, 2016 | Philip M. Aidikoff, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
Jul. 26, 2016 | Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California |
Jul. 24, 2016 | Julius Z. Frager |
Jul. 14, 2016 | Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York |
http://www.sec.gov/comments/sr-finra-2016-022/finra2016022.shtml
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