Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend Rule 12403 (Cases with Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration

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Date Received
Date Letter Type Commenter Name
Public Comment Margo Hassan, Associate Chief Counsel, FINRA, New York, New York
Public Comment Glenn S. Gitomer, Chair of Litigation Practice Group, McCausland Keen Buckman, Devon, Pennsylvania
Public Comment Tyler M. Fiorillo, Student Attorney, Pace Investor Rights Clinic and Elissa Germaine, Supervising Attorney, Pace Investor Rights Clinic
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute
Public Comment Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Public Comment Philip M. Aidikoff, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Public Comment Ryan K. Bakhtiari, Aidikoff, Uhl and Bakhtiari, Beverly Hills, California
Public Comment Julius Z. Frager
Public Comment Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-022
Release Number
34-78279
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