Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 2210 (Communications with the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools)

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph P. Savage, Vice President & Counsel, Office of Regulatory Policy, FINRA, Washington, District of Columbia
Public Comment Erica A. Green, Vice President & General Counsel, FOLIOfn, Inc.
Public Comment Alexander C. Gavis, Senior Vice President & Deputy General Counsel, Fidelity Investments
Public Comment Dorothy Donohue, Deputy General Counsel, Investment Company Institute
Public Comment Timothy Cameron, Esq., Head, and Lindsey Weber Keljo, Vice President & Assistant General Counsel, Asset Management Group, SIFMA
Public Comment Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-018
Release Number
34-78026
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