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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 2210 (Communications with the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools)

(Release No. 34-78026; File No. SR-FINRA-2016-018)

Sep. 1, 2016 Joseph P. Savage, Vice President & Counsel, Office of Regulatory Policy, FINRA, Washington, District of Columbia
Jul. 7, 2016 Erica A. Green, Vice President & General Counsel, FOLIOfn, Inc.
Jul. 6, 2016 Alexander C. Gavis, Senior Vice President & Deputy General Counsel, Fidelity Investments
Jul. 6, 2016 Timothy Cameron, Esq., Head, and Lindsey Weber Keljo, Vice President & Assistant General Counsel, Asset Management Group, SIFMA
Jul. 6, 2016 Dorothy Donohue, Deputy General Counsel, Investment Company Institute
Jul. 5, 2016 Hugh D. Berkson, President, Public Investors Arbitration Bar Association, Norman, Oklahoma




Modified: 09/02/2016