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Comments on FINRA Rulemaking
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide FINRA with Authority to Grant Exemptions from TRACE Reporting Requirements for Certain ATS Transactions
(Release No. 34-76677; File No. SR-FINRA-2015-055)
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| Jan. 22, 2016 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Jan. 13, 2016 | Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia |
| Jan. 13, 2016 | John McCarthy, General Counsel, KCG Holdings, Inc., and William Vulpis, Managing Director, KCG BondPoint |
| Jan. 13, 2016 | Sean C. Davy, Managing Director, Capital Markets, SIFMA |
http://www.sec.gov/comments/sr-finra-2015-055/finra2015055.shtml
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