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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend TRACE Rules to Require Members to Identify Transactions with Non-Member Affiliates and to Change How FINRA Disseminates a Subset of Such Transactions
(Release No. 34-73762; File No. SR-FINRA-2014-050)
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| Apr. 8, 2014 | Kermit Kubitz |
| Feb. 24, 2014 | FINRA Response to Comments |
| Jan. 2, 2014 | Kyle C. Wootten, Esq., Deputy Director, Compliance and Regulatory, Thomson Reuters, Brookfield, Wisconsin |
| Dec. 23, 2014 | Sean C. Davy, Managing Director, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-finra-2014-050/finra2014050.shtml
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