Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations)

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Brant K. Brown, Associate General Counsel, FINRA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 22, 2014, meeting with representatives of the Futures Industry Association (FIA)
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Mary Ann Burns, FIA Principal Traders Group, Washington, District of Columbia
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Public Comment Brant K. Brown, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Brant K. Brown, Associate General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Anonymous, Washington, District of Columbia

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2013-036
Release Number
34-70276
How to submit comments