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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3230 (Telemarketing) in the FINRA Consolidated Rulebook
(Release No. 34-65645; File No. SR-FINRA-2011-059)
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Dec. 15, 2011 | Matthew E. Vitek, Counsel, FINRA, Washington, District of Columbia |
Nov. 21, 2011 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
http://www.sec.gov/comments/sr-finra-2011-059/finra2011059.shtml
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