Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material ("IM") 2320 as FINRA Rule 5310 in the Consolidated Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Brant K. Brown, Associate General Counsel, FINRA, Washington, District of Columbia
Public Comment David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-052
Release Number
34-65579
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