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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and Interpretive Material ("IM") 2320 as FINRA Rule 5310 in the Consolidated Rulebook
[Release No. 34-65579; File No. SR-FINRA-2011-052]
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| Dec. 1, 2011 | Brant K. Brown, Associate General Counsel, FINRA, Washington, District of Columbia |
| Nov. 14, 2011 | David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute, Inc. |
http://www.sec.gov/comments/sr-finra-2011-052/finra2011052.shtml
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