Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 9251 to Explicitly Protect from Discovery those Documents that Federal Law Prohibits FINRA from Disclosing

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Date Received
Date Letter Type Commenter Name
Public Comment Joyce Dillard
Public Comment Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2011-031
Release Number
34-64934
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