Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rules Regarding Books and Records in the Consolidated FINRA Rulebook

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Date Sort descending	Letter Type	Commenter Name
Jan. 13, 2011	Public Comment	Afshin Atabaki, Assistant General Counsel, Financial Industry Regulatory Authority, Washington, District of Columbia
Nov. 23, 2010	Public Comment	Melissa MacGregor, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Nov. 22, 2010	Public Comment	Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
Nov. 22, 2010	Public Comment	William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2010-052

Release Number

34-63181