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Comments on FINRA Rulemaking
Notice of Filing Proposed Rule Change and Amendment No. 1 to Amend the Codes of Arbitration Procedure to Permit Arbitrators to Make Mid-case Referrals
[Release No. 34-64954; File No. SR-FINRA-2010-036]
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| Sep. 12, 2011 | Barry D. Estell, Attorney, Mission, Kansas |
| Sep. 8, 2011 | Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY member, Deutsch & Lipner, Garden City, NY |
| Aug. 27, 2011 | Richard P. Ryder, Esquire, Securities Arbitration Commentator, Inc. (SAC), Maplewood,, New Jersey |
| Aug. 22, 2011 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Aug. 18, 2011 | Peter J. Mougey, President, Public Investors Arbitration Bar Association, Pensacola, Florida |
Notice of Filing of Proposed Rule Change to Amend the Codes of Arbitration Procedure to Permit Arbitrators to Make Mid-case Referrals
[Release No. 34-62930; File No. SR-FINRA-2010-036]
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| Jan. 16, 2011 | Richard P. Ryder, Esquire, Securities Arbitration Commentator, Inc., Maplewood, New Jersey |
| Oct. 19, 2010 | Joelle Franc and Gary J. Pieples, Syracuse Consumer Law and Securities Arbitration Clinic, Syracuse University College of Law |
| Oct. 14, 2010 | Rob Bleecher, Esquire, Pecht Associates, PC, Mechanicsburg, Pennsylvania |
| Oct. 14, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Oct. 13, 2010 | Dale Ledbetter, Ledbetter & Associates, P.A. |
| Oct. 11, 2010 | Leonard Steiner, Steiner & Libo, Beverly Hills, California |
| Oct. 11, 2010 | Scott R. Shewan, President, Public Investors Arbitration Bar Association |
| Oct. 11, 2010 | Richard Layne, Portland, Oregon |
| Oct. 11, 2010 | Theodore M. Davis, Esq., Attorney, Long Island City, New York |
| Oct. 11, 2010 | Richard A. Stephens, Esq., Attorney and FINRA Chairman, Boca Raton, Florida |
| Oct. 11, 2010 | Barry D. Estell, Esq., Attorney Representing Customers in FINRA Arbitration, Mission, Kansas |
http://www.sec.gov/comments/sr-finra-2010-036/finra2010036.shtml
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