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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to FINRA Rule 9554 to Eliminate Explicitly the Inability-to-Pay Defense in the Expedited Proceedings Context
(Release No. 34-61938; File No. SR-FINRA-2010-014)
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May 17, 2010 | Scott R. Shewan, President, Public Investors Arbitration Bar Association |
May 15, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic and Lennie B. Sliwinski, Cornell Law School' 11 |
May 14, 2010 | Michael T. Nommensen, Bakersfield, California |
http://www.sec.gov/comments/sr-finra-2010-014/finra2010014.shtml
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