Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to FINRA Rule 9554 to Eliminate Explicitly the Inability-to-Pay Defense in the Expedited Proceedings Context

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Date Received
Date Letter Type Commenter Name
Public Comment Scott R. Shewan, President, Public Investors Arbitration Bar Association
Public Comment William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic and Lennie B. Sliwinski, Cornell Law School' 11
Public Comment Michael T. Nommensen, Bakersfield, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-014
Release Number
34-61938
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