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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)

(Release No. 34-61927; File No. SR-FINRA-2010-012)

Jun. 21, 2010 Richard Pullano, Associate Vice President and Chief Counsel, FINRA, Rockville, Maryland
May 25, 2010 Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York
May 19, 2010 Dale E. Brown, CAE, President & CEO, Financial Services Institute, Inc.
May 14, 2010 John M. Ivan, Senior Vice President, General Counsel, Janney Montgomery Scott, LLC, Philadelphia, Pennsylvania
May 13, 2010 Joelle B. Franc, Student Attorney; Jonathan P. Terracciano, Student Attorney; and Birgitta K. Siegel, Esq., Visiting Asst. Professor; Securities Arbitration & Consumer Law Clinic, Syracuse University College of Law
May 13, 2010 E. John Moloney, President and CEO, Moloney Securities Company, Inc. and Chairman, Securities Industry and Financial Markets Association Small Firms Committee
May 13, 2010 William A. Jacobson, Esq., Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic and Adisada Dudie, Cornell Law School, 2011
May 13, 2010 Lisa A. Catalano, Director, Associate Professor of Clinical Legal Education and Christine Lazaro, Supervising Attorney, Securities Arbitration Clinic, St. John's University School of Law, Queens, New York
May 12, 2010 Deborah M. Castiglioni, CEO, CCO Cutter Company, Inc., Ballwin, Missouri
May 11, 2010 Kelly R. Welker, Branch Manager, LPL Financial
May 11, 2010 Scott R. Shewan, President, Public Investors Arbitration Bar Association
May 11, 2010 Melanie Senter Lubin, Maryland Securities Commissioner and Chair, NASAA CRD/IARD Steeling Committee
May 6, 2010 Lisa Roth, NAIBD Member Advocacy, Committee Chair, Keystone Capital Corporation, CEO/CCO
May 6, 2010 Pamela Fritz, CSCP, AIRC, FFSI, FIC; Chief Compliance Officer, MWA Financial Services, Inc.
May 4, 2010 Andrew Oster, President and CEO, Oster Financial Group, LLC, Edmond, Oklahoma




Modified: 06/29/2010