Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Codes of Arbitration Procedure to Provide for Attorney Representation of Non-party Witnesses in Arbitration

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Date Received
Date Letter Type Commenter Name
Public Comment William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Scott R. Shewan, Esquire, Public Investors Arbitration Bar Association, Clovis, California
Public Comment Richard P. Ryder, Attorney at Law
Public Comment Margo A. Hassan, Counsel, FINRA Dispute Resolution, New York, New York
Public Comment William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2010-006
Release Number
34-61517
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