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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Require Members to Report OTC Transactions in Equity Securities Within 30 Seconds of Execution
(Release No. 34-60960; File No. SR-FINRA-2009-061)
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Mar. 22, 2010 | Financial Industry Regulatory Authority |
Nov. 24, 2009 | Neal E. Nakagiri, President, CEO, CCO, NPB Financial Group, LLC |
Nov. 12, 2009 | James Downing, CCO, Cheevers and Company, Inc. |
http://www.sec.gov/comments/sr-finra-2009-061/finra2009061.shtml
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