Comments on FINRA Rulemaking

Notice of Filing to adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Peter J.Chepucavage, General Counsel, Plexus Consulting LLC
Public Comment Philip Shaikun, FINRA, Washington, District of Columbia
Public Comment Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-054
Release Number
34-58905
How to submit comments