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Comments on FICC Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control

(Release No. 34-60660; File Nos. SR-DTC-2007-14, SR-NSCC-2009-07, SR-FICC-2009-09)


Nov. 6, 2009 Mihal Nahari, Chief Compliance Officer, The Depository Trust Clearing Corporation, New York, New York
Oct. 13, 2009 Ira Hammerman, General Counsel, Securities Industry and Financial Markets Association, and Norman R. Nelson, General Counsel, The Clearing House Association L.L.C.

 

 

 

 

 

 

http://www.sec.gov/comments/sr-ficc-2009-09/ficc200909.shtml

Modified: 11/12/2009