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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title V Private Company Flexibility and Growth

Submitted Comments

Jun. 20, 2014 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Jun. 26, 2013 Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Oct. 16, 2012 David C. Fischer, New York, New York
Sep. 12, 2012 J. Baur Whittlesey, Ledgewood, on behalf of Resource Real Estate Investors 6, L.P. and Resource Real Estate Investors 7, L. P.
Aug. 10, 2012 Frank Keating, President & CEO, American Bankers Association
Jun. 26, 2012 James W. Apple, Jr., President and Chief Executive Officer, Burroughs & Chapin Company
Jun. 25, 2012 Michael J. LaCascia, Esq., WilmerHale, Boston, Massachusetts
Jun. 13, 2012 David C. Fischer, New York, New York
Jun. 13, 2012 Keith Paul Bishop, Former California Commissioner of Corporations
Jun. 6, 2012 Robert E. Buckholz, Chair, Committee on Securities Regulation, New York City Bar
May 24, 2012 Steven R. Barth, Partner, Foley and Lardner LLP, Milwaukee, Wisconsin
May 4, 2012 Rep. Steve Stivers, U.S. House of Representatives
May 4, 2012 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Apr. 17, 2012 Dennis B. Black, General Counsel, Mesirow Financial Holdings, Inc., Chicago, Illinois
Apr. 13, 2012 Carl Dodson, Chief Operating Officer, John Marshall Bank, Reston, Virginia
Apr. 12, 2012 Rod Steiger, CEO, Wayne Savings Community Bank, Wooster, Ohio

Meetings with SEC Officials

Jul. 11, 2012 Memorandum from the Division of Investment Management regarding a June 18, 2012, meeting with representatives of the Managed Funds Association

Modified: 06/23/2014