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Comments on Rulemaking Petition:
Request for rulemaking under the Securities Act of 1933 to amend Rule 146(b) to designate securities listed on the Nasdaq Capital Market as covered securities for the purpose of Section 18 of the Act
[File No. 4-513]
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| Jun. 1, 2006 |
Randall Schumann, Legal Counsel, Wisconsin DFI-Division of Securities, NASAA Corporation Finance Section Member |
| Apr. 3, 2006 |
Alan M. Parness, Vice Chair, State Regulation of Securities Committee, Section of Business Law, American Bar Association, Chicago, Illinois |
| Mar. 29, 2006 |
Patricia D. Struck, President, North American Securities Administrator's Association, and Wisconsin Securities Administrator |
http://www.sec.gov/comments/4-513/4-513.shtml
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