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CFE Rulemaking
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Chronological List |
Release No. | Date | Details |
Fourth Quarter | ||
SR-CFE-2013-006 | ||
34-70789 | Oct. 31, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 4 |
SR-CFE-2013-005 | ||
34-70611 | Oct. 4, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: November 12, 2013 Additional Materials: Exhibit 4 |
Second Quarter | ||
SR-CFE-2013-004 | ||
34-69731 | Jun. 11, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements Applicable to Foreign Trading Privilege Holders
Comments due: July 8, 2013 Additional Materials: Exhibit 4 |
First Quarter | ||
SR-CFE-2013-003 | ||
34-69122 | Mar. 12, 2013 | Notice of Filing of a Proposed Rule Change Regarding Reportable Position Reporting of Security Futures by Non-Trading Privilege Holders
Comments due: April 8, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-002 | ||
34-68765 | Jan. 30, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Market-Wide Trading Halts
Comments due: February 26, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-001 | ||
34-68634 | Jan. 11, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations
Comments due: February 7, 2013 Additional Materials: Exhibit 5 |
CFE File Number List for 2013 |
Release No. | Date | Details |
SR-CFE-2013-006 | ||
34-70789 | Oct. 31, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 4 |
SR-CFE-2013-005 | ||
34-70611 | Oct. 4, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: November 12, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-004 | ||
34-69731 | Jun. 11, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements Applicable to Foreign Trading Privilege Holders
Comments due: July 8, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-003 | ||
34-69122 | Mar. 12, 2013 | Notice of Filing of a Proposed Rule Change Regarding Reportable Position Reporting of Security Futures by Non-Trading Privilege Holders
Comments due: April 8, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-002 | ||
34-68765 | Jan. 30, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Market-Wide Trading Halts
Comments due: February 26, 2013 Additional Materials: Exhibit 4 |
SR-CFE-2013-001 | ||
34-68634 | Jan. 11, 2013 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations
Comments due: February 7, 2013 Additional Materials: Exhibit 5 |
http://www.sec.gov/rules/sro/cfe/cfearchive/cfearchive2013.shtml
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