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CFE Rulemaking
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Chronological List |
Release No. | Date | Details |
Fourth Quarter | ||
SR-CFE-2014-003 | ||
34-73385 | Oct. 17, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations
Comments due: November 13, 2014 Additional Materials: Exhibit 4 |
Third Quarter | ||
SR-CFE-2014-004 | ||
34-73009 | Sep. 5, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures
Comments due: October 2, 2014 Additional Materials: Exhibit 4 |
Second Quarter | ||
SR-CFE-2014-002 | ||
34-72392 | Jun. 13, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: July 10, 2014 |
SR-CFE-2014-001 | ||
34-72042 | Apr. 29, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt and Amend Certain Customer Protection and Financial Rules
Comments due: May 27, 2014 |
CFE File Number List for 2014 |
Release No. | Date | Details |
SR-CFE-2014-004 | ||
34-73009 | Sep. 5, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures
Comments due: October 2, 2014 Additional Materials: Exhibit 4 |
SR-CFE-2014-003 | ||
34-73385 | Oct. 17, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations
Comments due: November 13, 2014 Additional Materials: Exhibit 4 |
SR-CFE-2014-002 | ||
34-72392 | Jun. 13, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
Comments due: July 10, 2014 |
SR-CFE-2014-001 | ||
34-72042 | Apr. 29, 2014 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt and Amend Certain Customer Protection and Financial Rules
Comments due: May 27, 2014 |
http://www.sec.gov/rules/sro/cfe/cfearchive/cfearchive2014.shtml
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