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Comments on Concept Release on the U.S. Proxy System
[Release Nos. 34-62495, IA-3052, IC-29340; File No. S7-14-10]
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| Comments have been received from individuals and entities using the following Letter Type A: 7190 |
| Sep. 5, 2013 | Michael Ostrovsky, Associate Professor of Economics, Stanford Graduate School of Business, Stanford, California |
| Jul. 19, 2013 | Lynnette C. Fallon, Esq., General Counsel, Axcelis Technologies, Inc., Beverly, Massachusetts |
| Jun. 13, 2013 | Ann Yerger, Executive Director, Council of Institutional Investors |
| Jun. 11, 2013 | Memorandum from the Office of the Chair regarding a June 7, 2013, meeting with a representative of Goldman Sachs |
| Mar. 21, 2013 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Dec. 17, 2012 | Cynthia Jones, Executive Director, The Securities Transfer Association. Inc. |
| Nov. 1, 2012 | Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia |
| Oct. 11, 2012 | John Endean, President, American Business Conference |
| Sep. 21, 2012 | Mark Latham, Founder, VoterMedia.org, Vancouver, Canada |
| Aug. 21, 2012 | David S. Rosenthal, Vice President, Investor Relations and Secretary, Exxon Mobil Corporation |
| Jul. 19, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an April 20, 2012, meeting with representatives of the Securities Transfer Association, Inc. |
| Jul. 12, 2012 | Charles V. Rossi, President, The Securities Transfer Association |
| Jun. 3, 2012 | Benjamin Pagebb |
| Mar. 12, 2012 | Karen V. Danielson, President, Shareholder Services Association, and Charles V. Rossi, President, The Securities Transfer Association |
| Mar. 5, 2012 | Paula M. Ciprich, General Counsel and Secretary, National Fuel Gas Company |
| Feb. 16, 2012 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Feb. 10, 2012 | Memorandum from the Office of the Chairman regarding a February 10, 2012, meeting with representatives of the Council of Institutional Investors |
| Dec. 15, 2011 | Mario Passudetti, Chairman, Proxy Committee, The Securities Transfer Association, Inc. |
| Nov. 17, 2011 | Memorandum from the Division of Trading and Markets regarding a November 15, 2011, meeting with representatives of the NYSE Proxy Fees Advisory Committee |
| Nov. 9, 2011 | Charles Rossi, President, The Securities Transfer Association, Inc. |
| Nov. 9, 2011 | Charles Rossi, President, The Securities Transfer Association, Inc. |
| Oct. 4, 2011 | Memorandum from the Division of Corporation Finance regarding an October 4, 2011, meeting with representatives of U.S. Chamber of Commerce and Proskauer Rose LLP |
| Sep. 12, 2011 | Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Aug. 22, 2011 | Roger Coffin, University of Delaware, Weinberg Center for Corporate Governance, Newark, Delaware |
| May 9, 2011 | Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia |
| Apr. 12, 2011 | Leonard Rosenthal, Ph.D., Professor of Finance, Bentley University, Waltham, Massachusetts |
| Mar. 9, 2011 | Timothy Bartl, Senior Vice President and General Counsel, Center On Executive Compensation, Washington, District of Columbia |
| Feb. 17, 2011 | Memorandum from the Office of the Chairman regarding a February 17, 2011, meeting with representatives of Public Citizen, National Consumers League, American Federation of State, County and Municipal Employees, AFL-CIO Office of Investment, Corporate Library, Change to Win, Americans for Financial Reform, Social Investment Forum |
| Feb. 14, 2011 | Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of Davis Polk & Wardell, LLP and Broadridge |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a January 28, 2011, meeting with representatives of the Council of Institutional Investors |
| Feb. 9, 2011 | Kent S. Hughes, Managing Director, Egan-Jones Ratings Company, Haverford, Pennsylvania |
| Jan. 20, 2011 | Memorandum from the Division of Corporation Finance regarding a January 5, 2011, meeting with representatives of Moxy Vote, LLC |
| Jan. 19, 2011 | Boyd C. Johnson, Chief Legal Officer, MCS, Merrill Corporation, St. Paul, Minnesota |
| Jan. 19, 2011 | Paul A. Conn, President, Global Capital Markets, Computershare Limited, and Steven R. Rothbloom, President & CEO, Computershare US |
| Dec. 27, 2010 | Neila B. Radin, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York |
| Dec. 22, 2010 | Algis Janusauskas, Chair, Pension Investment Association of Canada |
| Dec. 22, 2010 | Memorandum from the Division of Corporation Finance regarding a December 22, 2010, meeting with representatives of Merrill Corporation |
| Dec. 21, 2010 | Memorandum from the Division of Corporation Finance regarding discussion papers sent by Davies Ward Phillips & Vineberg LLP of Toronto, Canada |
| Dec. 17, 2010 | Gary Lutin, Chairman, The Shareholder Forum |
| Dec. 17, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
| Dec. 15, 2010 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Nov. 30, 2010 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Nov. 24, 2010 | Katherine Combs, Chair, Interim CEO President, Society of Corporate Secretaries & Governance Professionals, New York, New York |
| Nov. 23, 2010 | Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association |
| Nov. 23, 2010 | Matthew Lepore, Vice President and Chief Counsel, Corporate Governance, Pfizer Inc., New York, New York |
| Nov. 22, 2010 | Katherine Combs, Chair, Interim CEO & President, The Society of Corporate Secretaries & Governance Professionals |
| Nov. 22, 2010 | Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division and Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division |
| Nov. 19, 2010 | Charles V. Rossi, President, The Securities Transfer Association, Inc. |
| Nov. 17, 2010 | Hans-Martin Buhlmann, Vorsitzender |
| Nov. 17, 2010 | Darla Stuckey, Senior Vice President, Policy & Advocacy, Society of Corporate Secretaries Governance Professionals, New York, New York |
| Nov. 16, 2010 | Memorandum from the Division of Corporation Finance regarding a November 16, 2010, meeting with representatives of the U. S. Chamber of Commerce |
| Nov. 15, 2010 | John F. Coyne, President and Chief Executive Officer, Western Digital Corporation |
| Nov. 15, 2010 | Memorandum from the Division of Corporation Finance regarding a November 12, 2010, meeting with representatives of Computershare |
| Nov. 15, 2010 | Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Nov. 11, 2010 | Walter Cruttenden |
| Nov. 10, 2010 | Robert M. Stanton, Pittsburgh, Pennsylvania |
| Nov. 8, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 5, 2010, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Nov. 8, 2010 | Jonathan Feigelson, TIAA-CREF, New York, New York |
| Nov. 4, 2010 | Cleary Gottlieb Steen & Hamilton LLP |
| Nov. 3, 2010 | Katherine Combs, Society of Corporate Secretaries & Governance Professionals, New York, New York |
| Nov. 2, 2010 | Paul A. Conn, President, Global Capital Markets, Computershare Limited, New York, New York |
| Nov. 1, 2010 | Kenneth G Frassetto, Director - Treasury Management and Shareholder Services, MGE Energy, Inc., Madison, Wisconsin |
| Oct. 29, 2010 | Abe M. Friedman, Managing Director, BlackRock, Inc., San Francisco, California |
| Oct. 29, 2010 | Anne Kvam, Global Head of Ownership Strategies, and Ola Peter Krohn Gjessing, Senior Analyst, Norges Bank Investment Management |
| Oct. 28, 2010 | Stephen Choi, New York University School of Law; Jill Fisch, University of Pennsylvania Law School; and Marcel Kahan, New York University School of Law |
| Oct. 28, 2010 | Katherine Combs, Society of Corporate Secretaries & Governance Professionals, New York, New York |
| Oct. 28, 2010 | Bruce T. Herbert, Chief Executive, Newground Social Investment |
| Oct. 27, 2010 | Katherine K. Combs, Chair, Interim CEO & President, Society of Corporate Secretaries & Governance Professionals, New York, New York |
| Oct. 27, 2010 | Paulo Pina da Silva, Policy Advisor, EuropeanIssuers, European Union |
| Oct. 26, 2010 | Rhoda Anderson, President, Rhoda Anderson Associates Facilitator, The Independent Steering Committee of Broadridge, Investor Communication Solutions |
| Oct. 26, 2010 | Chris Barnard |
| Oct. 25, 2010 | James Carter |
| Oct. 25, 2010 | Timothy J. Bartl Senior Vice President and General Counsel, Center On Executive Compensation |
| Oct. 25, 2010 | Jay B. Knoll, Executive Vice President, General Counsel
and Corporate Secretary, Uni-Solar |
| Oct. 25, 2010 | Thomas Gooley, Managing Director and Global Head of Operations, Morgan Stanley Smith Barney LLC |
| Oct. 25, 2010 | Anne T. Chapman, Vice President, Fund Business Management Group and Chad L. Norton, Vice President, Fund Business Management Group, Capital Research and Management Company |
| Oct. 25, 2010 | Donald F. Donahue, Chairman and Chief Executive Officer, The Depository Trust & Clearing Corporation |
| Oct. 25, 2010 | Andrew Shapiro, President, Lawndale Capital Management, LLC |
| Oct. 24, 2010 | James J. Angel, Ph.D, CFA, Georgetown University, McDonough School of Business |
| Oct. 24, 2010 | Lorenzo Canizares |
| Oct. 24, 2010 | Teresa Hopkins |
| Oct. 22, 2010 | Phoebe Papageorgiou, American Bankers Association, Washington, District of Columbia |
| Oct. 22, 2010 | Dannette L. Smith, Secretary to the Board, UnitedHealth Group |
| Oct. 22, 2010 | Roy Tooley, Assistant Secretary, Company Secretary's Office, BP p.l.c. |
| Oct. 22, 2010 | G C W Cunnington, Deputy Secretary, British American Tobacco p.l.c. |
| Oct. 22, 2010 | David S. Rosenthal, Vice President, Investor Relations
and Secretary, Exxon Mobil Corporation |
| Oct. 21, 2010 | Martha Eberle |
| Oct. 21, 2010 | John Stading |
| Oct. 21, 2010 | David Flessner |
| Oct. 21, 2010 | James Guzikowski |
| Oct. 21, 2010 | Sharon Jackson |
| Oct. 21, 2010 | Allison D. Kiene R.Ph., Esq., Vice President, Assistant General Counsel, Montpelier Group, Montpelier Technical Resources Ltd. |
| Oct. 21, 2010 | Rudiger von Rosen, Managing Director, Deutsches Aktieninstitut |
| Oct. 21, 2010 | Fred W. Triem, Esq., Attorney for Minority Shareholders, Petersburg, Alaska |
| Oct. 21, 2010 | Stacy Bitton |
| Oct. 21, 2010 | Steven Towns, Member, United States Proxy Exchange, Connecticut |
| Oct. 21, 2010 | Jeffrey D. Morgan, CAE, President & CEO, National Investor Relations Institute, Vienna, Virginia |
| Oct. 20, 2010 | Pensions Investment Research Consultants Ltd. |
| Oct. 20, 2010 | Timothy E. Dohlman, The Principal Financial Group, Assistant Director -Stockholder Services, Des Moines, Iowa |
| Oct. 20, 2010 | Dennis D. Bloom |
| Oct. 20, 2010 | Geoffrey P. Gold, Executive Vice-President and Chief Legal Officer, Kinross Gold Corporation |
| Oct. 20, 2010 | Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc. |
| Oct. 20, 2010 | Douglas N. Currault II, Assistant General Counsel & Corporate Secretary, Freeport-McMoRan Copper & Gold Inc. |
| Oct. 20, 2010 | Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation Chair, Corporate Leadership Initiative, Business Roundtable |
| Oct. 20, 2010 | Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme |
| Oct. 20, 2010 | James J. Angel, Ph.D, CFA, Georgetown University, McDonough School of Business |
| Oct. 20, 2010 | Niels Holch, Executive Director, Shareholder Communications Coalition |
| Oct. 20, 2010 | Laurel A. Holschuh, Secretary, Wells Fargo and Company |
| Oct. 20, 2010 | NYSE Euronext, on behalf of the New York Stock Exchange LLC, NYSE Amex LLC and NYSE Arca Inc. |
| Oct. 20, 2010 | The Center For the Study of Financial Market Evolution |
| Oct. 20, 2010 | John F. Coburn III, Corporate Secretary and Global Governance Counsel, NlKE, Inc. |
| Oct. 20, 2010 | Sylvia Groves, Past Chair, Canadian Society of Corporate Secretaries, Calgary, Canada |
| Oct. 20, 2010 | Eric Cohen, Chairperson, Investors Against Genocide, Lexington, Massachusetts |
| Oct. 20, 2010 | Tom D. Seip |
| Oct. 20, 2010 | Carol Hansell, Davies Ward Phillips & Vineberg LLP |
| Oct. 20, 2010 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Oct. 20, 2010 | Tracy Stewart, Executive Director, Shareowner Education Network |
| Oct. 20, 2010 | Gregory W. Smith, General Counsel/Chief Operating Officer, Colorado Public Employees' Retirement Association |
| Oct. 20, 2010 | Sidley Austin LLP |
| Oct. 20, 2010 | William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
| Oct. 20, 2010 | Stephen T. Falk, Executive Vice President, General Counsel and Corporate Secretary, Cardinal Health |
| Oct. 20, 2010 | Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association, New York, New York |
| Oct. 20, 2010 | Michael Garland, Executive Director for Corporate Governance, NYC Office of the Comptroller |
| Oct. 20, 2010 | Carla D. Brockman, V.P. Corporate Governance and Secretary, Devon Energy Corp., Oklahoma City, Oklahoma |
| Oct. 20, 2010 | Glyn A. Holton, United States Proxy Exchange, Cambridge, Massachusetts |
| Oct. 20, 2010 | Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters |
| Oct. 20, 2010 | Tamara C. Belinfanti, Associate Professor of Law, New York Law School, New York, New York |
| Oct. 20, 2010 | John D. Jarrett, Chief Operating Officer and Research Director, GovernanceMetrics International |
| Oct. 20, 2010 | Larry S. Eiben, Principal, Moxy Vote |
| Oct. 20, 2010 | Michael P. McCauley, Senior Officer, Investment Programs & Governance, Florida State Board of Administration |
| Oct. 20, 2010 | Arden T. Phillips, Corporate Secretary and Corporate Governance Officer, WGL Holdings, Inc. and Washington Gas Light Company |
| Oct. 20, 2010 | Anthony Thalman |
| Oct. 20, 2010 | James McRitchie, Publisher, Corporate Governance |
| Oct. 20, 2010 | Bill McGrew, Portfolio Manager, Global Equity Corporate Governance, California Public Employees' Retirement System |
| Oct. 20, 2010 | Sullivan & Cromwell LLP |
| Oct. 20, 2010 | Stefan M. Gavell, Executive Vice President and Head of
Regulatory and Industry Affairs, State Street Corporation |
| Oct. 20, 2010 | Michael McAuley, RMA Securities Lending Chairman and Christopher R. Kunkle, RMA Director of Securities Lending |
| Oct. 20, 2010 | Heidi Welsh, Sustainable Investments Institute (Si2), Boonsboro, Maryland |
| Oct. 20, 2010 | Carol Ann Petren, Executive Vice President, General Counsel and Corporale Secretary, CIGNA Corporation |
| Oct. 20, 2010 | Paul A. Conn, President, Global Capital Markets,
Computershare Limited and Steven R. Rothbloom, President & CEO, Computershare US |
| Oct. 20, 2010 | Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions |
| Oct. 20, 2010 | Barbara H. Franklin, Chairman, NACD and Kenneth Daly,
President and CEO, NACD |
| Oct. 20, 2010 | Karrie McMillan, Investment Company Institute, Washington, District of Columbia |
| Oct. 20, 2010 | David G. Booth, President and Co-Chief Executive Officer, Dimensional Fund Advisors LP |
| Oct. 20, 2010 | Joseph R. Mason, Louisiana State University, Baton Rouge, Louisiana |
| Oct. 20, 2010 | Denise A. Hauselt, Vice President, Secretary and Assistant General Counsel, Corning Incorporated, |
| Oct. 20, 2010 | Mary Bowler, DuPont, Corporate Secretary and Corporate Counsel, DuPont |
| Oct. 20, 2010 | Tina Davis, Senior Vice President and Deputy General Counsel, tw telecom inc. |
| Oct. 20, 2010 | Depositary Receipts Division, BNY Mellon |
| Oct. 20, 2010 | Roderick A. Palmore, Executive Vice President, General Counsel & Chief Corporate and Risk Management Officer, General Mills, Inc. |
| Oct. 20, 2010 | Kenneth L. Altman, President, The Altman Group, Inc. |
| Oct. 20, 2010 | Dorothy A. Berry, Chair, IDC Governing Council |
| Oct. 20, 2010 | Christine P. Richards, Executive Vice President,
General Counsel and Secretary, FedEx Corporation |
| Oct. 20, 2010 | Donald G. Kalfen, Partner; Michael Powers, Managing Partner; and Jim Wolf, Managing Partner; Meridian Compensation Partners, LLC |
| Oct. 20, 2010 | R. William Ide III and Anthony M. Balloon |
| Oct. 20, 2010 | Stephen Harvey, Business Head, Institutional Shareholder Services Inc., Rockville, Maryland |
| Oct. 20, 2010 | Deborah Gilshan, ACIS, Corporate Governance Counsel, Railpen Investments |
| Oct. 20, 2010 | John F. Coburn III, Corporate Secretary and Global Governance Counsel, NlKE, Inc. |
| Oct. 20, 2010 | Darren T. Brady, Manager, Americas and James Davidson, Assistant Manager, Americas |
| Oct. 20, 2010 | Daniel F. Pedrotty, Director, Office of Investment, American Federation of Labor and Congress of Industrial Organizations |
| Oct. 20, 2010 | Greg A. Kinczewski,
Vice President/General Counsel, Marco Consulting Group |
| Oct. 20, 2010 | Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System |
| Oct. 20, 2010 | Jonathan E. Johnson, III, President, Overstock.com, Inc. |
| Oct. 20, 2010 | Keith U. Landenberger, Sr. Vice President & Associate General Counsel, DirecTV |
| Oct. 20, 2010 | Michael J. Wilson, National Director, Americans for Democratic Action (ADA), Washington, District of Columbia |
| Oct. 20, 2010 | Kathleen S. Kiefer, Vice President and
Assistant Corporate Secretary, Wellpoint |
| Oct. 20, 2010 | Douglas Wilson, Corporate Governance Manager -Voting, Standard Life Investments |
| Oct. 20, 2010 | Keith Bozarth, Executive Director, State of Wisconsin Investment Board, Madison, Wisconsin |
| Oct. 20, 2010 | Boyd C. Johnson, SVP and Chief Legal Officer, MCS, Merrill Corporation, St. Paul, Minnesota |
| Oct. 20, 2010 | Matthew Cohen, Esq., Los Angeles, California |
| Oct. 19, 2010 | The Securities Transfer Association |
| Oct. 19, 2010 | Michael C. Schouten |
| Oct. 19, 2010 | Barbara James |
| Oct. 19, 2010 | David F. Denison, Chair of the Board, Canadian Coalition for Good Governance |
| Oct. 19, 2010 | Charles V. Rossi, President, Securities Transfer Association |
| Oct. 19, 2010 | Albert H. Marshall, Senior Vice President/Secretary, Banner Corporation |
| Oct. 19, 2010 | Tim Holbrook |
| Oct. 19, 2010 | Susan Henderson, Company Secretary, Smith & Nephew plc |
| Oct. 19, 2010 | Wachtell, Lipton, Rosen & Katz |
| Oct. 19, 2010 | Jane Sherburne, Senior Executive Vice President and General Counsel, Bank of New York Mellon Corporation |
| Oct. 19, 2010 | Lori Freedman, Vice President, Corporate Affairs
& General Counsel, pSivida Corp. |
| Oct. 19, 2010 | Charles V. Callan, SVP, Regulatory Affairs, Broadridge Financial Solutions |
| Oct. 19, 2010 | Denise L. Nappier, Treasurer, Connecticut State |
| Oct. 19, 2010 | Mark Lopes |
| Oct. 19, 2010 | Wendy K. Nunez, Chief Compliance Officer, Champlain Investment Partners, LLC, Burlington, Vermont |
| Oct. 19, 2010 | Lisa N. Woll, CEO, Social Investment Forum |
| Oct. 19, 2010 | Connie Cook, Chief Accounting Officer, Silsbee, Texas |
| Oct. 19, 2010 | John G. Moore, Vice President, Chief Legal & HR Officer and Secretary, Leggett & Platt |
| Oct. 19, 2010 | Christopher J. Ryan, CEO, General Counsel, Secretary
Lakeland Industries, Inc. |
| Oct. 19, 2010 | James E. Hill, Seattle, Washington |
| Oct. 19, 2010 | Lawrence E. Pihl, Coaxant, inc., President, Hudson, New Hampshire |
| Oct. 19, 2010 | Douglas K. Chia, Assistant General Counsel Corporate Secretary, Johnson Johnson, New Brunswick, New Jersey |
| Oct. 19, 2010 | Douglas K. Chia, Assistant General Counsel Corporate Secretary, Johnson Johnson, New Brunswick, New Jersey |
| Oct. 19, 2010 | Gerald McEntee, President, AFSCME |
| Oct. 19, 2010 | Nell Minow, Chair, The Corporate Library, Portland, Maine |
| Oct. 19, 2010 | David G. Mee |
| Oct. 19, 2010 | James E. Hill, Seattle, Washington |
| Oct. 19, 2010 | Joan M. Crist, Managing Member, J-C Family Cartel, LLC, Hagerstown, Maryland |
| Oct. 19, 2010 | Edward B. Rock, Professor of Law, University of Pennsylvania Law School, Philadelphia, Pennsylvania |
| Oct. 19, 2010 | Lawrence E. Pihl, Coaxant, Inc., President, Hudson, New Hampshire |
| Oct. 19, 2010 | Jon Lukomnik, Program Director, IRRC Institute |
| Oct. 18, 2010 | Dianne Davis-Whitman |
| Oct. 18, 2010 | Evangeline Kariadakis |
| Oct. 18, 2010 | Thomas G. Berkemeyer, Assistant Secretary and Associate General Counsel, American Electric Power Company, Inc. |
| Oct. 18, 2010 | Michael Lauinger |
| Oct. 18, 2010 | Curt Yarger |
| Oct. 18, 2010 | Emily Dale |
| Oct. 18, 2010 | Nancy L. Young |
| Oct. 18, 2010 | Roberta Steinmetz |
| Oct. 18, 2010 | Eloise Linger |
| Oct. 18, 2010 | Ralph Zahorik |
| Oct. 18, 2010 | Greta Mackenzie |
| Oct. 18, 2010 | Marvin Marx |
| Oct. 18, 2010 | Katherine Rabin, Chief Executive Officer and Robert McCormick, Chief Policy Officer, Glass, Lewis Co. |
| Oct. 18, 2010 | Paul D. Crist, M.A., Economist, Washington, District of Columbia |
| Oct. 18, 2010 | David C. Donald, Professor, Faculty of Law Director, CUHK Centre for Financial Regulation and Economic Development |
| Oct. 18, 2010 | Patricia Also, Company Secretary, ARM Holdings pic |
| Oct. 18, 2010 | Helen Mahy, Group Company Secretary and General Counsel, National Grid |
| Oct. 18, 2010 | Alex Godun |
| Oct. 17, 2010 | David E. McClean, Ph.D., Lecturer – Business Ethics & Philosophy, Rutgers University |
| Oct. 16, 2010 | John Hastil, Seattle, Washington |
| Oct. 15, 2010 | Charles Baker, Vice President and General Counsel, Ball Corporation |
| Oct. 15, 2010 | Andrew Bonzani, Vice President, Assistant General Counsel and Secretary, IBM, Armonk, New York |
| Oct. 15, 2010 | Alan L. Beller, Janet L. Fisher and Rebecca M. Tabb,
Cleary Gottlieb Steen & Hamilton LLP |
| Oct. 15, 2010 | Max Mansur, Global Market Manager, SWIFT, New York, New York |
| Oct. 15, 2010 | Robert F. Shuford, Chairman of the Board, Old Point Financial Corporation |
| Oct. 14, 2010 | Mission Oaks Bancorp |
| Oct. 14, 2010 | Janet B. Cady, President, The Boston Club |
| Oct. 14, 2010 | Robert J. Vecci, Esq., C.P.A., Chief Financial Officer and Corporate Secretary, Uniti |
| Oct. 14, 2010 | Deanna L. Spooner, Chief Financial Officer, Cyanotech |
| Oct. 14, 2010 | Glenn H. Davis, Senior Research Associate, Council of Institutional Investors, Washington, District of Columbia |
| Oct. 14, 2010 | Scott A. Scherff, The Timken Company |
| Oct. 14, 2010 | Robert C. Leif, Ph.D., San Diego, California |
| Oct. 14, 2010 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions |
| Oct. 13, 2010 | Steven G. Nelson, Chairman of the Board
and President, Continental Stock Transfer & Trust Company |
| Oct. 13, 2010 | Jennifer Crane, CFO, Austin, Texas |
| Oct. 13, 2010 | Charlotte Laurent-Ottomane, President, InterOrganization Network, Fort Washington, Pennsylvania |
| Oct. 13, 2010 | Noni Menke, Vice President, Marketing and Shareholder Liaison , Commerce Bank of Arizona |
| Oct. 12, 2010 | William W. Jackson, President, Computershare Fund Services |
| Oct. 12, 2010 | Memorandum from the Division of Corporation Finance regarding an October 12, 2010, meeting with a representatives of Proxy Governance, Inc. |
| Oct. 12, 2010 | Mark A. Zorko, CPA, CFO, Del Global Technologies Corp., Bay Shore, New York |
| Oct. 12, 2010 | Kendall W. Carpenter, CPA/CMA, Vice President, Finance and Administration and CFO, MacroSolve, Inc / Anyware Mobile Solutions |
| Oct. 12, 2010 | Donald Panebianco, MBA, MBA, New York, New York |
| Oct. 12, 2010 | Carl T. Hagberg, Chairman CEO, Carl T. Hagberg and Associates, Jackson, New Jersey |
| Oct. 12, 2010 | Pat Consalvas |
| Oct. 11, 2010 | Richard J. Kolencik, Sr. Group Counsel and Assistant Secretary, Marathon Oil Corporation |
| Oct. 11, 2010 | John C. Wilcox, Chair, Cross-Border Voting Practices Committee and Christianna Wood, Chairman, ICGN Board of Governors |
| Oct. 8, 2010 | S. Davis Carniglia, Berkeley, California |
| Oct. 8, 2010 | Angela Matney, Remy International, Inc., Pendleton, Indiana |
| Oct. 8, 2010 | Gary Lutin, The Shareholder Forum |
| Oct. 6, 2010 | Charles V. Callan, SVP, Regulatory Affairs, Broadridge Financial Solutions |
| Oct. 4, 2010 | Ann Marie W. Hunker, Vice President, Controller, M/I Homes, Columbus, Ohio |
| Oct. 4, 2010 | Harlan M. Hatfield, Vice President, Secretary,
& General Counsel, Headwaters Incorporated, South Jordan, Utah |
| Oct. 4, 2010 | Thomas L. Montrone, Chairman, President & CEO, Registrar and Transfer Company |
| Oct. 1, 2010 | Gwen M. Farry, BVM, Chicago, Illinois |
| Oct. 1, 2010 | Daniel G. Reynolds, Vice President and Chief Financial Officer, Calloway's Nursery, Inc., Fort Worth, Texas |
| Sep. 30, 2010 | Memorandum from the Division of Corporation Finance regarding a September 30, 2010, meeting with representatives of Davies Ward Phillips & Vineberg LLP |
| Sep. 30, 2010 | Kevin B. Halter, Jr., President, Securities Transfer Corporation, Frisco, Texas |
| Sep. 29, 2010 | White Paper by Computershare and Georgeson |
| Sep. 29, 2010 | Mark Latham, Founder, VoterMedia.org, Vancouver, Canada |
| Sep. 26, 2010 | Brett J. Davidson, Publisher, Investletter Investment Advisory Newsletter |
| Sep. 24, 2010 | Bruce R. DeBoer, Esq., Vice President, General Counsel and Corporate Secretary, Whiting Petroleum Corporation, Denver, Colorado |
| Sep. 23, 2010 | Memorandum from the Division of Corporation Finance regarding a September 23, 2010, meeting with representatives of the National Investor Relations Institute |
| Sep. 22, 2010 | John Endean, President, American Business Conference |
| Sep. 21, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a September 7, 2010, meeting with representatives of the U.S. Chamber of Commerce |
| Sep. 20, 2010 | Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Sep. 16, 2010 | Memorandum from the Office of Commissioner Walter regarding a September 13, 2010, meeting with representatives of the U.S. Chamber of Commerce |
| Sep. 14, 2010 | Memorandum from the Office of Commissioner Paredes regarding a September 14, 2010, meeting with representatives of the Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Sep. 13, 2010 | Ralph S. Saul |
| Aug. 31, 2010 | Study of Client Directed Voting by Alan L. Beller, Janet L. Fisher and Rebecca M. Tabb, Cleary Gottlieb Steen & Hamilton LLP, for the Council of Institutional Investors |
| Aug. 30, 2010 | Mark Casper, Associate General Counsel/Secretary, Maxim Integrated Products, Inc. |
| Aug. 25, 2010 | Susan F. Shultz, The Board Institute, Inc. |
| Aug. 23, 2010 | Barbara M. Conley, Sr. Vice President, General Counsel & Corporate Secretary, First Business Financial Services, Inc. |
| Aug. 23, 2010 | Curtis S. Reis, Rolling Hills, California |
| Aug. 23, 2010 | Mitchell Derenzo, Chief Financial Officer, American River Bankshares, Rancho Cordova, California |
| Aug. 23, 2010 | Shane M. Spradlin, EVP, General Counsel and Secretary of Penske Automotive Group, Inc., Bloomfield Hills, Michigan |
| Aug. 20, 2010 | Susan F. Shultz, CEO, Founder, The Board Institute, Inc., and Jon S. Cohen, Snell & Wilmer Law Firm |
| Aug. 19, 2010 | Jill Fisch, Perry Golkin Professor of Law, University of Pennsylvania Law School, Philadelphia, Pennsylvania |
| Aug. 18, 2010 | Michelle Martinich, CFO, American Riviera Bank, Santa Barbara, California |
| Aug. 16, 2010 | Matthew Rogers, Manager, Financial Compliance & Analysis, TranSwitch Corp. |
| Aug. 14, 2010 | Stewart A. Levin, Centennial, Colorado |
| Aug. 10, 2010 | Fred J. Moore, III, CPA, CFO, Redwood Capital Bancorp, Eureka, California |
| Aug. 9, 2010 | David Yang, Investor Relations and Corporate Planning, Hanmi Financial Corporation, Los Angeles, California |
| Aug. 9, 2010 | Connie Easterly, Auburn, California |
| Aug. 6, 2010 | Edward L. Pittman, Dechert LLP |
| Aug. 5, 2010 | Tom Quaadman, Executive Director, Financial Reporting and Investor Opportunity, Center for Capital Markets Competitiveness |
| Aug. 4, 2010 | Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Falls, Minnesota |
| Aug. 3, 2010 | Hans-Martin Buhlmann, CEO, Vereinigung Institutionelle Privatanleger eV (Association of Institutional Shareholders), Cologne, Germany |
| Aug. 2, 2010 | Curt Weil, CFP, President, Lasecke Weil Wealth Advisory Group, LLC, Palo Alto, California |
| Jul. 30, 2010 | Eric M. Jackson, Ph.D., Founder, Managing Member, Ironfire Capital LLC, Naples, Florida |
| Jul. 29, 2010 | John Slatky, President, Luxemburg Bancshares, Inc. |
| Jul. 29, 2010 | Paul Burgon, Chief Financial Officer, Provo, Utah |
| Jul. 28, 2010 | Brian Rietze, Pasadena, California |
| Jul. 27, 2010 | Glenn Greenberg, Managing Director, Brave Warrior Advisors, New York, New York |
| Jul. 25, 2010 | Rolland H. Bushner |
| Jul. 23, 2010 | Jeffrey A. Williams, Chief Financial Officer and Secretary, America's Car Mart, Inc., Bentonville, Arkansas |
| Jul. 23, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 16, 2010, meeting with a representative of Proxy Governance, Inc. |
| Jul. 23, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 16, 2010, meeting with representatives of Broadridge Financial Solutions, Inc., and the Society of Corporate Secretaries and Governance Professionals |
| Jul. 23, 2010 | Anthony Tedesco, Lakewood, New Jersey |
| Jul. 22, 2010 | Jing Zhao, Ph.D, Humanitarian China |
| Jul. 19, 2010 | Cheryl Carter |
| Jul. 16, 2010 | James McRitchie, Publisher, CorpGov.net |
| Jul. 16, 2010 | Frederick D. Lipman, Blank Rome LLP, Philadelphia, Pennsylvania |
| Jul. 16, 2010 | Barbara B. Rosenwald, Boynton Beach, Florida |
| Jul. 15, 2010 | Marshal Shichtman, Esq. |
| Jul. 15, 2010 | Terrence "Lee" Zehrer |
| Jul. 15, 2010 | Mike Nelson, small private investor, Oakland, California |
| Jul. 14, 2010 | Don R. Thomassen, Investor, Lompoc, California |
| Jul. 14, 2010 | Guy Wyser-Pratte, President, Wyser-Pratte Management Co., Inc. |
| Jul. 14, 2010 | Lawrence Beitman, Arlington Heights, Illinois |
| Jun. 10, 2010 | Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association |
| Jun. 2, 2010 | Thomas L. Montrone, Chairman, STA Proxy Communications Committee, Securities Transfer Association |
| Feb. 18, 2010 | Study of the OBO/NOBO System, Alan L. Beller and Janet L. Fisher, with Rebecca Taub, Cleary Gottlieb Steen & Hamilton LLP for the Council of Institutional Investors |
| Oct. 14, 2009 | Rhoda Anderson, Facilitator to The Independent Steering Committee of Broadridge |
| Aug. 4, 2009 | Niels Holch, Executive Director, Shareholder Communications Coalition |
| Feb. 13, 2006 | Donald D. Kittel, Securities Industry Association |
http://www.sec.gov/comments/s7-14-10/s71410.shtml
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