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Comments on Concept Release on the U.S. Proxy System

[Release Nos. 34-62495, IA-3052, IC-29340; File No. S7-14-10]


Comments have been received from individuals and entities using the following Letter Type A: 7190
Jul. 19, 2013 Lynnette C. Fallon, Esq., General Counsel, Axcelis Technologies, Inc., Beverly, Massachusetts
Jun. 13, 2013 Ann Yerger, Executive Director, Council of Institutional Investors
Jun. 11, 2013 Memorandum from the Office of the Chair regarding a June 7, 2013, meeting with a representative of Goldman Sachs
Mar. 21, 2013 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Dec. 17, 2012 Cynthia Jones, Executive Director, The Securities Transfer Association. Inc.
Nov. 1, 2012 Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia
Oct. 11, 2012 John Endean, President, American Business Conference
Sep. 21, 2012 Mark Latham, Founder, VoterMedia.org, Vancouver, Canada
Aug. 21, 2012 David S. Rosenthal, Vice President, Investor Relations and Secretary, Exxon Mobil Corporation
Jul. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an April 20, 2012, meeting with representatives of the Securities Transfer Association, Inc.
Jul. 12, 2012 Charles V. Rossi, President, The Securities Transfer Association
Jun. 3, 2012 Benjamin Pagebb
Mar. 12, 2012 Karen V. Danielson, President, Shareholder Services Association, and Charles V. Rossi, President, The Securities Transfer Association
Mar. 5, 2012 Paula M. Ciprich, General Counsel and Secretary, National Fuel Gas Company
Feb. 16, 2012 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Feb. 10, 2012 Memorandum from the Office of the Chairman regarding a February 10, 2012, meeting with representatives of the Council of Institutional Investors
Dec. 15, 2011 Mario Passudetti, Chairman, Proxy Committee, The Securities Transfer Association, Inc.
Nov. 17, 2011 Memorandum from the Division of Trading and Markets regarding a November 15, 2011, meeting with representatives of the NYSE Proxy Fees Advisory Committee
Nov. 9, 2011 Charles Rossi, President, The Securities Transfer Association, Inc.
Nov. 9, 2011 Charles Rossi, President, The Securities Transfer Association, Inc.
Oct. 4, 2011 Memorandum from the Division of Corporation Finance regarding an October 4, 2011, meeting with representatives of U.S. Chamber of Commerce and Proskauer Rose LLP
Sep. 12, 2011 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Aug. 22, 2011 Roger Coffin, University of Delaware, Weinberg Center for Corporate Governance, Newark, Delaware
May 9, 2011 Tom Quaadman, Vice President, U.S. Chamber of Commerce, Washington, District of Columbia
Apr. 12, 2011 Leonard Rosenthal, Ph.D., Professor of Finance, Bentley University, Waltham, Massachusetts
Mar. 9, 2011 Timothy Bartl, Senior Vice President and General Counsel, Center On Executive Compensation, Washington, District of Columbia
Feb. 17, 2011 Memorandum from the Office of the Chairman regarding a February 17, 2011, meeting with representatives of Public Citizen, National Consumers League, American Federation of State, County and Municipal Employees, AFL-CIO Office of Investment, Corporate Library, Change to Win, Americans for Financial Reform, Social Investment Forum
Feb. 14, 2011 Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of Davis Polk & Wardell, LLP and Broadridge
Feb. 11, 2011 Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional
Feb. 11, 2011 Memorandum from the Office of the Chairman regarding a January 28, 2011, meeting with representatives of the Council of Institutional Investors
Feb. 9, 2011 Kent S. Hughes, Managing Director, Egan-Jones Ratings Company, Haverford, Pennsylvania
Jan. 20, 2011 Memorandum from the Division of Corporation Finance regarding a January 5, 2011, meeting with representatives of Moxy Vote, LLC
Jan. 19, 2011 Boyd C. Johnson, Chief Legal Officer, MCS, Merrill Corporation, St. Paul, Minnesota
Jan. 19, 2011 Paul A. Conn, President, Global Capital Markets, Computershare Limited, and Steven R. Rothbloom, President & CEO, Computershare US
Dec. 27, 2010 Neila B. Radin, Chair, Securities Law Committee, Society of Corporate Secretaries and Governance Professionals, New York, New York
Dec. 22, 2010 Algis Janusauskas, Chair, Pension Investment Association of Canada
Dec. 22, 2010 Memorandum from the Division of Corporation Finance regarding a December 22, 2010, meeting with representatives of Merrill Corporation
Dec. 21, 2010 Memorandum from the Division of Corporation Finance regarding discussion papers sent by Davies Ward Phillips & Vineberg LLP of Toronto, Canada
Dec. 17, 2010 Gary Lutin, Chairman, The Shareholder Forum
Dec. 17, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Dec. 15, 2010 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Nov. 30, 2010 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Nov. 24, 2010 Katherine Combs, Chair, Interim CEO President, Society of Corporate Secretaries & Governance Professionals, New York, New York
Nov. 23, 2010 Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association
Nov. 23, 2010 Matthew Lepore, Vice President and Chief Counsel, Corporate Governance, Pfizer Inc., New York, New York
Nov. 22, 2010 Katherine Combs, Chair, Interim CEO & President, The Society of Corporate Secretaries & Governance Professionals
Nov. 22, 2010 Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division and Kurt Schacht, CFA, Managing Director, CFA Institute Standards and Financial, Market Integrity Division
Nov. 19, 2010 Charles V. Rossi, President, The Securities Transfer Association, Inc.
Nov. 17, 2010 Hans-Martin Buhlmann, Vorsitzender
Nov. 17, 2010 Darla Stuckey, Senior Vice President, Policy & Advocacy, Society of Corporate Secretaries Governance Professionals, New York, New York
Nov. 16, 2010 Memorandum from the Division of Corporation Finance regarding a November 16, 2010, meeting with representatives of the U. S. Chamber of Commerce
Nov. 15, 2010 John F. Coyne, President and Chief Executive Officer, Western Digital Corporation
Nov. 15, 2010 Memorandum from the Division of Corporation Finance regarding a November 12, 2010, meeting with representatives of Computershare
Nov. 15, 2010 Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Nov. 11, 2010 Walter Cruttenden
Nov. 10, 2010 Robert M. Stanton, Pittsburgh, Pennsylvania
Nov. 8, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 5, 2010, meeting with representatives of Broadridge Financial Solutions, Inc.
Nov. 8, 2010 Jonathan Feigelson, TIAA-CREF, New York, New York
Nov. 4, 2010 Cleary Gottlieb Steen & Hamilton LLP
Nov. 3, 2010 Katherine Combs, Society of Corporate Secretaries & Governance Professionals, New York, New York
Nov. 2, 2010 Paul A. Conn, President, Global Capital Markets, Computershare Limited, New York, New York
Nov. 1, 2010 Kenneth G Frassetto, Director - Treasury Management and Shareholder Services, MGE Energy, Inc., Madison, Wisconsin
Oct. 29, 2010 Abe M. Friedman, Managing Director, BlackRock, Inc., San Francisco, California
Oct. 29, 2010 Anne Kvam, Global Head of Ownership Strategies, and Ola Peter Krohn Gjessing, Senior Analyst, Norges Bank Investment Management
Oct. 28, 2010 Stephen Choi, New York University School of Law; Jill Fisch, University of Pennsylvania Law School; and Marcel Kahan, New York University School of Law
Oct. 28, 2010 Katherine Combs, Society of Corporate Secretaries & Governance Professionals, New York, New York
Oct. 28, 2010 Bruce T. Herbert, Chief Executive, Newground Social Investment
Oct. 27, 2010 Katherine K. Combs, Chair, Interim CEO & President, Society of Corporate Secretaries & Governance Professionals, New York, New York
Oct. 27, 2010 Paulo Pina da Silva, Policy Advisor, EuropeanIssuers, European Union
Oct. 26, 2010 Rhoda Anderson, President, Rhoda Anderson Associates Facilitator, The Independent Steering Committee of Broadridge, Investor Communication Solutions
Oct. 26, 2010 Chris Barnard
Oct. 25, 2010 James Carter
Oct. 25, 2010 Timothy J. Bartl Senior Vice President and General Counsel, Center On Executive Compensation
Oct. 25, 2010 Jay B. Knoll, Executive Vice President, General Counsel and Corporate Secretary, Uni-Solar
Oct. 25, 2010 Thomas Gooley, Managing Director and Global Head of Operations, Morgan Stanley Smith Barney LLC
Oct. 25, 2010 Anne T. Chapman, Vice President, Fund Business Management Group and Chad L. Norton, Vice President, Fund Business Management Group, Capital Research and Management Company
Oct. 25, 2010 Donald F. Donahue, Chairman and Chief Executive Officer, The Depository Trust & Clearing Corporation
Oct. 25, 2010 Andrew Shapiro, President, Lawndale Capital Management, LLC
Oct. 24, 2010 James J. Angel, Ph.D, CFA, Georgetown University, McDonough School of Business
Oct. 24, 2010 Lorenzo Canizares
Oct. 24, 2010 Teresa Hopkins
Oct. 22, 2010 Phoebe Papageorgiou, American Bankers Association, Washington, District of Columbia
Oct. 22, 2010 Dannette L. Smith, Secretary to the Board, UnitedHealth Group
Oct. 22, 2010 Roy Tooley, Assistant Secretary, Company Secretary's Office, BP p.l.c.
Oct. 22, 2010 G C W Cunnington, Deputy Secretary, British American Tobacco p.l.c.
Oct. 22, 2010 David S. Rosenthal, Vice President, Investor Relations and Secretary, Exxon Mobil Corporation
Oct. 21, 2010 Martha Eberle
Oct. 21, 2010 John Stading
Oct. 21, 2010 David Flessner
Oct. 21, 2010 James Guzikowski
Oct. 21, 2010 Sharon Jackson
Oct. 21, 2010 Allison D. Kiene R.Ph., Esq., Vice President, Assistant General Counsel, Montpelier Group, Montpelier Technical Resources Ltd.
Oct. 21, 2010 Rudiger von Rosen, Managing Director, Deutsches Aktieninstitut
Oct. 21, 2010 Fred W. Triem, Esq., Attorney for Minority Shareholders, Petersburg, Alaska
Oct. 21, 2010 Stacy Bitton
Oct. 21, 2010 Steven Towns, Member, United States Proxy Exchange, Connecticut
Oct. 21, 2010 Jeffrey D. Morgan, CAE, President & CEO, National Investor Relations Institute, Vienna, Virginia
Oct. 20, 2010 Pensions Investment Research Consultants Ltd.
Oct. 20, 2010 Timothy E. Dohlman, The Principal Financial Group, Assistant Director -Stockholder Services, Des Moines, Iowa
Oct. 20, 2010 Dennis D. Bloom
Oct. 20, 2010 Geoffrey P. Gold, Executive Vice-President and Chief Legal Officer, Kinross Gold Corporation
Oct. 20, 2010 Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc.
Oct. 20, 2010 Douglas N. Currault II, Assistant General Counsel & Corporate Secretary, Freeport-McMoRan Copper & Gold Inc.
Oct. 20, 2010 Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation Chair, Corporate Leadership Initiative, Business Roundtable
Oct. 20, 2010 Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme
Oct. 20, 2010 James J. Angel, Ph.D, CFA, Georgetown University, McDonough School of Business
Oct. 20, 2010 Niels Holch, Executive Director, Shareholder Communications Coalition
Oct. 20, 2010 Laurel A. Holschuh, Secretary, Wells Fargo and Company
Oct. 20, 2010 NYSE Euronext, on behalf of the New York Stock Exchange LLC, NYSE Amex LLC and NYSE Arca Inc.
Oct. 20, 2010 The Center For the Study of Financial Market Evolution
Oct. 20, 2010 John F. Coburn III, Corporate Secretary and Global Governance Counsel, NlKE, Inc.
Oct. 20, 2010 Sylvia Groves, Past Chair, Canadian Society of Corporate Secretaries, Calgary, Canada
Oct. 20, 2010 Eric Cohen, Chairperson, Investors Against Genocide, Lexington, Massachusetts
Oct. 20, 2010 Tom D. Seip
Oct. 20, 2010 Carol Hansell, Davies Ward Phillips & Vineberg LLP
Oct. 20, 2010 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Oct. 20, 2010 Tracy Stewart, Executive Director, Shareowner Education Network
Oct. 20, 2010 Gregory W. Smith, General Counsel/Chief Operating Officer, Colorado Public Employees' Retirement Association
Oct. 20, 2010 Sidley Austin LLP
Oct. 20, 2010 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Oct. 20, 2010 Stephen T. Falk, Executive Vice President, General Counsel and Corporate Secretary, Cardinal Health
Oct. 20, 2010 Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association, New York, New York
Oct. 20, 2010 Michael Garland, Executive Director for Corporate Governance, NYC Office of the Comptroller
Oct. 20, 2010 Carla D. Brockman, V.P. Corporate Governance and Secretary, Devon Energy Corp., Oklahoma City, Oklahoma
Oct. 20, 2010 Glyn A. Holton, United States Proxy Exchange, Cambridge, Massachusetts
Oct. 20, 2010 Carin Zelenko, Director, Capital Strategies Department, International Brotherhood of Teamsters
Oct. 20, 2010 Tamara C. Belinfanti, Associate Professor of Law, New York Law School, New York, New York
Oct. 20, 2010 John D. Jarrett, Chief Operating Officer and Research Director, GovernanceMetrics International
Oct. 20, 2010 Larry S. Eiben, Principal, Moxy Vote
Oct. 20, 2010 Michael P. McCauley, Senior Officer, Investment Programs & Governance, Florida State Board of Administration
Oct. 20, 2010 Arden T. Phillips, Corporate Secretary and Corporate Governance Officer, WGL Holdings, Inc. and Washington Gas Light Company
Oct. 20, 2010 Anthony Thalman
Oct. 20, 2010 James McRitchie, Publisher, Corporate Governance
Oct. 20, 2010 Bill McGrew, Portfolio Manager, Global Equity Corporate Governance, California Public Employees' Retirement System
Oct. 20, 2010 Sullivan & Cromwell LLP
Oct. 20, 2010 Stefan M. Gavell, Executive Vice President and Head of Regulatory and Industry Affairs, State Street Corporation
Oct. 20, 2010 Michael McAuley, RMA Securities Lending Chairman and Christopher R. Kunkle, RMA Director of Securities Lending
Oct. 20, 2010 Heidi Welsh, Sustainable Investments Institute (Si2), Boonsboro, Maryland
Oct. 20, 2010 Carol Ann Petren, Executive Vice President, General Counsel and Corporale Secretary, CIGNA Corporation
Oct. 20, 2010 Paul A. Conn, President, Global Capital Markets, Computershare Limited and Steven R. Rothbloom, President & CEO, Computershare US
Oct. 20, 2010 Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions
Oct. 20, 2010 Barbara H. Franklin, Chairman, NACD and Kenneth Daly, President and CEO, NACD
Oct. 20, 2010 Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Oct. 20, 2010 David G. Booth, President and Co-Chief Executive Officer, Dimensional Fund Advisors LP
Oct. 20, 2010 Joseph R. Mason, Louisiana State University, Baton Rouge, Louisiana
Oct. 20, 2010 Denise A. Hauselt, Vice President, Secretary and Assistant General Counsel, Corning Incorporated,
Oct. 20, 2010 Mary Bowler, DuPont, Corporate Secretary and Corporate Counsel, DuPont
Oct. 20, 2010 Tina Davis, Senior Vice President and Deputy General Counsel, tw telecom inc.
Oct. 20, 2010 Depositary Receipts Division, BNY Mellon
Oct. 20, 2010 Roderick A. Palmore, Executive Vice President, General Counsel & Chief Corporate and Risk Management Officer, General Mills, Inc.
Oct. 20, 2010 Kenneth L. Altman, President, The Altman Group, Inc.
Oct. 20, 2010 Dorothy A. Berry, Chair, IDC Governing Council
Oct. 20, 2010 Christine P. Richards, Executive Vice President, General Counsel and Secretary, FedEx Corporation
Oct. 20, 2010 Donald G. Kalfen, Partner; Michael Powers, Managing Partner; and Jim Wolf, Managing Partner; Meridian Compensation Partners, LLC
Oct. 20, 2010 R. William Ide III and Anthony M. Balloon
Oct. 20, 2010 Stephen Harvey, Business Head, Institutional Shareholder Services Inc., Rockville, Maryland
Oct. 20, 2010 Deborah Gilshan, ACIS, Corporate Governance Counsel, Railpen Investments
Oct. 20, 2010 John F. Coburn III, Corporate Secretary and Global Governance Counsel, NlKE, Inc.
Oct. 20, 2010 Darren T. Brady, Manager, Americas and James Davidson, Assistant Manager, Americas
Oct. 20, 2010 Daniel F. Pedrotty, Director, Office of Investment, American Federation of Labor and Congress of Industrial Organizations
Oct. 20, 2010 Greg A. Kinczewski, Vice President/General Counsel, Marco Consulting Group
Oct. 20, 2010 Anne Sheehan, Director of Corporate Governance, California State Teachers’ Retirement System
Oct. 20, 2010 Jonathan E. Johnson, III, President, Overstock.com, Inc.
Oct. 20, 2010 Keith U. Landenberger, Sr. Vice President & Associate General Counsel, DirecTV
Oct. 20, 2010 Michael J. Wilson, National Director, Americans for Democratic Action (ADA), Washington, District of Columbia
Oct. 20, 2010 Kathleen S. Kiefer, Vice President and Assistant Corporate Secretary, Wellpoint
Oct. 20, 2010 Douglas Wilson, Corporate Governance Manager -Voting, Standard Life Investments
Oct. 20, 2010 Keith Bozarth, Executive Director, State of Wisconsin Investment Board, Madison, Wisconsin
Oct. 20, 2010 Boyd C. Johnson, SVP and Chief Legal Officer, MCS, Merrill Corporation, St. Paul, Minnesota
Oct. 20, 2010 Matthew Cohen, Esq., Los Angeles, California
Oct. 19, 2010 The Securities Transfer Association
Oct. 19, 2010 Michael C. Schouten
Oct. 19, 2010 Barbara James
Oct. 19, 2010 David F. Denison, Chair of the Board, Canadian Coalition for Good Governance
Oct. 19, 2010 Charles V. Rossi, President, Securities Transfer Association
Oct. 19, 2010 Albert H. Marshall, Senior Vice President/Secretary, Banner Corporation
Oct. 19, 2010 Tim Holbrook
Oct. 19, 2010 Susan Henderson, Company Secretary, Smith & Nephew plc
Oct. 19, 2010 Wachtell, Lipton, Rosen & Katz
Oct. 19, 2010 Jane Sherburne, Senior Executive Vice President and General Counsel, Bank of New York Mellon Corporation
Oct. 19, 2010 Lori Freedman, Vice President, Corporate Affairs & General Counsel, pSivida Corp.
Oct. 19, 2010 Charles V. Callan, SVP, Regulatory Affairs, Broadridge Financial Solutions
Oct. 19, 2010 Denise L. Nappier, Treasurer, Connecticut State
Oct. 19, 2010 Mark Lopes
Oct. 19, 2010 Wendy K. Nunez, Chief Compliance Officer, Champlain Investment Partners, LLC, Burlington, Vermont
Oct. 19, 2010 Lisa N. Woll, CEO, Social Investment Forum
Oct. 19, 2010 Connie Cook, Chief Accounting Officer, Silsbee, Texas
Oct. 19, 2010 John G. Moore, Vice President, Chief Legal & HR Officer and Secretary, Leggett & Platt
Oct. 19, 2010 Christopher J. Ryan, CEO, General Counsel, Secretary Lakeland Industries, Inc.
Oct. 19, 2010 James E. Hill, Seattle, Washington
Oct. 19, 2010 Lawrence E. Pihl, Coaxant, inc., President, Hudson, New Hampshire
Oct. 19, 2010 Douglas K. Chia, Assistant General Counsel Corporate Secretary, Johnson Johnson, New Brunswick, New Jersey
Oct. 19, 2010 Douglas K. Chia, Assistant General Counsel Corporate Secretary, Johnson Johnson, New Brunswick, New Jersey
Oct. 19, 2010 Gerald McEntee, President, AFSCME
Oct. 19, 2010 Nell Minow, Chair, The Corporate Library, Portland, Maine
Oct. 19, 2010 David G. Mee
Oct. 19, 2010 James E. Hill, Seattle, Washington
Oct. 19, 2010 Joan M. Crist, Managing Member, J-C Family Cartel, LLC, Hagerstown, Maryland
Oct. 19, 2010 Edward B. Rock, Professor of Law, University of Pennsylvania Law School, Philadelphia, Pennsylvania
Oct. 19, 2010 Lawrence E. Pihl, Coaxant, Inc., President, Hudson, New Hampshire
Oct. 19, 2010 Jon Lukomnik, Program Director, IRRC Institute
Oct. 18, 2010 Dianne Davis-Whitman
Oct. 18, 2010 Evangeline Kariadakis
Oct. 18, 2010 Thomas G. Berkemeyer, Assistant Secretary and Associate General Counsel, American Electric Power Company, Inc.
Oct. 18, 2010 Michael Lauinger
Oct. 18, 2010 Curt Yarger
Oct. 18, 2010 Emily Dale
Oct. 18, 2010 Nancy L. Young
Oct. 18, 2010 Roberta Steinmetz
Oct. 18, 2010 Eloise Linger
Oct. 18, 2010 Ralph Zahorik
Oct. 18, 2010 Greta Mackenzie
Oct. 18, 2010 Marvin Marx
Oct. 18, 2010 Katherine Rabin, Chief Executive Officer and Robert McCormick, Chief Policy Officer, Glass, Lewis Co.
Oct. 18, 2010 Paul D. Crist, M.A., Economist, Washington, District of Columbia
Oct. 18, 2010 David C. Donald, Professor, Faculty of Law Director, CUHK Centre for Financial Regulation and Economic Development
Oct. 18, 2010 Patricia Also, Company Secretary, ARM Holdings pic
Oct. 18, 2010 Helen Mahy, Group Company Secretary and General Counsel, National Grid
Oct. 18, 2010 Alex Godun
Oct. 17, 2010 David E. McClean, Ph.D., Lecturer – Business Ethics & Philosophy, Rutgers University
Oct. 16, 2010 John Hastil, Seattle, Washington
Oct. 15, 2010 Charles Baker, Vice President and General Counsel, Ball Corporation
Oct. 15, 2010 Andrew Bonzani, Vice President, Assistant General Counsel and Secretary, IBM, Armonk, New York
Oct. 15, 2010 Alan L. Beller, Janet L. Fisher and Rebecca M. Tabb, Cleary Gottlieb Steen & Hamilton LLP
Oct. 15, 2010 Max Mansur, Global Market Manager, SWIFT, New York, New York
Oct. 15, 2010 Robert F. Shuford, Chairman of the Board, Old Point Financial Corporation
Oct. 14, 2010 Mission Oaks Bancorp
Oct. 14, 2010 Janet B. Cady, President, The Boston Club
Oct. 14, 2010 Robert J. Vecci, Esq., C.P.A., Chief Financial Officer and Corporate Secretary, Uniti
Oct. 14, 2010 Deanna L. Spooner, Chief Financial Officer, Cyanotech
Oct. 14, 2010 Glenn H. Davis, Senior Research Associate, Council of Institutional Investors, Washington, District of Columbia
Oct. 14, 2010 Scott A. Scherff, The Timken Company
Oct. 14, 2010 Robert C. Leif, Ph.D., San Diego, California
Oct. 14, 2010 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions
Oct. 13, 2010 Steven G. Nelson, Chairman of the Board and President, Continental Stock Transfer & Trust Company
Oct. 13, 2010 Jennifer Crane, CFO, Austin, Texas
Oct. 13, 2010 Charlotte Laurent-Ottomane, President, InterOrganization Network, Fort Washington, Pennsylvania
Oct. 13, 2010 Noni Menke, Vice President, Marketing and Shareholder Liaison , Commerce Bank of Arizona
Oct. 12, 2010 William W. Jackson, President, Computershare Fund Services
Oct. 12, 2010 Memorandum from the Division of Corporation Finance regarding an October 12, 2010, meeting with a representatives of Proxy Governance, Inc.
Oct. 12, 2010 Mark A. Zorko, CPA, CFO, Del Global Technologies Corp., Bay Shore, New York
Oct. 12, 2010 Kendall W. Carpenter, CPA/CMA, Vice President, Finance and Administration and CFO, MacroSolve, Inc / Anyware Mobile Solutions
Oct. 12, 2010 Donald Panebianco, MBA, MBA, New York, New York
Oct. 12, 2010 Carl T. Hagberg, Chairman CEO, Carl T. Hagberg and Associates, Jackson, New Jersey
Oct. 12, 2010 Pat Consalvas
Oct. 11, 2010 Richard J. Kolencik, Sr. Group Counsel and Assistant Secretary, Marathon Oil Corporation
Oct. 11, 2010 John C. Wilcox, Chair, Cross-Border Voting Practices Committee and Christianna Wood, Chairman, ICGN Board of Governors
Oct. 8, 2010 S. Davis Carniglia, Berkeley, California
Oct. 8, 2010 Angela Matney, Remy International, Inc., Pendleton, Indiana
Oct. 8, 2010 Gary Lutin, The Shareholder Forum
Oct. 6, 2010 Charles V. Callan, SVP, Regulatory Affairs, Broadridge Financial Solutions
Oct. 4, 2010 Ann Marie W. Hunker, Vice President, Controller, M/I Homes, Columbus, Ohio
Oct. 4, 2010 Harlan M. Hatfield, Vice President, Secretary, & General Counsel, Headwaters Incorporated, South Jordan, Utah
Oct. 4, 2010 Thomas L. Montrone, Chairman, President & CEO, Registrar and Transfer Company
Oct. 1, 2010 Gwen M. Farry, BVM, Chicago, Illinois
Oct. 1, 2010 Daniel G. Reynolds, Vice President and Chief Financial Officer, Calloway's Nursery, Inc., Fort Worth, Texas
Sep. 30, 2010 Memorandum from the Division of Corporation Finance regarding a September 30, 2010, meeting with representatives of Davies Ward Phillips & Vineberg LLP
Sep. 30, 2010 Kevin B. Halter, Jr., President, Securities Transfer Corporation, Frisco, Texas
Sep. 29, 2010 White Paper by Computershare and Georgeson
Sep. 29, 2010 Mark Latham, Founder, VoterMedia.org, Vancouver, Canada
Sep. 26, 2010 Brett J. Davidson, Publisher, Investletter Investment Advisory Newsletter
Sep. 24, 2010 Bruce R. DeBoer, Esq., Vice President, General Counsel and Corporate Secretary, Whiting Petroleum Corporation, Denver, Colorado
Sep. 23, 2010 Memorandum from the Division of Corporation Finance regarding a September 23, 2010, meeting with representatives of the National Investor Relations Institute
Sep. 22, 2010 John Endean, President, American Business Conference
Sep. 21, 2010 Memorandum from the Office of Commissioner Aguilar regarding a September 7, 2010, meeting with representatives of the U.S. Chamber of Commerce
Sep. 20, 2010 Thomas Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Sep. 16, 2010 Memorandum from the Office of Commissioner Walter regarding a September 13, 2010, meeting with representatives of the U.S. Chamber of Commerce
Sep. 14, 2010 Memorandum from the Office of Commissioner Paredes regarding a September 14, 2010, meeting with representatives of the Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Sep. 13, 2010 Ralph S. Saul
Aug. 31, 2010 Study of Client Directed Voting by Alan L. Beller, Janet L. Fisher and Rebecca M. Tabb, Cleary Gottlieb Steen & Hamilton LLP, for the Council of Institutional Investors
Aug. 30, 2010 Mark Casper, Associate General Counsel/Secretary, Maxim Integrated Products, Inc.
Aug. 25, 2010 Susan F. Shultz, The Board Institute, Inc.
Aug. 23, 2010 Barbara M. Conley, Sr. Vice President, General Counsel & Corporate Secretary, First Business Financial Services, Inc.
Aug. 23, 2010 Curtis S. Reis, Rolling Hills, California
Aug. 23, 2010 Mitchell Derenzo, Chief Financial Officer, American River Bankshares, Rancho Cordova, California
Aug. 23, 2010 Shane M. Spradlin, EVP, General Counsel and Secretary of Penske Automotive Group, Inc., Bloomfield Hills, Michigan
Aug. 20, 2010 Susan F. Shultz, CEO, Founder, The Board Institute, Inc., and Jon S. Cohen, Snell & Wilmer Law Firm
Aug. 19, 2010 Jill Fisch, Perry Golkin Professor of Law, University of Pennsylvania Law School, Philadelphia, Pennsylvania
Aug. 18, 2010 Michelle Martinich, CFO, American Riviera Bank, Santa Barbara, California
Aug. 16, 2010 Matthew Rogers, Manager, Financial Compliance & Analysis, TranSwitch Corp.
Aug. 14, 2010 Stewart A. Levin, Centennial, Colorado
Aug. 10, 2010 Fred J. Moore, III, CPA, CFO, Redwood Capital Bancorp, Eureka, California
Aug. 9, 2010 David Yang, Investor Relations and Corporate Planning, Hanmi Financial Corporation, Los Angeles, California
Aug. 9, 2010 Connie Easterly, Auburn, California
Aug. 6, 2010 Edward L. Pittman, Dechert LLP
Aug. 5, 2010 Tom Quaadman, Executive Director, Financial Reporting and Investor Opportunity, Center for Capital Markets Competitiveness
Aug. 4, 2010 Loren K. Hanson, Assistant Secretary, Otter Tail Corporation, Fergus Falls, Minnesota
Aug. 3, 2010 Hans-Martin Buhlmann, CEO, Vereinigung Institutionelle Privatanleger eV (Association of Institutional Shareholders), Cologne, Germany
Aug. 2, 2010 Curt Weil, CFP, President, Lasecke Weil Wealth Advisory Group, LLC, Palo Alto, California
Jul. 30, 2010 Eric M. Jackson, Ph.D., Founder, Managing Member, Ironfire Capital LLC, Naples, Florida
Jul. 29, 2010 John Slatky, President, Luxemburg Bancshares, Inc.
Jul. 29, 2010 Paul Burgon, Chief Financial Officer, Provo, Utah
Jul. 28, 2010 Brian Rietze, Pasadena, California
Jul. 27, 2010 Glenn Greenberg, Managing Director, Brave Warrior Advisors, New York, New York
Jul. 25, 2010 Rolland H. Bushner
Jul. 23, 2010 Jeffrey A. Williams, Chief Financial Officer and Secretary, America's Car Mart, Inc., Bentonville, Arkansas
Jul. 23, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 16, 2010, meeting with a representative of Proxy Governance, Inc.
Jul. 23, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 16, 2010, meeting with representatives of Broadridge Financial Solutions, Inc., and the Society of Corporate Secretaries and Governance Professionals
Jul. 23, 2010 Anthony Tedesco, Lakewood, New Jersey
Jul. 22, 2010 Jing Zhao, Ph.D, Humanitarian China
Jul. 19, 2010 Cheryl Carter
Jul. 16, 2010 James McRitchie, Publisher, CorpGov.net
Jul. 16, 2010 Frederick D. Lipman, Blank Rome LLP, Philadelphia, Pennsylvania
Jul. 16, 2010 Barbara B. Rosenwald, Boynton Beach, Florida
Jul. 15, 2010 Marshal Shichtman, Esq.
Jul. 15, 2010 Terrence "Lee" Zehrer
Jul. 15, 2010 Mike Nelson, small private investor, Oakland, California
Jul. 14, 2010 Don R. Thomassen, Investor, Lompoc, California
Jul. 14, 2010 Guy Wyser-Pratte, President, Wyser-Pratte Management Co., Inc.
Jul. 14, 2010 Lawrence Beitman, Arlington Heights, Illinois
Jun. 10, 2010 Thomas F. Price, Managing Director, Securities Industry and Financial Markets Association
Jun. 2, 2010 Thomas L. Montrone, Chairman, STA Proxy Communications Committee, Securities Transfer Association
Feb. 18, 2010 Study of the OBO/NOBO System, Alan L. Beller and Janet L. Fisher, with Rebecca Taub, Cleary Gottlieb Steen & Hamilton LLP for the Council of Institutional Investors
Oct. 14, 2009 Rhoda Anderson, Facilitator to The Independent Steering Committee of Broadridge
Aug. 4, 2009 Niels Holch, Executive Director, Shareholder Communications Coalition
Feb. 13, 2006 Donald D. Kittel, Securities Industry Association

 

http://www.sec.gov/comments/s7-14-10/s71410.shtml

Modified: 07/23/2013