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Comments on Proposed Rule on Large Trader Reporting System
[Release No. 34-61908; File No. S7-10-10]
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| Sep. 17, 2018 | Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA |
| Sep. 7, 2018 | Christopher W. Bok, Esq., Financial Information Forum |
| Jul. 13, 2018 | Theodore R. Lazo, Managing Director and Associate General Counsel, Equities Trading and Markets, and Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA |
| Sep. 14, 2017 | William H. Hebert, Managing Director, Financial Information Forum |
| Mar. 3, 2017 | Thomas F. Price, Managing Director, Operations, Technology & BCP, SIFMA |
| Feb. 3, 2017 | William H. Hebert, Managing Director, Financial Information Forum |
| Apr. 9, 2015 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Mar. 27, 2015 | Mary Lou VonKaenel, Managing Director, Financial Information Forum |
| Feb. 26, 2013 | Memorandum from the Office of Commissioner Paredes regarding a February 26, 2013, meeting with representatives of SIFMA and SIFMA Member Firms |
| Feb. 13, 2013 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Apr. 18, 2012 | Memorandum from the Office of Commissioner Walter regarding a February 29, 2012 meeting with representatives of Security Traders Association and the Financial Information Forum |
| Mar. 29, 2012 | Ann L. Vlcek, Managing Director and Associate General Counsel, SIFMA |
| Mar. 26, 2012 | Sean Davy, Managing Director, SIFMA |
| Jan. 25, 2012 | Manisha Kimmel, Executive Director, Financial Information Forum |
| Sep. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a September 7, 2011, meeting with representatives of the Security Traders Association |
| Sep. 8, 2011 | Memorandum from the Office of Commissioner Paredes regarding a September 7, 2011, meeting with representatives of the Security Traders Association |
| Dec. 15, 2010 | Sean R., South Bend, Indiana |
| Dec. 14, 2010 | Matthew J. Olen |
| Oct. 21, 2010 | Guido Ravoet, Secretary General, European Banking Federation, and Claude-Alain Margelisch, Chief Executive Officer, Swiss Bankers Association, Basel, Switzerland |
| Oct. 20, 2010 | Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Securities Industry and Financial Markets Association |
| Jul. 28, 2010 | Memorandum from the Division of Trading and Markets regarding a July 28, 2010, meeting with representatives of the SIFMA Equity Options Trading Committee |
| Jul. 26, 2010 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 19, 2010, meeting with representatives of Bank of America Merrill Lynch |
| Jul. 19, 2010 | Memorandum from the Office of Commissioner Paredes regarding a July 19, 2010, meeting with representatives of Bank of America |
| Jun. 28, 2010 | John McCarthy, General Counsel, GETCO LLC |
| Jun. 24, 2010 | Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Jun. 22, 2010 | Lisa Bleier, Vice President and Senior Counsel, Center for Securities, Trust and Investments, American Banker Association |
| Jun. 22, 2010 | Steven M. Hoffman, Vice President and Counsel, Wellington Management Company, LLP |
| Jun. 22, 2010 | Karrie McMillan, General Counsel, Investment Company Institute |
| Jun. 22, 2010 | Anne Tuttle, EVP and General Counsel, Financial Engines, Palo Alto, California |
| Jun. 22, 2010 | David Oestreicher, Chief Legal Counsel, and Christopher P. Hayes, Senior Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland |
| Jun. 22, 2010 | Brian F. Gredder, Associate Investment Counsel, Howard Hughes Medical Institute |
| Jun. 22, 2010 | Anonymous |
| Jun. 22, 2010 | Manisha Kimmel, Executive Director, Financial Information Forum, New York, New York |
| Jun. 22, 2010 | Jan Jacobson, Senior Counsel, Retirement Policy, American Benefits Council |
| Jun. 22, 2010 | Jennifer S. Choi, Associate General Counsel, Investment Adviser Association |
| Jun. 22, 2010 | Lucy Williams, Group Compliance Director, Prudential PLC, London, United Kingdom |
| Jun. 21, 2010 | David L. Goret, Lowenstein Sandler, Attorneys at Law |
| Jun. 17, 2010 | Wheeler |
| Jun. 16, 2010 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Jun. 10, 2010 | Montague Guild, Investor, Los Angeles, California |
| Jun. 10, 2010 | Cavan N. Bray, Stock and Options Trader and Invester, Individual Account, Brunswick, Georgia |
| Jun. 3, 2010 | Carolyn K. Warren, Clearwater, Florida |
| Jun. 2, 2010 | Dan D. Shelburne, Individual Investor, Westlake Village, California |
| Jun. 1, 2010 | D. Lu, Wellsburg, West Virginia |
| May 31, 2010 | Ron Kelly, Lewes, Delaware |
| May 28, 2010 | Paul Drescher, Registered Principal, Foothill Securities, Inc., Soquel |
| May 28, 2010 | Julia J. Cauthorn, President, Texan Capital Management, Inc., Houston, Texas |
| May 27, 2010 | Lawrence H. Anvik, President, FASR Inc., Guilford, Connecticut |
| May 27, 2010 | Pat Tedesco, Tuscaloosa, Alabama |
| May 26, 2010 | Wheeler |
| May 26, 2010 | Keith Clough |
| May 26, 2010 | Harry E. Chamblin, MBA, Decatur, Illinois |
| May 26, 2010 | Nick Werle |
| May 26, 2010 | Nick Werle |
| May 26, 2010 | Norris W. Beach, Illinois |
| May 25, 2010 | Scotland C. Settle, Trader and Investor, Aptos, California |
| May 25, 2010 | John Chapin |
| May 25, 2010 | Jonathan D. London, Minneapolis, Minnesota |
| May 24, 2010 | Lee R. Donais, L.R. Donais Company Inc., Lighthouse Point, Florida |
| May 23, 2010 | Robert Meijer, Principal, Major Monitors, San Diego, California |
| May 20, 2010 | Frank Waddell, New York, New York |
| May 20, 2010 | Robert J. Moore, Houston, Texas |
| May 20, 2010 | Anonymous, Wausau, Wisconsin |
| May 20, 2010 | Darrell G. Ferguson, Victoria, Texas |
| May 19, 2010 | Anne Sheehan, Director, Corporate Governance, California State Teachers' Retirement System |
| May 19, 2010 | Peter Shawhan |
| May 19, 2010 | Dan T. Nguyen, Wausau, Wisconsin |
| May 18, 2010 | Alan K. Scheff, CEO, SIG, Branch Manager, RJFS, Scheff Investment Group LLC |
| May 18, 2010 | Chris Smith, Toledo, Ohio |
| May 18, 2010 | Jonathan R. Parker, Plano, Texas |
| May 18, 2010 | Nicholas V. Nomm, San Jose, California |
| May 18, 2010 | Jeffery Rose, Houston, Texas |
| May 14, 2010 | James Calhoon, Retail Investor, Addison, Texas |
| May 13, 2010 | James K. Rutledge |
| May 13, 2010 | Michael Mediano, Chief Investment Officer |
| May 13, 2010 | Nina Orton, Holbrook |
| May 11, 2010 | Alex Gaal |
| May 11, 2010 | Linden Campbell |
| May 11, 2010 | Andrew E. Irwin, Greensboro, North Carolina |
| May 11, 2010 | John W. Smith, Jr., Olympic Valley, California |
| May 9, 2010 | Pamela W. Wooton, Medford, Oregon |
| May 9, 2010 | G. Walsh |
| May 8, 2010 | Perry Dictos |
| May 8, 2010 | Mustafa Yalcinoglu, Columbus, Ohio |
| May 8, 2010 | Fred Hallman |
| May 8, 2010 | Nicholas V. Nomm, San Jose, California |
| May 7, 2010 | Charles Simison, Spanish Fort, Alabama |
| May 7, 2010 | Robert J. Moore, Houston, Texas |
| May 6, 2010 | Memorandum from the Office of Commissioner Paredes regarding an April 23, 2010 meeting with representatives of the Financial Industry Regulatory Authority |
| May 5, 2010 | D. F. |
| May 4, 2010 | Ed Schweitzer |
| Apr. 28, 2010 | Dan D. Shelburne, Apple Investor, Westlake Village, California |
| Apr. 27, 2010 | Courtney Albright, Bloomsburg, Pennsylvania |
| Apr. 27, 2010 | Maxim Golant, Student Bloomsburg University |
| Apr. 27, 2010 | Mary Lou Thomas |
| Apr. 26, 2010 | Cynthia Myers |
| Apr. 26, 2010 | Patrick Graziano |
| Apr. 26, 2010 | Matthew D. Kline |
| Apr. 26, 2010 | Peter Schwartz, Accounting, Hoboken, New Jersey |
| Apr. 26, 2010 | Kevin M. Capuder, Lecturer in Economics, Metropolitan University Prague, Prague, Czech Republic |
| Apr. 23, 2010 | D. L. |
| Apr. 23, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a Meeting with Representatives of FINRA |
| Apr. 23, 2010 | Donald McLeod, Blacksburg, Virginia |
| Apr. 23, 2010 | Edwin A. Johnson, Lincoln, Nebraska |
| Apr. 21, 2010 | Smith James, Graduate Engineer, London, United Kingdom |
| Apr. 19, 2010 | Allison Chen |
| Apr. 15, 2010 | Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Lime Brokerage LLC |
| Apr. 15, 2010 | John R. Harris, Chief Executive Officer, BondMart Technologies, Inc., Millington, New Jersey |
| Apr. 14, 2010 | Anonymous |
| Apr. 14, 2010 | Anonymous |
http://www.sec.gov/comments/s7-10-10/s71010.shtml
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