SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Specialized Disclosures:
Title XV Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type A: 342
Comments have been received from individuals and entities using the following Letter Type B: 28
Comments have been received from individuals and entities using the following Letter Type C: 49
Dec. 15, 2010 Lori Kechter, Administrator, Outcry for Congo Campaign, Member, A Thousand Sisters Campaign
Dec. 15, 2010 Katherine Yarges, Newport, Kentucky
Dec. 15, 2010 Thomas Turner, DRC Country Specialist, Amnesty International USA
Dec. 15, 2010 Laura Matter, A Thousand Sisters, Outcry for Congo
Dec. 15, 2010 Richa Sehgal
Dec. 15, 2010 Ann Shannon Co-Founder, A Thousand Sisters Campaign and Co-Founder, Outcry for Congo Campaign
Dec. 15, 2010 Krista Furgerson
Dec. 14, 2010 Harriet Steinberg, Lake Oswego, Oregon
Dec. 13, 2010 Nick Thorne, Managing Director, Thailand Smelting and Refining Co. Ltd.
Dec. 13, 2010 The Extractive Industries Working Group
Dec. 9, 2010 Candida Owens Sales Manager, CRONIMET Central Africa AG
Dec. 9, 2010 Letter to Commissioner Casey, from Kyle Isakower and Patrick Mulva, American Petroleum Institute
Dec. 9, 2010 Letter to Commissioner Walter, Kyle Isakower and Patrick Mulva, American Petroleum Institute
Dec. 9, 2010 Letter to Commissioner Aguilar, from Kyle Isakower and Patrick Mulva, American Petroleum Institute
Dec. 6, 2010 Karin Lissakers, Executive Director, Revenue Watch Institute
Dec. 5, 2010 Nicolas Grabar,Stephen L. Kass, and Robert E. Buckholz, Association of the Bar of the City of New York
Dec. 3, 2010 Kasauh Mon, Nai, Director of the Human Rights Foundation of Monland, Sangkhlaburi, Thailand
Dec. 2, 2010 Marco Simons, Legal Director, and Jonathan Kauffman, Staff Attorney, EarthRights International
Dec. 1, 2010 Benjamin L. Cardin, U.S. Senator, Washington, District of Columbia
Nov. 30, 2010 Jodee B. Brown, Salt Lake City, Utah
Nov. 30, 2010 Caroline King
Nov. 30, 2010 Erin Cook
Nov. 30, 2010 Wynnette M LaBrosse, President, Open Square Foundation
Nov. 29, 2010 Dick Matgen, Executive Director, Open Square Foundation
Nov. 29, 2010 James McAliney and Antonis Papadourakis, Arkema
Nov. 28, 2010 JaNell Hicks
Nov. 26, 2010 Dennis Meyer, President, American Tin Trade Association
Nov. 26, 2010 Karina Litvack, Director, Head of Governance and Sustainable Investment, F&C Management Ltd.
Nov. 23, 2010 Diarmuid O’Hegarty, Deputy Chief Executive, London Metal Exchange
Nov. 22, 2010 Kay Nimmo, Manager of Sustainability and Regulatory Affairs, ITRI Ltd
Nov. 22, 2010 Isabel Munilla, Director, Publish What You Pay U.S.
Nov. 22, 2010 Susan Baker, Portfolio Manager and ESG Research Analyst, Trillium Asset Management , Boston, Massachusetts
Nov. 22, 2010 IPC - Association Connecting Electronics Industries
Nov. 22, 2010 Judith Kingsley, Professor Emerita of English, Bluffton University, Bluffton, Ohio
Nov. 21, 2010 Dominic Larkin, Sherbrooke, Qué.
Nov. 20, 2010 Adam M Kanzer, Esq, Managing Director General Counsel Domini Social Investments LLC
Nov. 19, 2010 Brian Dutoi, Charlottesvilelle VA
Nov. 19, 2010 Robert Walker, Vice President, ESG Services
Nov. 19, 2010 National Association of Manufacturers
Nov. 18, 2010 Information Technology Industry Council
Nov. 18, 2010 David Parrent
Nov. 18, 2010 Mark Meeks
Nov. 18, 2010 Chris Saxon Koelker
Nov. 18, 2010 Jemma Underwood
Nov. 17, 2010 Darren Fenwick, Senior Government Affairs Manager, Enough Project, and Tim Mohin, Director, Corporate Responsibility, Advanced Micro Devices
Nov. 17, 2010 Christie Campello
Nov. 17, 2010 Lisa N Woll, Social Investment Forum (SIF), Washington, District of Columbia
Nov. 17, 2010 Lauren Hauptman
Nov. 17, 2010 Advanced Medical Technology Association (AdvaMed), Aerospace Industries Association (AIA), American Association of Exporters and Importers (AAEI), Association of Home Appliance Manufacturers (AHAM), Consumer Electronics Association (CEA), The Association of Equipment Manufacturers (AEM), IPC-Association Connecting Electronics Industries, National Association of Manufacturers (NAM) National Foreign Trade Council (NFTC), National Retail Federation (NRF), Retail Industry Leaders Association (RILA), Semiconductor Equipment and Materials International (SEMI), TechAmerica, USA* ENGAGE
Nov. 17, 2010 John Gilles
Nov. 17, 2010 Josie Dixon
Nov. 16, 2010 Lauren M Compere, Managing Director, Boston Common Asset Management, Boston, Massachusetts
Nov. 16, 2010 National Mining Association
Nov. 15, 2010 Ingrid Dyott, Ms. , Neuberger Berman Socially Responsive Fund (NB SRI), new york, New York
Nov. 15, 2010 Bennett Freeman, Calvert Asset Management Company, Inc.; Paul Bugala, Calvert Asset Management Company, Inc.; Lisa N. Woll, Social Investment Forum
Nov. 12, 2010 Steve Mason, Coordinator of SRI Activities, Church of the Brethren Benefit Trust, Elgin, Illinois
Nov. 11, 2010 Richard Burt, President, Tantalum-Niobium International Study Center
Nov. 10, 2010 Martha S. Knight, Global Board of Global Ministries of the United Methodist Church
Nov. 8, 2010 Reps. Howard L. Berman, Donald M. Payne, and Christopher H. Smith, U.S. House of Representatives
Nov. 8, 2010 Karen Savala, President, Americas, Semiconductor Equipment and Materials International
Nov. 5, 2010 Cravath, Swaine & Moore LLP; Cleary Gottlieb Steen & Hamilton LLP; Davis Polk & Wardwell LLP; Shearman & Sterling LLP; Simpson Thacher & Bartlett LLP; Skadden, Arps, Slate, Meagher & Flom LLP; Sullivan & Cromwell LLP; Wilmer Cutler Pickering Hale and Dorr LLP
Nov. 3, 2010 Maneesh Pangasa, Yuma, Arizona
Oct. 29, 2010 Sam Rosenfeld, CEO, Densus Group, Plano, Texas
Oct. 29, 2010 Suzanne E Lind, faith based NGO administrator, Kinshasa, The Democratic Republic of The Congo
Oct. 29, 2010 Robert W Row, Palo Alto, California
Oct. 29, 2010 Nina B. Lanctot, pastor
Oct. 28, 2010 Tina Davis, Filmmaker, Oslo, Norway
Oct. 27, 2010 Coalition of Immokalee Workers, Coalition to Abolish Slavery and Trafficking, Free the Slaves, International Justice Mission, Not for Sale Campaign, Polaris Project, and Vital Voices Global Partnership
Oct. 27, 2010 Catherina Hurlburt, Gainesville, Virginia
Oct. 27, 2010 Stephanie Lester, Vice President, International Trade, Retail Industry Leaders Association
Oct. 25, 2010 Martin J. ten Brink, Executive Vice President Controller, Royal Dutch Shell plc
Oct. 19, 2010 Jeffrey W Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York
Oct. 19, 2010 Robert B. Lawrence, Senior Policy Advisor, Global Witness
Oct. 17, 2010 Michael L Rae, Chief Executive Officer, Responsible Jewellery Council, Vermont, VIC 3133 AUSTRALIA
Oct. 12, 2010 Douglas J Kealey, Environmental and Regulatory Affairs Manager, Garmin Int'l, Inc., Olathe, Kansas
Oct. 12, 2010 Kyle Isakower and Patrick T. Mulva, American Petroleum Institute
Oct. 12, 2010 Corinna Gifillan, Head of U.S. Office, Global Witness
Oct. 4, 2010 Senator Richard Durbin and Congressman Jim McDermot
Oct. 1, 2010 R. Craig Johnson, General Counsel, Rio Tinto US & South America, Salt Lake City, Utah
Sep. 29, 2010 Patrick Dorsey, Senior Vice President, Secretary and General Counsel, Tiffany & Co.
Sep. 24, 2010 Deborah R. Meshulam, DLA Piper LLP (US), Washington, DC
Sep. 24, 2010 Timothy M. Toy, and Ronald D. Brown, Toy & Brown,, New York, New York
Sep. 13, 2010 Cecilia L. Gardner, Esquire, Jewelers Vigiliance Committee, New York, New York
Sep. 3, 2010 Mike Koehler, Professor, Assistant Professor of Business Law, Butler University, Indianapolis, Indiana
Aug. 24, 2010 Stephen Greene, Principal, Howland Greene Consultants LLC, Lowell, Massachussetts
Aug. 17, 2010 Larry Manziek Ph.D., Executive Director, International Precious Metals Institute
Aug. 5, 2010 Stuart P Seidel, Esq., Washington, District of Columbia
Jul. 28, 2010 Chris Locovare, President, KewlStuff Inc., Bay Shore, New York

Meetings with SEC Officials

(Click here for submitted comments from the public)
Sep. 9, 2013 Memorandum from the Office of Commissioner Kara M. Stein regarding a September 9, 2013, meeting with representatives of Oxfam America, EarthRights International, and Publish What You Pay
Sep. 12, 2011 Memorandum from the Office of Commissioner Aguilar regarding a September 12, 2011, meeting with representatives of Free the Slaves
Dec. 6, 2010 Memorandum from the Office of Commissioner Paredes regarding a December 3, 2010, meeting with representatives of the Information Technology Industry Council, Apple Inc., Motorola, Inc., and Covington & Burling LLP
Dec. 2, 2010 Memorandum from the Division of Corporation Finance regarding a December 2, 2010, meeting with representatives of The Densus Group
Dec. 2, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a December 2, 2010, meeting with representatives of the Information Technology Industry Council, Apple Inc., Motorola, Inc., and Covington & Burling LLP
Nov. 19, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 19, 2010, meeting with representatives of The American Petroleum Institute
Nov. 18, 2010 Memorandum from the Office of the Chairman regarding a November 18, 2010, meeting with representatives of The Enough Project, Grassroots Reconciliation Group, and DLA Piper
Nov. 18, 2010 Memorandum from the Division of Corporation Finance regarding a November 18, 2010, meeting with representatives of Retail Industry Leaders Association, Costco Wholesale Corporation, Target Corporation, Best Buy Co., Inc., J.C. Penney Company, Inc., Wal-Mart Stores, Inc., and Lowe's Companies, Inc.
Nov. 17, 2010 Memorandum from the Division of Corporation Finance regarding a November 17, 2010, meeting with representatives of As You Sow, Advance Micro Devices Inc., The Enough Project, Hewlett-Packard Company, General Electrc Co., Friends of the Congo, Boston Common Asset Management, Trillium Asset Management, and Calvert Investments
Nov. 17, 2010 Memorandum from the Division of Corporation Finance regarding a November 17, 2010, meeting with representatives of Social Investment Forum, As You Sow, Boston Common Asset Management, Trillium Asset Management, Calvert Investments, and The International Interfaith Investment Group
Nov. 18, 2010 Memorandum from the office of Commissioner Casey regarding a November 18, 2010, meeting with representatives of the American Petroleum Institute
Nov. 15, 2010 Memorandum from the Division of Corporation Finance regarding a November 15, 2010, meeting with representatives of the Democratic Republic of the Congo, Minerals Supply Africa, Ltd, and Cronimet Central Africa AG
Nov. 15, 2010 Memorandum from the Division of Corporation Finance regarding a November 15, 2010, meeting with representatives of ITRI, GraviTa, Inc., Malaysia Smetling Corporation, and AVX Corporation
Oct. 29, 2010 Memorandum from the Division of Corporation Finance regarding an October 29, 2010, meeting with representatives from the office of Senator Richard Durbin and from the office of Representative Jim McDermott
Oct. 15, 2010 Memorandum from the Division of Corporation Finance regarding an November 18, 2010, meeting with representatives of the National Mining Association
Oct. 12, 2010 Memorandum from the Division of Corporation Finance regarding an October 12, 2010, meeting with representatives of International Precious Metals Institute and Materials Management Corp
Oct. 6, 2010 Memorandum from the Division of Corporation Finance regarding an October 4, 2010, meeting with representatives of Royal Dutch Shell
Oct. 4, 2010 Memorandum from the Division of Corporation Finance regarding an October 4, 2010, meeting with representatives of the Information Technology Industry Council
Oct. 1, 2010 Memorandum from the Division of Corporation Finance regarding an October 1, 2010, telephone call with a representative of the United Nations Group of Experts
Sep. 28, 2010 Memorandum from the Division of Corporation Finance regarding a September 28, 2010, meeting with representatives of the Jewelers Vigilance Committee, Jewelers of America, Weil, Gotshal & Manges LLP, Manufacturing Jewelers & Suppliers of America, The Klein & Saks Group, and the Richline Group
Sep. 27, 2010 Memorandum from the Division of Corporation Finance regarding a September 27, 2010, meeting with members of the American Petroleum Institute
Sep. 24, 2010 Memorandum from the Division of Corporation Finance regarding a September 24, 2010, meeting with representatives of The Enough Project
Sep. 23, 2010 Memorandum from the Division of Corporation Finance regarding a September 23, 2010, meeting with representatives of Calvert Asset Management and Social Investment Forum
Sep. 21, 2010 Memorandum from the Division of Corporation Finance regarding a September 21, 2010, meeting with a representative of Extractive Industries Transparency Initiative
Sep. 15, 2010 Memorandum from the Division of Corporation Finance regarding a September 15, 2010, meeting with representatives of Global Witness
Sep. 8, 2010 Memorandum from the Division of Corporation Finance regarding a September 8, 2010, meeting with representatives of the Publish What You Pay Coalition
Aug. 31, 2010 Memorandum from the Division of Corporation Finance regarding an August 31, 2010, meeting with representatives organized by the National Association of Manufacturers
Aug. 17, 2010 Memorandum from the Division of Corporation Finance regarding an August 17, 2010, telephone call with Professor Peter Rosenblum of Columbia University
Aug. 11, 2010 Memorandum from the Division of Corporation Finance regarding an August 11, 2010, meeting with a representative of the National Retail Federation
Aug. 11, 2010 Memorandum from the Division of Corporation Finance regarding an August 11, 2010 telephone call with representatives of Senator Carte P. Goodwin

 

http://www.sec.gov/comments/df-title-xv/specialized-disclosures/specialized-disclosures.shtml


Modified: 09/11/2013