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Litigation Releases - Third Quarter 1996

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-15099 Sept. 30, 1996 Nu-Life International of Georgia, Inc. and Gene Arthur
LR-15098 Sept. 30, 1996 David E. Freitag
LR-15097 Sept. 30, 1996 Surendra Gupta, Bhasker B.Rao and R. Ramana Penumarty
LR-15096 Sept. 30, 1996 Axiom Security Solutions, Inc. and Paul L. Parshall
LR-15095 Sept. 30, 1996 John G. Bennett, Jr.
LR-15094 Sept. 30, 1996 Ted E. Mong, Liberty Bell Association, Inc., and McKenzie Matthew, Inc.
LR-15093 Sept. 30, 1996 Bollinger Industries, Inc., Glenn Bollinger and Ronald Bollinger
LR-15092 Sept. 30, 1996 Seaboard Investment Advisers, Inc., and Eugene W. Hansen
LR-15091 Sept. 30, 1996 Robert D. Poirier, Robert J. Palm, James R. Vincent and Richard E. Wensel
LR-15090 Sept. 30, 1996 M.T.L. International Finance Inc., Equity Action Inc., John K. Robinson, Leon Howard and Harry Walker
LR-15089 Sept. 27, 1996 Danny Sterk
LR-15088 Sept. 27, 1996 Betty Ann Rubin et al.
LR-15087 Sept. 27, 1996 Barry Smith, Paul Iwankowski and Tri-Star Communications, Inc.
LR-15086 Sept. 27 1996 Gerard A. Spataro
LR-15085 Sept. 27, 1996 CNC Trading Company, Inc., Charles N. Cugliari, Cindy J. Myers, Frank R. Sommerer, and Marvin Sherman and Oscar R. Sierra
LR-15084 Sept. 27, 1996 Gordon L. Hall and R.L. Porter
LR-15083 Sept. 27, 1996 Russell S. Smith, James O. Foust, John E. Burse and James E. Fisher
LR-15082 Sept. 27, 1996 Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochi
LR-15081 Sept. 27, 1996 Empower Telecommunications Corporation, William H.B. Chan, Osvaldo N. Lorenzetti and Donald E. Whorl
LR-15080

Sept. 27, 1996 Pension & Retirement Services Company and William Barney Thomas
LR-15079 Sept. 27, 1996 Daniel E. Goodman
LR-15078 Sept. 26, 1996 Kathy S. Kingmore
LR-15077 Sept. 26, 1996 Richard T. Taylor
LR-15076 Sept. 26, 1996 Nir Kantor and Hanan Waizman
LR-15075 Sept. 26, 1996 Christopher Kent Bagadasarian and Sam Lance White
LR-15074 Sept. 26, 1996 Internet Wireless Communications, Inc., California Financial Services, Inc., One Touch Marketing, Inc., Commonwealth Communications Group, Capital Resources Group, Inc., John C. Trimpin, Richard B. Parnell, John Larson and MichaelGreen
LR-15072 Sept. 26, 1996 Wye Resources, Inc. and Rehan Malik
LR-15071 Sept. 25, 1996 Michael W. Crow
LR-15070 Sept. 25, 1996 Selheimer & Co., and Perry A. Selheimer
LR-15069 Sept. 25, 1996 Bernard F. Bradstreet, Thomas E. Campbell and Debra J. Murray
LR-15068 Sept. 25, 1996 Healthcare Services Group, Inc.,Daniel P. McCartney, Thomas A. Cook and Melvyn B. Mason
LR-15067 Sept. 25, 1996 Thomas J. Fox
LR-15066 Sept. 24, 1996 Robert McClernon
LR-15065 Sept. 24, 1996 Nilda Zim
LR-15064 Sept. 23, 1996 Offshore Financial Corporation, William R. Brosseau, Kenneth W. McKay and Charles E. Rose, and North American Ventures, Inc.,Ken McKay Investment Company, Inc., Prodigal International, Inc.,and Tamara M. Wagner
LR-15063 Sept. 23, 1996 Kimberly D. Goodman
LR-15062 Sept. 23, 1996 Donald John Tyson and Frederick Lee Cameron
LR-15061

Sept. 23, 1996 Futrex, Inc., Futrex Medical Instrumentation, Inc. and Robert D. Rosenthal
LR-15060 Sept. 20, 1996 Direct Participation Services, Inc. d/b/a GovernmentFinancial, Jeffrey A. Lobel, William Rossi United Avalon Group, LTD. and Frank M. Naft
LR-15059 Sept. 20, 1996 Boston Acceptance Corporation d/b/a First LendersIndemnity Company, Jonathan P. Boston f/k/a John R. Marsella and James A. Cunningham
LR-15058 Sept. 20, 1996 Neil F. Garfield
LR-15057 Sept. 19, 1996 John P. Acord, Michael L. Medkiff, Great WesternManagement Corp., Douglas H. Kennett, Equity Assurance Corp., SeanOrtega, and Susan M. Hall
LR-15056 Sept.19, 1996 Robert Reed Rogers and Gregory Armijo
LR-15055 Sept.19, 1996 Robert Pierce, Carrie Williams Pierce, Pierce andInvestments Co., a/k/a Pierce Investments & Co., Inc.
LR-15054 Sept. 18, 1996 Linda King
LR-15053 Sept. 17, 1996 Michael Rosoff
LR-15052 Sept. 16, 1996 Wincanton Corporation
LR-15051 Sept. 16, 1996 Duane V. Midgley
LR-15050 Sept. 17, 1996 H. Ralph Sylvester,Donald R. Krueger and John C.Hawver
LR-15049 Sept. 16, 1996 James Herman O'Hagan
LR-15048 Sept. 16, 1996 Anthony Escobar
LR-15047 Sept. 16, 1996 Domenick Schina
LR-15046 Sept. 16, 1996 Leonard S. Sands, First Pacific Bancorp, andPacVen, Inc.
LR-15045 Sept. 16, 1996 Certain Purchasers of Call Options of Duracell
LR-15044 Septmeber 12, 1996 Tina M. Applegate, Douglas A. Burnip, Dennis A.Dunlap, Stephen M. Jordan, Miguel A. Lucas and Larry R. Ryan
LR-15043 Sept. 12, 1996 Edmund M. Autuori
LR-15042 Sept.12, 1996 Donald B. Spencer and IVT Systems, Inc.
LR-15041 Sept. 12, 1996 William R. Palmer Financial Services of America,Inc.
LR-15040 Sept. 12, 1996 Mary Ann Shank, Kenneth R. Roop, Donald M.Schwartz and Mildred Shank
LR-15039 Sept. 12, 1996 Stephen R. Parker
LR-15038 Septmenber 12, 1996 Tudor Investment Corporation
LR-15037 Sept. 11, 1996 Trans-American Ostrich Traders, Inc., Larry R.Earp, and David P. Silver
LR-15036 Sept. 6,1996 William Scott Smith, William G. Smith, AnthonySkulski, Alicia Grady Skulski and Raul N. Rodriguez
LR-15035 Sept. 5, 1996 Robert J. Bretschneider
LR-15034 Sept. 5, 1996 William R. Palmer and Financial Services ofAmerica, Inc.
LR-15033 Sept. 5, 1996 Abul Bhuiyan, Nilkanth Patel, Hasmukh Patel, JanakC. Patel, Janak M. Patel and Kanubhai Patel
LR-15032 Sept. 5, 1996 Ernest W. Grendi
LR-15031 Sept. 4, 1996 Robert Polansky,John Capps and Anthony Guerriero
LR-15030 Sept. 4, 1996 Gary L. Hamby and Gary B. Ross
LR-15029 Sept. 3, 1996 John Allen Hall, Jr., and Roger Alan Bishop
LR-15028 Sept. 3, 1996 Jeffrey S. Norton
LR-15027 Aug. 29, 1996 James Zimmerman and Old Naples Securities, Inc.
LR-15026 Aug. 29, 1996 John Fiebelkorn
LR-15025 Aug. 28, 1996 Marcia Ann Coppertino
LR-15024 Aug. 26, 1996 John Jackson
LR-15023 Aug. 23, 1996 Ronald Margolin
LR-15022 Aug. 22, 1996 Laurence M. Brown
LR-15021 Aug. 22, 1996 Robert L. Shull, Leonard E. Fiessel and Colleen A.Fiessel
LR-15020 Aug. 23, 1996 Ulbery Vermogensverwaltungs A.G.,BenjaminWeiss, Fasan Anstalt, Axteria Establishment, Anstalt Ducata, AnstaltNifur, Gregory Stainow, Dornford Holdings Ltd., and Melilla BusinessCorp.
LR-15019

Aug. 20, 1996 Karl L. Dahlstrom, Karla D. Dahlstrom, Hubert LeonLeopard, and Richard E. Lopez
LR-15018 Aug. 19, 1996 John C. Trimpin and Nevada Impound Management,Inc.
LR-15017 Aug. 15, 1996 Home Link Corporation, Home Link of Florida,Inc.,Home Link of Nevada, Inc. and Matt Matson
LR-15016 Aug. 14, 1996 Harvey P. Tabb, Donald R. Golan, AmericanTicketing Systems, Inc., Business Investment Group, Inc. and SocalAmeritix Limited Partnership
LR-15015 Aug. 14, 1996 Melvin H. Cox
LR-15014 Aug. 12, 1996 Angelo A. Coronato and Laurence W. Coronato
LR-15013 Aug. 12, 1996 Edward Warren Eizman
LR-15012 Aug. 12, 1996 William B. Sellin, II, Zaitech Holdings, Inc. andBaccaratt Holdings, Inc.
LR-15011 Aug. 12, 1996 Rufus L. Jackson,Kingdom Industries Corporationd/b/a Kingdom Corporation, R.T.J. Enterprises
LR-15011 Aug. 12, 1996 Rufus L. Jackson,Kingdom Industries Corporationd/b/a Kingdom Corporation, R.T.J. Enterprises
LR-15010 Aug. 12, 1996 Andrea Fiabane, Paolo Mollo, Giorgio Piccinini,Giuseppe Fiabane
LR-15009 Aug. 8, 1996 Richard Jenkins
LR-15008 Aug. 8, 1996 Eddie Antar
LR-15007 Aug. 8, 1996 Frank Duca
LR-15006 Aug. 7, 1996 AmeriComm Properties, Inc., Texas Communications,Inc., James Reinhart Coburn, Morris Wayne Terry, Gerald SchwartzStein and Paul Jay Shiffman
LR-15005 Aug. 7, 1996 Refco Securities, Inc.
LR-15004 Aug. 7, 1996 William B. Sellin, II, Zaitech Holdings, Inc. andBaccaratt Holdings, Inc.
LR-15003 Aug. 6, 1996 Jerald Beagelman, Fred Lyman, Joseph Sanfellipoand Elliot Stumacher
LR-15002 Aug. 6,1996 Roger D. Wyatt and David L. Holewinski
LR-15001 Aug. 6, 1996 LR-15001: Allan G. Kern, Yale Hirsch and Malcolm McGuire,III
LR-15000 Aug. 6, 1996 Jerry B. Silver
LR-14999 Aug. 5, 1996 Joseph Silvestri, Charles Smith and Atlantic Pacific Guarantee Corporation
LR-14998 Aug. 1, 1996 Joseph Polichemi, Lyle Neal, Oscar William Olson and Charles Padilla
LR-14997 Aug. 1, 1996 Michael Levine
LR-14996 Jul. 31, 1996 Cayman Resources Corporation
LR-14995 Jul. 30, 1996 Kathryn A. Previte
LR-14994 Jul. 30, 1996 Richard J. Line
LR-14993 Jul. 30, 1996 Equity AU, Inc.
LR-14992 Jul. 30, 1996 Bernard F. Bradstreet and Thomas E. Campbell
LR-14991 Jul. 16, 1996 Patrick R. Bennett
LR-14990 Jul. 24, 1996 Frank Duca
LR-14989 Jul. 23,1996 John A. Prevost and Patricia O'Connell
LR-14988 Jul. 23, 1996 Robert N. Taylor
LR-14987 Jul. 23, 1996 A.R. Baron & Co., Inc.
LR-14986 Jul. 22, 1996 The Hallwood Group Incorporated and Anthony J.Gumbiner
LR-14985 Jul. 19, 1996 Joseph V. Cusenza
LR-14984 Jul. 18, 1996 Peter C. Tosto
LR-14982 Jul. 18, 1996 Hugo Aldo Sallustro, Anna Baroni, and Ferrucio Camponovo
LR-14981 Jul. 16, 1996 Earl V. Young, and Automated Telephone Management Systems, Inc.
LR-14980 Jul. 12, 1996 Richard Jenkins
LR-14979 Jul. 11, 1996 Comparator Systems Corporation, Robert Reed Rogers, and Gregory Armijo
LR-14978 Jul. 10, 1996 A.R. Baron
LR-14977 Jul. 10, 1996 Fenchurch Capital Management, Ltd.
LR-14976 Jul. 9, 1996 Shimon Gibori
LR-14975 Jul. 9, 1996 Richard M. Lambert
LR-14974 Jul. 9. 1996 Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership
LR-14973 Jul. 9, 1996 Mobile Services International, Corp. James C. Cobban, James M. Robinson and Jonathan D. Bennett
LR-14972 Jul. 8, 1996 Milan International, Ltd., Milan National Corporation, Leona Enterprises, Inc., Standard Investment Holdings, Inc. and Eurobanc, Ltd.
LR-14971 Jul. 8, 1996 Joseph Brooks
LR-14970 Jul. 3, 1996 James G. Freeman
LR-14969 Jul. 2, 1996 Douglas Laughlin and George Alma

http://www.sec.gov/litigation/litreleases/lit3q96.shtml


Modified: 02/14/2005