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Litigation Releases - Second Quarter 1997

Current Litigation Releases

Archives: 1995-2004

Release No. Date Action
LR-15399 June 26, 1997 Emanuel Pinez
LR-15398 June 26, 1997 Patrick R. Bennett, Michael A. Bennett, Charles Genovese, Gary Peiffer, Anthony Pavoni, and Thomas Pomposelli
LR-15397 June 26, 1997 Frederick Liu
LR-15396 June 26, 1997 Richard L. McAdoo
LR-15395 June 25, 1997 J. Scott Eskind
LR-15394 June 25, 1997 Mark E. Gatch and Henry Benjamin Schmidt
LR-15393 June 24, 1997 Jury Matt Hansen, Fergus Sloan and Christie Hansen
LR-15392 June 24, 1997 Bruce A. Milliken and Richard A. Crawford
LR-15391 June 24, 1997 Nicholas F. Coscia
LR-15390 June 20, 1997 Thomas Warde
LR-15389 June 19, 1997 Michael Humphress
LR-15388 June 19, 1997 Michelle P. Suppes and Mark Anthony
LR-15387 June 16, 1997 Robert Clifford Cowan
LR-15386 June 12, 1997 Wye Resources,Inc.
LR-15385 June 11, 1997 Patrick J. Leonard and Peter P. Hartman
LR-15384 June 11, 1997 Joseph C. Allegra,David Hersh, J. Lee Ledbetter
LR-15383 June 10, 1997 Michael Green and Capital Resources Group, Inc.
LR-15382 June 10, 1997 Kyle Weston
LR-15381 June 2, 1997 Robert C. Cowan, CS Investments Trust, Cowan Asset Management, Inc.
LR-15380

June 2, 1997 PanWorld Minerals International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., Jerome Wenger, Randall Gilbert
LR-15379 May 30, 1997 Nu-Life International of Georgia, Inc, Gene Arthur
LR-15378 May 30, 1997 Affordable Prepaid Cellular, Inc., John C. Rockett
LR-15377 May 30, 1997 Judy Hockett, Gayle Raisor, and Kevin Raisor
LR-15376 May 29, 1997 Ted Harold Westerfield
LR-15375 May 29, 1997 Steven W. Koinis
LR-15374 May 27, 1997 Broadcast Associates - I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A. Graves, III, and Gregory P. Moeller
LR-15373 May 22, 1997 Kenneth Mitchell Wiggins, Jr. and Wiggins & Company, Inc.
LR-15372 May 21, 1997 Balance for Life, Inc., Richard K. Steele, Jr.
LR-15371 May 21, 1997 Members Service Corporation, Philip Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H. Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza, Kenneth O'Neal.
LR-15370 May 21, 1997 Sage Technology, Inc., William R. Thiele
LR-15369 May 21, 1997 Norman G. Cornelius, Avalon Custom Homes, Inc. Avalon Alliance Group, Inc..
LR-15368 May 16, 1997 Channa Wickremeratne a/k/a Channa Wick and Options Group Trading Company
LR-15367 May 16, 1997 Nycal Corporation
LR-15366 May 15, 1997 Stephen J. Murphy
LR-15365 May 13, 1997 Greenway Environmental Services, Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman
LR-15364 May 13, 1997 BeneFund, Inc. and Vernon R. Twyman, Jr.
LR-15363 May 13, 1997 A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez
LR-15362

May 12, 1997 James E. Washington, Jr., Dreams Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts Unlimited Investment Group and Jacob N. Haynes
LR-15361 May 8, 1997 John F. Aptt, Financial Instruments Group, Financial Instruments Corporation, World Financial Instruments, Global Financial Instruments, International Financial Instruments, National Financial Instruments and Regional Financial Instruments
LR-15360 May 6, 1997 Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello
LR-15359 May 5, 1997 Cary S. Greene, Mustang Development Corporation and Tower Operating Company
LR-15358 May 1, 1997 Shaun K.R. Maxwell
LR-15357 May 1, 1997 Marshall E. Melton
LR-15356 May 29, 1996 Douglas R. Damon, Robert M. Davis and Kenneth C. Kolovitz
LR-15355 April 29, 1997 Gene Block and Robert T. Riley
LR-15354 Apil 29, 1997 Gary J. DiVall and Paul E. Magnuson
LR-15353 April 29, 1997 Bradley J. Simmons and American Energy Group, Ltd.
LR-15352 April 29, 1997 David A. Schmidt and Willard A. Whitehurst
LR-15351 April 25, 1997 Lum Kwan Sung
LR-15350 April 24, 1997 J.R. Consulting, Inc.
LR-15349 April 24, 1997 Charles E. Rose
LR-15348 April 24, 1997 Joseph C. Kane, Jr.
LR-15347 April 23, 1997 Jay R. Bishop
LR-15346 April 23, 1997 Joseph Latona and Jeffrey F. Green
LR-15345 April 23, 1997 Jerry G. Kilgore
LR-15344 April 22, 1997 Stephen J. Murphy a.k.a. Jack Davis
LR-15343 April 22, 1997 Barry C. Nelsen and Ellis J. Tallant
LR-15342 April 21, 1997 Tellus Industries, Inc. and Glen E. Burke
LR-15341 April 21, 1997 Stanley J. Feminella
LR-15340 April 18, 1997 Jeffrey E. Carter
LR-15339 April 17, 1997 Philip Rennert, David Rex Yeaman, Michael Miller, George Jensen and Nolan Mendenhall
LR-15338 April 17, 1997 Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine and David S. Coleman
LR-15337 April 17, 1997 David E. Lipson
LR-15336 April 17, 1997 Forrest Sygman
LR-15335 April 17, 1997 Neil A. Liechty and Neil A. Liechty, Inc.
LR-15334 April 15, 1997 Ong Congqin Bobby
LR-15333 April 15, 1997 Timothy A. Hills and S.J. Windsor Capital Partners LLP
LR-15332 April 15, 1997 Timothy J. Moriarty
LR-15331 April 15, 1997 John K. Judd, Jr.
LR-15330 April 15, 1997 NVID International, Inc., Matthew E. Klenovic, and Robert F. Bunte
LR-15329 April 15, 1997 William Dennis Brosseau and Kenneth Wayne McKay
LR-15328 April 11, 1997 James W. Hall
LR-15327 April 11, 1997 David Earl Wallace, Earl Joseph Latiolais, David Stuart Zuckerman, and Joseph C. Lucio
LR-15326 April 11, 1997 Enserco, Inc., Energy Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr.
LR-15325 April 10, 1997 Structural Dynamics Research Corporation and Ronald J. Friedsam
LR-15324 April 10, 1997 Kenneth P. Kasarjian and The Kenton Group, Inc.
LR-15323 April 10, 1997 Eunice J. Leigh
LR-15322 April 10, 1997 Dr. Milton Mutchnick, Renee Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H. Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr. Ravindra Alapati and Dr. Syam Gaddam
LR-15321 April 9, 1997 Michael Jonsson and Objective Invest Holding S.A.
LR-15320 April 8, 1997 Donald E. Elder
LR-15319

April 8, 1997 Asset Management and Research, Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading Partners II, L.C.
LR-15318 April 8, 1997 Peter M. Stanley
LR-15317 April 7, 1997 NVID International, Inc., Matthew E. Klenovic and Robert F. Bunte
LR-15316 April 4, 1997 Michelle P. Suppes and Mark Anthony
LR-15315 April 4, 1997 Nilkanth Patel, Hasmukh Patel, Janak C. Patel, Janak M. Patel, and Kanubhai Patel
LR-15314 April 3, 1997 Leslie John Gray
LR-15313 April 2, 1997 Timothy A. Hills, S.J. Windsor Capital Partners LLP
LR-15312 April 2, 1997 Chester Holdings, Ltd., Joseph Pignatiello, Constance Pinatiello, Christopher Werner
LR-15311 April 1, 1997 Kenneth E. Rottenberg

http://www.sec.gov/litigation/litreleases/lit2q97.shtml


Modified: 02/14/2005