|
|
 |
Litigation Releases - Second Quarter 1997
|
| Release No. |
Date |
Action |
| LR-15399 |
June 26, 1997 |
Emanuel Pinez |
| LR-15398
|
June 26, 1997 |
Patrick R. Bennett, Michael A.
Bennett, Charles Genovese, Gary Peiffer, Anthony Pavoni, and Thomas
Pomposelli |
| LR-15397
|
June 26, 1997 |
Frederick Liu |
| LR-15396
|
June 26, 1997 |
Richard L. McAdoo |
| LR-15395 |
June 25, 1997 |
J. Scott Eskind |
| LR-15394 |
June 25, 1997 |
Mark E. Gatch and Henry Benjamin
Schmidt |
| LR-15393
|
June 24, 1997 |
Jury Matt Hansen, Fergus Sloan and
Christie Hansen |
| LR-15392 |
June 24, 1997 |
Bruce A. Milliken and Richard A.
Crawford |
| LR-15391 |
June 24, 1997 |
Nicholas F. Coscia |
| LR-15390
|
June 20, 1997 |
Thomas Warde |
| LR-15389
|
June 19, 1997 |
Michael Humphress |
| LR-15388
|
June 19, 1997 |
Michelle P. Suppes and Mark Anthony |
| LR-15387 |
June 16, 1997 |
Robert Clifford Cowan |
| LR-15386
|
June 12, 1997 |
Wye Resources,Inc. |
| LR-15385
|
June 11, 1997 |
Patrick J. Leonard and Peter P.
Hartman |
| LR-15384 |
June 11, 1997 |
Joseph C. Allegra,David
Hersh, J. Lee Ledbetter |
| LR-15383
|
June 10, 1997 |
Michael Green and Capital
Resources Group, Inc. |
| LR-15382 |
June 10, 1997 |
Kyle Weston |
| LR-15381
|
June 2, 1997 |
Robert C. Cowan, CS Investments
Trust, Cowan Asset Management, Inc. |
| LR-15380
|
June 2, 1997 |
PanWorld Minerals
International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A.
Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan
Communications, Inc., Jerome Wenger, Randall Gilbert |
| LR-15379
|
May 30, 1997 |
Nu-Life International of Georgia,
Inc, Gene Arthur |
| LR-15378 |
May 30, 1997 |
Affordable Prepaid Cellular,
Inc., John C. Rockett |
| LR-15377 |
May 30, 1997 |
Judy Hockett, Gayle Raisor, and
Kevin Raisor |
| LR-15376 |
May 29, 1997 |
Ted Harold Westerfield |
| LR-15375
|
May 29, 1997 |
Steven W. Koinis |
| LR-15374
|
May 27, 1997 |
Broadcast Associates -
I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A.
Graves, III, and Gregory P. Moeller |
| LR-15373 |
May 22, 1997 |
Kenneth Mitchell Wiggins, Jr. and
Wiggins & Company, Inc. |
| LR-15372
|
May 21, 1997 |
Balance for Life, Inc., Richard K.
Steele, Jr. |
| LR-15371 |
May 21, 1997 |
Members Service Corporation, Philip
Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H.
Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza,
Kenneth O'Neal. |
| LR-15370 |
May 21, 1997 |
Sage Technology, Inc., William R.
Thiele |
| LR-15369
|
May 21, 1997 |
Norman G. Cornelius, Avalon Custom
Homes, Inc. Avalon Alliance Group, Inc.. |
| LR-15368 |
May 16, 1997 |
Channa Wickremeratne a/k/a Channa
Wick and Options Group Trading Company |
| LR-15367
|
May 16, 1997 |
Nycal Corporation |
| LR-15366
|
May 15, 1997 |
Stephen J. Murphy |
| LR-15365 |
May 13, 1997 |
Greenway Environmental Services,
Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman |
| LR-15364 |
May 13, 1997 |
BeneFund, Inc. and Vernon R. Twyman,
Jr. |
| LR-15363 |
May 13, 1997 |
A.R. Baron & Co., Inc., andrew
Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett
Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark
Goldman, John Mcandris and Jack Wolynez |
| LR-15362
|
May 12, 1997 |
James E. Washington, Jr., Dreams
Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts
Unlimited Investment Group and Jacob N. Haynes |
| LR-15361 |
May 8, 1997 |
John F. Aptt, Financial Instruments
Group, Financial Instruments Corporation, World Financial Instruments,
Global Financial Instruments, International Financial Instruments,
National Financial Instruments and Regional Financial Instruments |
| LR-15360
|
May 6, 1997 |
Southwest Income Trust; Advantage
Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven
R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC
Corporation, Donn K. Phillips and Anthony Ghirardello |
| LR-15359
|
May 5, 1997 |
Cary S. Greene, Mustang
Development Corporation and Tower Operating Company |
| LR-15358 |
May 1, 1997 |
Shaun K.R. Maxwell |
| LR-15357 |
May 1, 1997 |
Marshall E. Melton |
| LR-15356 |
May 29, 1996 |
Douglas R. Damon, Robert M. Davis
and Kenneth C. Kolovitz |
| LR-15355 |
April 29, 1997 |
Gene Block and Robert T. Riley |
| LR-15354 |
Apil 29, 1997 |
Gary J. DiVall and Paul E. Magnuson |
| LR-15353 |
April 29, 1997 |
Bradley J. Simmons and American
Energy Group, Ltd. |
| LR-15352
|
April 29, 1997 |
David A. Schmidt and Willard A.
Whitehurst |
| LR-15351 |
April 25, 1997 |
Lum Kwan Sung |
| LR-15350 |
April 24, 1997 |
J.R. Consulting, Inc. |
| LR-15349
|
April 24, 1997 |
Charles E. Rose |
| LR-15348 |
April 24, 1997 |
Joseph C. Kane, Jr. |
| LR-15347 |
April 23, 1997 |
Jay R. Bishop |
| LR-15346
|
April 23, 1997 |
Joseph Latona and Jeffrey F.
Green |
| LR-15345 |
April 23, 1997 |
Jerry G. Kilgore |
| LR-15344 |
April 22, 1997 |
Stephen J. Murphy a.k.a. Jack
Davis |
| LR-15343 |
April 22, 1997 |
Barry C. Nelsen and Ellis J.
Tallant |
| LR-15342 |
April 21, 1997 |
Tellus Industries, Inc. and Glen E.
Burke |
| LR-15341 |
April 21, 1997 |
Stanley J. Feminella |
| LR-15340
|
April 18, 1997 |
Jeffrey E. Carter |
| LR-15339 |
April 17, 1997 |
Philip Rennert, David Rex Yeaman,
Michael Miller, George Jensen and Nolan Mendenhall |
| LR-15338 |
April 17, 1997 |
Global Financial Traders, Ltd.,
BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine
and David S. Coleman |
| LR-15337 |
April 17, 1997 |
David E. Lipson |
| LR-15336 |
April 17, 1997 |
Forrest Sygman |
| LR-15335 |
April 17, 1997 |
Neil A. Liechty and Neil A.
Liechty, Inc. |
| LR-15334 |
April 15, 1997 |
Ong Congqin Bobby |
| LR-15333 |
April 15, 1997 |
Timothy A. Hills and S.J. Windsor
Capital Partners LLP |
| LR-15332 |
April 15, 1997 |
Timothy J. Moriarty |
| LR-15331 |
April 15, 1997 |
John K. Judd, Jr. |
| LR-15330
|
April 15, 1997 |
NVID International, Inc., Matthew
E. Klenovic, and Robert F. Bunte |
| LR-15329 |
April 15, 1997 |
William Dennis Brosseau and
Kenneth Wayne McKay |
| LR-15328 |
April 11, 1997 |
James W. Hall |
| LR-15327 |
April 11, 1997 |
David Earl Wallace, Earl Joseph
Latiolais, David Stuart Zuckerman, and Joseph C. Lucio |
| LR-15326 |
April 11, 1997 |
Enserco, Inc., Energy
Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. |
| LR-15325 |
April 10, 1997 |
Structural Dynamics Research
Corporation and Ronald J. Friedsam |
| LR-15324
|
April 10, 1997 |
Kenneth P. Kasarjian and The
Kenton Group, Inc. |
| LR-15323
|
April 10, 1997 |
Eunice J. Leigh |
| LR-15322 |
April 10, 1997 |
Dr. Milton Mutchnick, Renee
Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H.
Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr.
Ravindra Alapati and Dr. Syam Gaddam |
| LR-15321
|
April 9, 1997 |
Michael Jonsson and Objective Invest
Holding S.A. |
| LR-15320 |
April 8, 1997 |
Donald E. Elder |
| LR-15319
|
April 8, 1997 |
Asset Management and Research,
Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading
Partners II, L.C. |
| LR-15318
|
April 8, 1997 |
Peter M. Stanley |
| LR-15317
|
April 7, 1997 |
NVID International, Inc., Matthew
E. Klenovic and Robert F. Bunte |
| LR-15316
|
April 4, 1997 |
Michelle P. Suppes and Mark
Anthony |
| LR-15315
|
April 4, 1997 |
Nilkanth Patel, Hasmukh Patel,
Janak C. Patel, Janak M. Patel, and Kanubhai Patel |
| LR-15314
|
April 3, 1997 |
Leslie John Gray |
| LR-15313
|
April 2, 1997 |
Timothy A. Hills, S.J. Windsor
Capital Partners LLP |
| LR-15312
|
April 2, 1997 |
Chester Holdings, Ltd., Joseph
Pignatiello, Constance Pinatiello, Christopher Werner |
| LR-15311
|
April 1, 1997 |
Kenneth E. Rottenberg |
http://www.sec.gov/litigation/litreleases/lit2q97.shtml
|
