|
|
 |
Litigation Releases - First Quarter 1998
|
| Release No. |
Date |
Action |
| LR-15690 |
Mar. 31, 1998 |
Surendra Gupta, Bhasker
Rho, Ramana Penumarty |
| LR-15689
|
Mar. 30, 1998 |
Lloyd R. Winburn, Swiss
Trade & Commerce Trust Ltd. and Eddie R. Blackwell |
| LR-15688
|
Mar. 27,1998 |
Nichi Capital, Ltd.,
Wise Choice Discount Brokerage, Inc., Olawande A. Agunloye, Ralph Anteby
and Brian Walfish |
| LR-15687
|
Mar. 27, 1998 |
Joseph Burgio |
| LR-15686 |
Mar. 27, 1998 |
Geoffrey P. Benson, Susan L. Benson and Lindsey K. Springer |
| LR-15685
|
Mar. 26, 1998 |
Charles R. Rietz,
Robert R. Parrish, Robert J. Sturth and Stephen Edgel |
| LR-15684 |
Mar. 26, 1998 |
Christian Schindler,
a/k/a "Rudolph Gerner" a/k/a "Rudy Gerner, Inter Capital
Brokerage, Inc., Intercap Forex Brokerage, Inc., Inter-Capital Brokerage
U.S.A. Inc. |
| LR-15683 |
Mar. 25, 1998 |
David A. Colvin, Job
Kjell Hovik; Intellinet Publishing, Inc.Intellinet Holding Group, Inc.;
Medical Advantage, Inc.; Lamelli, Inc. a/k/a Lamelli Medical Technology,
Inc.,Wall Street Research Company, Inc. and John Larson a/k/a John St.
John |
| LR-15682
|
Mar. 25, 1998 |
Albert L. Fried and
Matthew C. Ferry |
| LR-15681
|
Mar. 25, 1998 |
Robert E. Brennan |
| LR-15680
|
Mar. 25, 1998 |
Sensormatic Electronics
Coporation, Ronald G. Assaf, Michael E. Pardue, Lawrence J. SImmons, Joy
Lynn Schneider Green and Thomas H. Pike |
| LR-15679 |
Mar. 24, 1998 |
Jamie Charles Spangler |
| LR-15678
|
Mar. 19, 1998 |
Benjamin Goldfield and
Joseph Valentine |
| LR-15677
|
Mar. 19, 1998 |
Raymond F. Simmons |
| LR-15676 |
Mar. 18, 1998 |
David L. Holewinski |
| LR-15675 |
Mar. 18, 1998 |
City Services Corp. and
Joseph Burgio |
| LR-15674
|
Mar. 17, 1998 |
Michael Cardascia |
| LR-15673 |
Mar. 17, 1998 |
Edmund M. Autuori |
| LR-15672
|
Mar. 17, 1998 |
International Heritage
Incorporated, International Heritage, Inc.; Stanley H. Van Etten |
| LR-15671
|
Mar. 16, 1998 |
James D. Rocco |
| LR-15670
|
Mar. 13, 1998 |
Capital Acquisitions,
Inc. |
| LR-15669 |
Mar. 13, 1998 |
Thomas Cavanagh, U.S.
Milestone, George Chachas, William N. Levy, Optimum Fund, Agira Trading,
Customer Safety, S.L., Cambiares, S.L. Construcciones Solariegas, S.L.,
Thomas A. Hantages, Cosimo Tacopino et al. |
| LR-15668 |
Mar. 12, 1998 |
Lazar Frederick &
Company and Betty Ann Rubin |
| LR-15667 |
Mar. 11, 1998 |
Philip L. Thomas and
David V. Simms |
| LR-15666
|
Mar. 11, 1998 |
Roger H. Licht, Steven
L. Weston, Robert P. Korda, William J. Barisoff, Lynn Weston, Seymour J.
Melnik, andrew K. Licht, D. Mark Sandelson, and Ronald B. Schilling |
| LR-15665
|
Mar. 10, 1998 |
Gerald A. Dobbins and Fidelity Secured Deposit Corporation |
| LR-15664 |
Mar. 10, 1998 |
Sweeney Capital
Management Inc., Timothy Capital Sweeney, and Susan Mary Gorski |
| LR-15663 |
Mar. 10, 1998 |
Willie Davis |
| LR-15662 |
Mar. 10, 1998 |
Jerry G. Allison |
| LR-15661 |
Mar. 6, 1998 |
United Avalon Group,
Ltd., and Frank M. Naft |
| LR-15660
|
Mar. 5, 1998 |
Robert N.Taylor and the
Better Life Club of America, Inc., Wilkins McNair, Jr., and Elizabeth
Lawson |
| LR-15658 |
Mar. 3, 1998 |
Kuslima Shogen,
Stanislaw Mikulski and Allen Siegel |
| LR-15657
|
Mar. 3, 1998 |
Robert B. Peltz, Sol
Greenbaum, and David Cohen |
| LR-15656
|
Mar. 3, 1998 |
Hurst Capital Corp.,
Janmes F. Hurst and E. William Clifton |
| LR-15655 |
Feb. 26, 1998 |
Robert Tommassello,
R.T.& A. Financial Management, Ltd. and Jean M. Tommassello |
| LR-15654 |
Feb. 26, 1998 |
Michael R. Milken and MC
Group |
| LR-15653 |
Feb. 25, 1998 |
The Oakford Corporation,
et al. |
| LR-15652 |
Feb. 24, 1998 |
James F. Hurst and E.
William Clifton |
| LR-15651 |
Feb. 24, 1998 |
David A. Colvin, Job
Kjell Hovick, Lamar Ellis, and John Larson |
| LR-15650 |
Feb. 23, 1998 |
Randy Depoister |
| LR-15647
|
Feb. 19,
1998 |
Inamed Corporation |
| LR-15646 |
Feb. 19,
1998 |
Victor Teicher, Victor
Teicher & Co., and Carmel Partners, L.P. |
| LR-15645 |
Feb. 18, 1998 |
Paul Douglas Catchings,
Compunomics 139, Inc., and First Zurich National USA, LLC |
| LR-15644 |
Feb. 18, 1998 |
M. Leon Jensen and
George Gore, Jr. |
| LR-15643 |
Feb. 18, 1998 |
Curtis A. Younts, Jr. |
| LR-15642 |
Feb. 17,
1998 |
Robert Foisie |
| LR-15641 |
Feb. 17,
1998 |
S. Jim Farha |
| LR-15640
|
Feb. 12, 1998 |
Steven P. Hevell,
American Internet Partners, Inc., American Internet Partners San Jose,
ConnecTel Communications, Inc., and Jim D. James |
| LR-15639 |
Feb. 10, 1998 |
Paul D. Catchings |
| LR-15638 |
Feb. 9, 1998 |
Nicholas A. Zahareas,
Tuschner & Company, Inc. and John M. Tuschner |
| LR-15637
|
Feb. 5, 1998 |
John G. Bennett and
Foundation for New Era Philanthropy |
| LR-15636 |
Feb. 5, 1998 |
Thomas F. Goodman |
| LR-15635 |
Feb. 5, 1998 |
Roger E. Turner |
| LR-15634 |
Feb. 3, 1998 |
First Zurich National
U.S.A., LLC, and Compunomics 139, Inc. |
| LR-15633
|
Jan. 30, 1998 |
James Patrick
Kittler |
| LR-15632 |
Jan. 30, 1998 |
Mark Bailine |
| LR-15631 |
Jan. 29, 1998 |
Miko Leung and Sit Wa
Leung |
| LR-15630 |
Jan. 29, 1998 |
James Pannone and
Sakura Global Capital, Inc. |
| LR-15629 |
Jan. 29,1998 |
Donald Ferrarini, Bruno
Rumignani, Howard Miller, Mark Bailine, and Frank Palumbo |
| LR-15628 |
Jan. 28, 1998 |
J.W. Korth & Co.,
James Wilder Korth |
| LR-15627
|
Jan. 28, 1998 |
Sidney W. Sers |
| LR-15626 |
Jan. 28, 1998 |
Patrick Kephart, Scott
Mijares |
| LR-15625 |
Jan. 22, 1998 |
William M. Fromm |
| LR-15624 |
Jan. 22, 1998 |
Russell C. Faust |
| LR-15623 |
Jan. 22, 1998 |
Inset World
Communications, Inc., et al. |
| LR-15622 |
Jan. 21, 1998 |
Daniel E. Schneider,
Global American Prosperity Foundation and Financial Sovereign
Acquisition |
| LR-15621 |
Jan. 20, 1998 |
Northeast Investment
Institution, Inc., Thomas Patrick McGlon, Daniel Watlington, William
Muwwakkil and Tyrone P. Jones, III |
| LR-15620 |
Jan. 15, 1998 |
Robert Bogutski |
| LR-15619 |
Jan. 15, 1998 |
Robert C. Wilson |
| LR-15618 |
Jan. 14, 1998 |
J. Scott Eskind |
| LR-15617 |
Jan. 14, 1998 |
Sheldon Kraft |
| LR-15616 |
Jan. 13, 1998 |
Struthers Industries,
Inc., and Winco Corp. |
| LR-15615 |
Jan. 20, 1999 |
Sunbelt Development
Corporation, Wendell Rogers, Donald Hammond, and Willis David |
| LR-15614 |
Jan. 19, 1999 |
Affordable Prepaid
Cellular, Inc., and John C. Rockett |
| LR-15613 |
Jan. 8, 1998 |
Rauscher Pierce Refsnes,
Inc. and James R. Feltham |
| LR-15612 |
Jan. 8, 1998 |
The Trust Group, Ltd.,
et al. |
| LR-15611 |
Jan. 7, 1998 |
James Frith and Chicago
Partnership Board, Inc., Defendants and Adbot, Inc., Relief Defendant |
| LR-15610 |
Jan. 6, 1998 |
Kinlaw Securities
Corp., et al. |
| LR-15609
|
Jan. 6, 1998 |
Steven Samblis, et al. |
| LR-15608
|
Jan. 6, 1998 |
International
Communications & Technologies Corp., F/ K/ A Mobile Services
International Corp., James C. Cobban, James M. Robinson and Jonathan D.
Bennett |
| LR-15607 |
Jan. 6, 1998 |
Susan L. Hirsch et
al. |
| LR-15606
|
Jan.5, 1998 |
M.T.L. International
Finance, Inc., Equity Action Partners, Inc., John K. Robinson, Leon
Howard, and Harry Walker |
http://www.sec.gov/litigation/litreleases/lit1q98.shtml
|
