Release Number:34-97043
|
SEC Issue Date:
|
File Number:10-239
|
Details: 24X National Exchange LLC; Notice of Withdrawal of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Federal Register version (88 FR 14663)
|
Release Number:34-96541
|
SEC Issue Date:
|
File Number:
|
Details: Order Scheduling Filing of Statements on Review; In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008)
View Received Comments
Federal Register version (87 FR 79014)
|
Release Number:34-96364
|
SEC Issue Date:
|
File Number:10-239
|
Details: In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 72553)
|
Release Number:34-96337
|
SEC Issue Date:
|
File Number:10-239
|
Details: 24X National Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: December 13, 2022
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 71388)
|
Release Number:34-96218
|
SEC Issue Date:
|
File Number:10-239
|
Details: 24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 30, 2022
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 67725)
|
Release Number:34-95651
|
SEC Issue Date:
|
File Number:10-239
|
Details: In the Matter of the Application of 24X National Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days from publication in the Federal Register
View Received Comments
Federal Register version (87 FR 54736)
|
Release Number:34-95007
|
SEC Issue Date:
|
File Number:10-239
|
Details: 24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (87 FR 34333)
|
Release Number:34-92189
|
SEC Issue Date:
|
File Number:SBSDR-2021-01
|
Details: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository
View Received Comments
See Also -
Form SDR Application and Exhibits
Federal Register version (86 FR 32703)
|
Release Number:34-91798
|
SEC Issue Date:
|
File Number:SBSDR-2020-01
|
Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository
See Also -
Form SDR Application and Exhibits, Rel No. 34-91071
Federal Register version (86 FR 26115)
|
Release Number:34-91798
|
SEC Issue Date:
|
File Number:
|
Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository
See Also -
Form SDR Application and Exhibits, Rel No. 34-91071
Federal Register version (86 FR 26115)
|
Release Number:34-91117
|
SEC Issue Date:
|
File Number:10-133
|
Details: OneChicago, LLC's Request To Withdraw From Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products
Federal Register version (86 FR 10140)
|
Release Number:34-91071
|
SEC Issue Date:
|
File Number:SBSDR-2020-01
|
Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository
Comments Due: March 3, 2021
View Received Comments
See Also -
Form SDR Application and Exhibits
Federal Register version (86 FR 8977)
|
Release Number:34-90764
|
SEC Issue Date:
|
File Number:10-133
|
Details: OneChicago, LLC's Notice of Withdrawal of Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products
Comments Due: January 19, 2021
Federal Register version (85 FR 85778)
|
Release Number:34-89836
|
SEC Issue Date:
|
File Number:4-764
|
Details: MEMX, LLC; Order Declaring Effective a Minor Rule Violation Plan
View Received Comments
See Also -
Exhibit A
Federal Register version (85 FR 58081)
|
Release Number:34-89485
|
SEC Issue Date:
|
File Number:4-764
|
Details: MEMX LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: August 24, 2020
View Received Comments
See Also -
Exhibit A
Federal Register version (85 FR 48577)
|
Release Number:34-88806
|
SEC Issue Date:
|
File Number:10-237
|
Details: In the Matter of the Application of MEMX LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission
See Also -
Form 1 Application and Exhibits
Federal Register version (85 FR 27451)
|
Release Number:IC-33809
|
SEC Issue Date:
|
File Number:S7-04-20
|
Details: Request for Comments on Fund Names
View Received Comments
Federal Register version (85 FR 13221)
|
Release Number:34-87436
|
SEC Issue Date:
|
File Number:10-237
|
Details: MEMX LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: December 23, 2019
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (84 FR 59854)
|
Release Number:34-87415
|
SEC Issue Date:
|
File Number:4-753
|
Details: Long-Term Stock Exchange, Inc.; Order Declaring Effective a Minor Rule Violation Plan
Federal Register version (84 FR 59427)
|
Release Number:34-87021
|
SEC Issue Date:
|
File Number:4-753
|
Details: Long-Term Stock Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan
See Also -
Exhibit A
Federal Register version (84 FR 50525)
|
Release Number:34-85828
|
SEC Issue Date:
|
File Number:10-234
|
Details: In the Matter of the Application of Long Term Stock Exchange, Inc.; for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
See Also -
Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Federal Register version (84 FR 21841)
|
Release Number:34-84891
|
SEC Issue Date:
|
File Number:10-233
|
Details: In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
See Also -
Release no. 34-84313, Form 1 Application and Exhibits
Federal Register version (83 FR 67421)
|
Release Number:34-84709
|
SEC Issue Date:
|
File Number:10-234
|
Details: Long-Term Stock Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 45 days from publication in the Federal Register
View Received Comments
See Also -
Findings, Opinion, and Order of the Commission, Form 1 Application and Exhibits, Letter Consenting to Extension of Initial Review Period
Federal Register version (83 FR 62941)
|
Release Number:34-84313
|
SEC Issue Date:
|
File Number:10-233
|
Details: MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 19, 2018
See Also -
Form 1 Application and Exhibits, Release No. 34-84891
Federal Register version (83 FR 49965)
|
Release Number:34-82385
|
SEC Issue Date:
|
File Number:4-715
|
Details: MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan
Comments Due: December 19, 2017
Federal Register version (82 FR 61613)
|
Release Number:34-82384
|
SEC Issue Date:
|
File Number:4-714
|
Details: Miami International Securities Exchange, LLC; Order Declaring Effective a Minor Rule Violation Plan
Comments Due: December 19, 2017
Federal Register version (82 FR 61649)
|
Release Number:34-82146
|
SEC Issue Date:
|
File Number:4-715
|
Details: MIAX PEARL, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: December 19, 2017
Federal Register version (82 FR 56280)
|
Release Number:34-82145
|
SEC Issue Date:
|
File Number:4-714
|
Details: Miami International Securities Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: December 19, 2017
Federal Register version (82 FR 56291)
|
Release Number:34-81302
|
SEC Issue Date:
|
File Number:SBSDR-2016-02
|
Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository
Comments Due: August 30, 2017
View Received Comments
See Also -
LLC Form SDR Amended Application and Exhibits
Federal Register version (82 FR 37276)
|
Release Number:34-81223
|
SEC Issue Date:
|
File Number:SBSDR-2016-01
|
Details: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Amended Application for Registration as a Security-Based Swap Data Repository
Comments Due: August 22, 2017
View Received Comments
See Also -
ICE Trade Vault's Form SDR application and non-confidential exhibits thereto are available in EDGAR., For ease of reference, the public may access copies of these materials at ICE Trade Vault Form SDR Amended Application and Exhibits, Rel. No. 34-77699
Federal Register version (82 FR 35844)
|
Release Number:34-80477
|
SEC Issue Date:
|
File Number:4-707
|
Details: ISE Mercury, LLC; Order Declaring Effective a Minor Rule Violation Plan
See Also -
Release No. 34-80259
Federal Register version (82 FR 18942)
|
Release Number:34-80259
|
SEC Issue Date:
|
File Number:4-707
|
Details: ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: April 11, 2017
See Also -
Release No. 34-80477
Federal Register version (82 FR 14556)
|
Release Number:34-79543
|
SEC Issue Date:
|
File Number:10-227
|
Details: In the Matter of the Application of MIAX PEARL, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
Federal Register version (81 FR 92901)
|
Release Number:34-78793
|
SEC Issue Date:
|
File Number:10-227
|
Details: MIAX PEARL, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: October 31, 2016
See Also -
Form 1 Application and Exhibits
Federal Register version (81 FR 63238)
|
Release Number:34-78216
|
SEC Issue Date:
|
File Number:SBSDR-2016-02
|
Details: Security-Based Swap Data Repositories; DTCC Data Repository (U.S.) LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository
Comments Due: August 8, 2016
View Received Comments
See Also -
LLC Form SDR Application and Exhibits
Federal Register version (81 FR 44379)
|
Release Number:34-78101
|
SEC Issue Date:
|
File Number:10-222
|
Details: In the Matter of the Application of: Investors' Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
Federal Register version (81 FR 41141)
|
Release Number:34-77699
|
SEC Issue Date:
|
File Number:SBSDR-2016-01
|
Details: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository
Comments Due: May 31, 2016
View Received Comments
See Also -
the public may access copies of these materials at ICE Trade Vault Form SDR Application and Exhibits
Federal Register version (81 FR 25475)
|
Release Number:34-77406
|
SEC Issue Date:
|
File Number:10-222
|
Details: Investors' Exchange LLC; Notice of Filing of Amendment Nos. 2, 3, and 4 to, and Order Instituting Proceedings To Determine Whether To Grant or Deny, and Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny, an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto
Comments Due: April 14, 2016
View Received Comments
Federal Register version (81 FR 15765)
|
Release Number:34-76998
|
SEC Issue Date:
|
File Number:10-221
|
Details: In the Matter of the Application of ISE Mercury, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
See Also -
Form 1 Application and Exhibits, Amendment No. 2
Federal Register version (81 FR 6066)
|
Release Number:34-75884
|
SEC Issue Date:
|
File Number:10-221
|
Details: ISE Mercury, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 2, 2015
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (80 FR 55691)
|
Release Number:34-75885
|
SEC Issue Date:
|
File Number:
|
Details: BATS Global Markets, Inc., BOX Options Exchange LLC, KCG Holdings, Inc., Miami International Securities Exchange, LLC, Susquehanna International Group, LLP (Order Granting Petitions for Review and Scheduling Filing of Statements) Statements Due: October 7, 2015
|
Release Number:34-75867
|
SEC Issue Date:
|
File Number:
|
Details: ISE Mercury, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act
Federal Register version (80 FR 55395)
|
Release Number:34-73911
|
SEC Issue Date:
|
File Number:10-214
|
Details: Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934
Comments Due: January 20, 2015
View Received Comments
See Also -
Form 1 Application and Exhibits, Amendment No. 1 to Form 1
Federal Register version (79 FR 78507)
|
Release Number:34-73419
|
SEC Issue Date:
|
File Number:10-214
|
Details: Automated Matching Systems Exchange, LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for an Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934
Comments Due: November 19, 2014
See Also -
Form 1 Application and Exhibits
Federal Register version (79 FR 64421)
|
Release Number:34-70927
|
SEC Issue Date:
|
File Number:4-669
|
Details: Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: 21 days after publication in the Federal Register
Federal Register version (78 FR 71689)
|
Release Number:34-70050
|
SEC Issue Date:
|
File Number:10-209
|
Details: Application of Topaz Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
See Also -
Form 1 Application and Exhibits, Amendment No. 3
Federal Register version (78 FR 46622)
|
Release Number:34-69838
|
SEC Issue Date:
|
File Number:600-23
|
Details: Order Granting the Fixed Income Clearing Corporation's Amended Application for Permanent Registration as a Clearing Agency
Comments Due: June 3, 2013
See Also -
Rel. No. 34-69362
Federal Register version (78 FR 39027)
|
Release Number:34-69362
|
SEC Issue Date:
|
File Number:600-23
|
Details: FICCSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency
Comments Due: June 3, 2013
See Also -
Correction of Notice, Form CA-1 and Schedule A, Exhibits A through D, Exhibit E, Exhibit F, Exhibit G, Cross-Margining Agreement, Netting Contract and Limited Cross-Guaranty, Exhibits H through I, Exhibits J through R, Supplemental Letter Regarding Internal Accounting Controls and Audited Financial Statements, Amendment to Exhibit A - Item 10, Amendment to Exhibit A - Item 10, Rel. No. 34-69838
Federal Register version (78 FR 22923)
|
Release Number:34-69011
|
SEC Issue Date:
|
File Number:
|
Details: Topaz Exchange, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act
See Also -
Incoming Letter
Federal Register version (78 FR 14844)
|
Release Number:34-69012
|
SEC Issue Date:
|
File Number:10-209
|
Details: Topaz Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 22, 2013
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (78 FR 14847)
|
Release Number:34-68489
|
SEC Issue Date:
|
File Number:4-655
|
Details: BOX Options Exchange LLC
Federal Register version (77 FR 76319)
|
Release Number:34-68341
|
SEC Issue Date:
|
File Number:10-207
|
Details: In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission
See Also -
Form 1 Application and Exhibits, Amendment No. 1
Federal Register version (77 FR 73065)
|
Release Number:34-68170
|
SEC Issue Date:
|
File Number:4-655
|
Details: BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Federal Register version (77 FR 67722)
|
Release Number:34-67660
|
SEC Issue Date:
|
File Number:10-207
|
Details: Miami International Securities Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: October 4, 2012
View Received Comments
See Also -
Form 1 Application and Exhibits, Amendment No. 1
Federal Register version (77 FR 50184)
|
Release Number:34-66871
|
SEC Issue Date:
|
File Number:10-206
|
Details: In the Matter of the Application of BOX Options Exchange LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission
See Also -
Form 1 Application and Exhibits, Amendment No. 2
Federal Register version (77 FR 26323)
|
Release Number:34-66241
|
SEC Issue Date:
|
File Number:
|
Details: Order Granting Application by BOX Options Exchange LLC for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act
Federal Register version (77 FR 4845)
|
Release Number:34-66242
|
SEC Issue Date:
|
File Number:10-206
|
Details: BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: March 16, 2012
See Also -
Form 1 Application and Exhibits, Amendment No. 2
Federal Register version (77 FR 4841)
|
Release Number:34-62716
|
SEC Issue Date:
|
File Number:10-198
|
Details: In the Matter of the Application of BATS Y-Exchange, Inc. for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission
Federal Register version (75 FR 51295)
|
Release Number:34-62348
|
SEC Issue Date:
|
File Number:600-23
|
Details: Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 19, 2010
Federal Register version (75 FR 36723)
|
Release Number:34-61698
|
SEC Issue Date:
|
File Number:10-196 1
|
Details: In the Matter of the Applications of EDGX Exchange, Inc., and EDGA Exchange, Inc. for Registration as National Securities Exchanges; Findings, Opinion, and Order of the Commission
File Nos.:
10-196, 10-194
See Also -
EDGX Amendment No. 2, and EDGA Amendment No. 2
Federal Register version (75 FR 13151)
|
Release Number:34-61662
|
SEC Issue Date:
|
File Number:S7-05-09
|
Details: Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
View Received Comments
See Also -
ICE Request Letter
Federal Register version (75 FR 11589)
|
Release Number:34-61400
|
SEC Issue Date:
|
File Number:10-198
|
Details: BATS Y-Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: March 15, 2010
See Also -
Form 1 Application and Exhibits
Federal Register version (75 FR 4595)
|
Release Number:34-61119
|
SEC Issue Date:
|
File Number:S7-05-09
|
Details: Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With Request From ICE Trust U.S. LLC Related to Central Clearing of Credit Default Swaps, and Request for Comments
View Received Comments
See Also -
ICE Request Letter
Federal Register version (74 FR 65554)
|
Release Number:34-60651
|
SEC Issue Date:
|
File Number:10-194
|
Details: EDGX Exchange, Inc., and EDGA Exchange, Inc.; Notice of Filing of Applications, as Amended, for Registration as National Securities Exchanges Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 2, 2009
See Also -
EDGX Form 1 Application and Exhibits, EDGA Form 1 Application and Exhibits
Federal Register version (74 FR 47827)
|
Release Number:34-60189
|
SEC Issue Date:
|
File Number:600-23
|
Details: Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 28, 2009
Federal Register version (74 FR 32198)
|
Release Number:34-59441
|
SEC Issue Date:
|
File Number:10-191
|
Details: C2 Options Exchange, Incorporated; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 45 days after publication in the Federal Register
View Received Comments
See Also -
Form 1 Application and Exhibits, Amendment No. 1
Federal Register version (74 FR 9322)
|
Release Number:34-57949
|
SEC Issue Date:
|
File Number:600-23
|
Details: Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 9, 2008
Federal Register version (73 FR 34808)
|
Release Number:34-57322
|
SEC Issue Date:
|
File Number:10-182
|
Details: BATS Exchange, Inc.; Notice of Filing of Application and Amendment No. 1 Thereto for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 7, 2008
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version (73 FR 9370)
|
Release Number:34-55920
|
SEC Issue Date:
|
File Number:600-23
|
Details: Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 18, 2007
Federal Register version (72 FR 35270)
|
Release Number:34-53128
|
SEC Issue Date:
|
File Number:
|
Details: In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
See Also -
Release No. 34-52599
Federal Register version (71 FR 3550)
|
Release Number:34-53060
|
SEC Issue Date:
|
File Number:10-137
|
Details: Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc.
Federal Register version (71 FR 2603)
|
Release Number:34-52559
|
SEC Issue Date:
|
File Number:10-131
|
Details: The Nasdaq Stock Market Inc., Notice of Filing of Amendment Nos. 4 and 5 to Its Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: November 10, 2005
View Received Comments
See Also -
Comments received electronically are available
Federal Register version (70 FR 59097)
|
Release Number:34-52266
|
SEC Issue Date:
|
File Number:10-136
|
Details: Acknowledgment of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the CBOE Futures Exchange, LLC
Federal Register version (70 FR 48990)
|
Release Number:34-44625
|
SEC Issue Date:
|
File Number:10-131
|
Details: The Nasdaq Stock Market, Inc; Extension of Comment Period for The Nasdaq Stock Market, Inc.'s Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 From July 30, 2001 to August 29, 2001
Federal Register version (66 FR 41056)
|
Release Number:34-44396
|
SEC Issue Date:
|
File Number:10-131
|
Details: The Nasdaq Stock Market, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 45 days after publication in the Federal Register
View Received Comments
See Also -
Comments received electronically are available
Federal Register version (66 FR 31952) Note: Comments received electronically are available
|
Release Number:34-42455
|
SEC Issue Date:
|
File Number:10-127
|
Details: In the Matter of the Application of The International Securities Exchange LLC for Registration as a National Securities Exchange; Findings and Opinion of the Commission
Federal Register version (65 FR 11387)
|
Release Number:34-42042
|
SEC Issue Date:
|
File Number:10-127
|
Details: International Securities Exchange LLC; Notice of Filing of Amendment No. 1 to the Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days after date of publication in the Federal Register
Federal Register version (64 FR 57668)
|
Release Number:34-41439
|
SEC Issue Date:
|
File Number:10-127
|
Details: International Securities Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register
View Received Comments
See Also -
45 days after date of publication in the Federal Register Comments received electronically are available
Federal Register version (64 FR 29367)
|