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Comments on NYSE Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Equity Transaction Fees and to Exempt Specialist Firms from ETF Transaction Fees

(Release No. 34-54142; File No. SR-NYSE-2006-46)


Comments have been received from individuals and entities using the following Letter Type A: 5
Aug. 11, 2006 Joseph Masseria, Allied Member NYSE
Aug. 10, 2006 Robert C Sheehan, President/Chief Operating Officer, Electronic Brokerage Systems, LLC, Chicago, Illinois
Aug. 9, 2006 Stephen C. Wilson, License Holder NYSE, NYSE, New York
Aug. 8, 2006 Vincent Costa, Jr., New York, Kansas
Jul. 28, 2006 Jamie Friedman, Jamie E. Friedman, Inc., Member NYSE, New York, New York
Jul. 25, 2006 Brendan R. Dowd, Co-President, and Ronald Zdrojeski, Co-President, Alliance of Floor Brokers, New York, New York
Jul. 21, 2006 David M. Elias, DME Securities, LLC, New York, New York
Jul. 21, 2006 Harold T. McCauley, New York, New York
Jul. 21, 2006 Frank J. Cannarozzo, B B Securities, New York, New York
Jul. 20, 2006 Organization of Independent Floor Brokers, New York, New York
Jul. 20, 2006 William McKeon, President CEO McKeon Bros. LLC, New York, New York
Jul. 20, 2006 Allan E. Gershowitz, President, Allan Gershowitz Securities Corp., New York, New York
Jul. 20, 2006 James O'Callaghan
Jul. 20, 2006 Richard A. Bruno, CEO President of Integra Securities Corp., New York, New York
Jul. 19, 2006 Michael Berger, CFO Managing Partner, WJ Dowd Inc., New York, New York
Jul. 19, 2006 Daniel W. Tandy, Senior Managing Director, Prime Executions, Inc., New York, New York
Jul. 18, 2006 Warren P. Meyers, President, Independent Broker Action Committee, Inc., New York, New York
Jul. 12, 2006 John Lucchese, Chief Executive Officer, SunGard Global Execution Services, New York, New York
Jul. 7, 2006 Joseph McCaffrey, CEO & Managing LLC Member, Amerivest Partners, LLC and Bay Crest Partners, LLC, New York, New York
Jul. 6, 2006 Samuel F. Lek, Chief Executive Officer, LEK Securities Corporation
Jun. 30, 2006 Mary M. Dunbar, Morgan, Lewis & Bockius LLP
Jun. 30, 2006 Mark D. Fitterman, Partner, Morgan, Lewis & Bockius LLP

 

 

 

http://www.sec.gov/comments/sr-nyse-2006-46/nyse200646.shtml


Modified: 10/16/2014