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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Definition of Public Arbitrator

(Release No. 34-56039; File No. SR-NASD-2007-021)


Jan. 17, 2008 Mignon McLemore, Esq., Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia
Aug. 23, 2007 Randall R. Heiner, Heiner Law Offices, Salt Lake City, Utah
Aug. 21, 2007 J. L. Spray, Mattson, Ricketts, Davies, Stewart & Calkins
Aug. 21, 2007 James J. Eccleston, Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois
Aug. 21, 2007 Ronald M. Amato, Esq., Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois
Aug. 20, 2007 John E. Sutherland, Esq., Business Ethics Adjunct Professor and Lawyer, Boston, Massachusetts
Aug. 20, 2007 Jan Graham, Graham Law Offices, Salt Lake City, Utah
Aug. 20, 2007 Stephen P. Meyer, Esq., Meyer & Ford, Charleston, West Virginia
Aug. 16, 2007 Gail E. Boliver, Boliver Law Firm
Aug. 16, 2007 Donald M. Feferman, Donald M. Feferman, P.C.
Aug. 14, 2007 Joseph Fogel, Fogel & Associates
Aug. 10, 2007 Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, California
Aug. 10, 2007 Howard Rosenfield, Law Offices of Howard Rosenfield
Aug. 9, 2007 Dawn Meade, The Spencer Law Firm
Aug. 9, 2007 Eliot Goldstein, Esq., Partner, Law Offices of Eliot Goldstein, LLP, Cabin John, Maryland
Aug. 9, 2007 Scott C. Ilgenfritz
Aug. 9, 2007 Dawn R. Meade, Houston, Texas
Aug. 8, 2007 Mitchell S. Ostwald
Aug. 8, 2007 Debra G. Speyer, Attorney, Philadelphia, Pennsylvania
Aug. 8, 2007 Mitchell S. Ostwald
Aug. 8, 2007 Jeffrey S. Kruske, Esq., Law Office of Jeffrey S. Kruske, P.A., Overland Park, Kansas
Aug. 8, 2007 Robert S. Banks, Jr., Portland, Oregon
Aug. 8, 2007 Carl J. Carlson, Carlson & Dennett, P.S.
Aug. 8, 2007 Thomas C. Wagner, Van Deusen & Wagner L.L.C.
Aug. 8, 2007 Rob Bleecher, Esquire
Aug. 8, 2007 David Harrison
Aug. 8, 2007 Steven M. McCauley, Esq., Attorney, Lexington, Kentucky
Aug. 8, 2007 Dave Liebrader
Aug. 8, 2007 Martin L. Feinberg
Aug. 7, 2007 Kathleen H. Gorr, Attorney, Skaneateles, New York
Aug. 7, 2007 Jonathan W. Evans, Esq., Jonathan W. Evans & Associates
Aug. 7, 2007 Richard A. Lewins, Esq., Special Counsel, Burg Simpson Eldredge Hersh & Jardine P.C.
Aug. 6, 2007 William P. Torngren P. Torngren, Attorney, Sacramento, California
Aug. 6, 2007 Leonard Steiner
Aug. 6, 2007 Mark A. Tepper, Esquire, President, Mark A. Tepper, P.A., Fort Lauderdale, Florida
Aug. 6, 2007 Laurence S. Schultz, Driggers, Schultz & Herbst
Aug. 6, 2007 Milton H. Fried, Jr.
Aug. 6, 2007 Janet K. DeCosta
Aug. 6, 2007 John Miller, Swanson Midgley LLC, Kansas City, Missouri
Aug. 6, 2007 Herb Pounds, Herbert E. Pounds, Jr., P.C.
Aug. 6, 2007 James D. Keeney
Aug. 6, 2007 Robert C. Port, Esq., Cohen Goldstein Port & Gottlieb, LLP
Aug. 6, 2007 Andrew Stoltmann
Aug. 3, 2007 Peter J. Mougey, Beggs & Lane
Aug. 2, 2007 Bryan J. Lantagne, Esq., Director, Massachusetts Securities Division and Chair, NASAA Arbitration Working Group
Jul. 31, 2007 W. Scott Greco, Greco & Greco, P.C., McLean, Virginia
Jul. 30, 2007 Frederick W. Rosenberg, JD, Attorney, East Hanover, New Jersey
Jul. 27, 2007 Jeffrey A. Feldman, Law Offices of Jeffrey A. Feldman, San Francisco, California
Jul. 27, 2007 Les Greenberg
Jul. 25, 2007 Charles W. Austin, Jr., Richmond, Virginia
Jul. 25, 2007 Steve A. Buchwalter, Law Offices of Steve A. Buchwalter, P.C., Encino, California
Jul. 25, 2007 Barry D. Estell, Mission, Kansas
Jul. 25, 2007 Robert W. Goehring, Esquire, Pittsburgh, Pennsylvania
Jul. 25, 2007 Jay H. Salamon, Hermann Cahn & Schneider LLP
Jul. 25, 2007 Adam S. Doner, Esquire, Lawyer, Palm Beach Gardens, Florida
Jul. 25, 2007 Stuart D. Meissner, Esquire, Law Offices of Stuart D. Meissner LLC, New York, New York
Jul. 25, 2007 Daniel A. Ball, Esq., Ball Law Offices, A Professional Corporation, Bethesda, Maryland
Jul. 25, 2007 Charles C. Mihalek, Esq., Attorney, Lexington, Kentucky
Jul. 25, 2007 Jeffrey B. Kaplan, Esquire, Shareholder, Dimond Kaplan Rothstein, P.A., Miami, Florida
Jul. 25, 2007 Dale Ledbetter, Ledbetter Associates, Ft. Lauderdale, Florida
Jul. 25, 2007 Richard Layne, Portland, Oregon
Jul. 24, 2007 William S. Shepherd, Founder of the Firm, Shepherd, Smith & Edwards, LLP
Jul. 23, 2007 Steven B. Caruso, Esq., President, Public Investors Arbitration Bar Association, Norman, Oklahoma
Jul. 23, 2007 Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY, New York City
Jul. 17, 2007 Philip M. Aidikoff, Esq., Attorney, Beverly Hills, California

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2007-021/nasd2007021.shtml

Modified: 10/16/2014