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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Definition of Public Arbitrator
(Release No. 34-56039; File No. SR-NASD-2007-021)
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Jan. 17, 2008 | Mignon McLemore, Esq., Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia |
Aug. 23, 2007 | Randall R. Heiner, Heiner Law Offices, Salt Lake City, Utah |
Aug. 21, 2007 | J. L. Spray, Mattson, Ricketts, Davies, Stewart & Calkins |
Aug. 21, 2007 | James J. Eccleston, Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois |
Aug. 21, 2007 | Ronald M. Amato, Esq., Shaheen, Novoselsky, Staat, Filipowski & Eccleston, P.C, Chicago, Illinois |
Aug. 20, 2007 | John E. Sutherland, Esq., Business Ethics Adjunct Professor and Lawyer, Boston, Massachusetts |
Aug. 20, 2007 | Jan Graham, Graham Law Offices, Salt Lake City, Utah |
Aug. 20, 2007 | Stephen P. Meyer, Esq., Meyer & Ford, Charleston, West Virginia |
Aug. 16, 2007 | Gail E. Boliver, Boliver Law Firm |
Aug. 16, 2007 | Donald M. Feferman,
Donald M. Feferman, P.C. |
Aug. 14, 2007 | Joseph Fogel,
Fogel & Associates |
Aug. 10, 2007 | Scott R. Shewan, Born, Pape & Shewan LLP, Clovis, California |
Aug. 10, 2007 | Howard Rosenfield, Law Offices of Howard Rosenfield |
Aug. 9, 2007 | Dawn Meade, The Spencer Law Firm |
Aug. 9, 2007 | Eliot Goldstein, Esq., Partner, Law Offices of Eliot Goldstein, LLP, Cabin John, Maryland |
Aug. 9, 2007 | Scott C. Ilgenfritz |
Aug. 9, 2007 | Dawn R. Meade, Houston, Texas |
Aug. 8, 2007 | Mitchell S. Ostwald |
Aug. 8, 2007 | Debra G. Speyer, Attorney, Philadelphia, Pennsylvania |
Aug. 8, 2007 | Mitchell S. Ostwald |
Aug. 8, 2007 | Jeffrey S. Kruske, Esq., Law Office of Jeffrey S. Kruske, P.A., Overland Park, Kansas |
Aug. 8, 2007 | Robert S. Banks, Jr., Portland, Oregon |
Aug. 8, 2007 | Carl J. Carlson, Carlson & Dennett, P.S. |
Aug. 8, 2007 | Thomas C. Wagner, Van Deusen & Wagner L.L.C. |
Aug. 8, 2007 | Rob Bleecher, Esquire |
Aug. 8, 2007 | David Harrison |
Aug. 8, 2007 | Steven M. McCauley, Esq., Attorney, Lexington, Kentucky |
Aug. 8, 2007 | Dave Liebrader |
Aug. 8, 2007 | Martin L. Feinberg |
Aug. 7, 2007 | Kathleen H. Gorr, Attorney, Skaneateles, New York |
Aug. 7, 2007 | Jonathan W. Evans, Esq., Jonathan W. Evans & Associates |
Aug. 7, 2007 | Richard A. Lewins, Esq., Special Counsel, Burg Simpson Eldredge Hersh & Jardine P.C. |
Aug. 6, 2007 | William P. Torngren P. Torngren, Attorney, Sacramento, California |
Aug. 6, 2007 | Leonard Steiner |
Aug. 6, 2007 | Mark A. Tepper, Esquire, President, Mark A. Tepper, P.A., Fort Lauderdale, Florida |
Aug. 6, 2007 | Laurence S. Schultz, Driggers, Schultz & Herbst |
Aug. 6, 2007 | Milton H. Fried, Jr. |
Aug. 6, 2007 | Janet K. DeCosta |
Aug. 6, 2007 | John Miller, Swanson Midgley LLC, Kansas City, Missouri |
Aug. 6, 2007 | Herb Pounds, Herbert E. Pounds, Jr., P.C. |
Aug. 6, 2007 | James D. Keeney |
Aug. 6, 2007 | Robert C. Port, Esq., Cohen Goldstein Port & Gottlieb, LLP |
Aug. 6, 2007 | Andrew Stoltmann |
Aug. 3, 2007 | Peter J. Mougey, Beggs & Lane |
Aug. 2, 2007 | Bryan J. Lantagne, Esq., Director, Massachusetts Securities Division and Chair, NASAA Arbitration Working Group |
Jul. 31, 2007 | W. Scott Greco, Greco & Greco, P.C., McLean, Virginia |
Jul. 30, 2007 | Frederick W. Rosenberg, JD, Attorney, East Hanover, New Jersey |
Jul. 27, 2007 | Jeffrey A. Feldman, Law Offices of Jeffrey A. Feldman, San Francisco, California |
Jul. 27, 2007 |
Les Greenberg |
Jul. 25, 2007 |
Charles W. Austin, Jr., Richmond, Virginia |
Jul. 25, 2007 |
Steve A. Buchwalter, Law Offices of Steve A. Buchwalter, P.C., Encino, California |
Jul. 25, 2007 |
Barry D. Estell, Mission, Kansas |
Jul. 25, 2007 |
Robert W. Goehring, Esquire, Pittsburgh, Pennsylvania |
Jul. 25, 2007 |
Jay H. Salamon, Hermann Cahn & Schneider LLP |
Jul. 25, 2007 |
Adam S. Doner, Esquire, Lawyer, Palm Beach Gardens, Florida |
Jul. 25, 2007 |
Stuart D. Meissner, Esquire, Law Offices of Stuart D. Meissner LLC, New York, New York |
Jul. 25, 2007 |
Daniel A. Ball, Esq., Ball Law Offices, A Professional Corporation, Bethesda, Maryland |
Jul. 25, 2007 |
Charles C. Mihalek, Esq., Attorney, Lexington, Kentucky |
Jul. 25, 2007 |
Jeffrey B. Kaplan, Esquire, Shareholder, Dimond Kaplan Rothstein, P.A., Miami, Florida |
Jul. 25, 2007 |
Dale Ledbetter, Ledbetter Associates, Ft. Lauderdale, Florida |
Jul. 25, 2007 |
Richard Layne, Portland, Oregon |
Jul. 24, 2007 |
William S. Shepherd, Founder of the Firm, Shepherd, Smith & Edwards, LLP |
Jul. 23, 2007 |
Steven B. Caruso, Esq., President, Public Investors Arbitration Bar Association, Norman, Oklahoma |
Jul. 23, 2007 |
Seth E. Lipner, Professor of Law, Zicklin School of Business, Baruch College, CUNY, New York City |
Jul. 17, 2007 |
Philip M. Aidikoff, Esq., Attorney, Beverly Hills, California |
http://www.sec.gov/comments/sr-nasd-2007-021/nasd2007021.shtml
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