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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Establish New Procedures for Arbitrators to Follow When Considering Requests for Expungement Relief

(Release No. 34-57572; File No. SR-FINRA-2008-010)


Sep. 3, 2008 Margo A. Hassan, Counsel, Financial Industry Regulatory Authority, Inc.
Jun. 17, 2008 William A. Jacobson, Esq., Associate Clinical Professor, Cornell Securities Law Clinic
Jun. 11, 2008 Margo A. Hassan, Counsel, Financial Industry Regulatory Authority, Inc.
May 16, 2008 Laurence S. Schultz, President, Public Investors Arbitration Bar Association
May 8, 2008 Brian N. Smiley, Partner, Smiley Bishop Porter LLP, Atlanta, Georgia
May 7, 2008 Barry D. Estell, Mission, Kansas
Apr. 24, 2008 Scott R. Shewan, Born, Pape Shewan, LLP, Clovis, California
Apr. 24, 2008 Karen Tyler, President of the North American Securities Administrators Association and North Dakota Commissioner, Washington, District of Columbia
Apr. 24, 2008 Barbara Black, Charles Hartsock Professor of Law, Director of Corporate Law Center, University of Cincinnati
Apr. 23, 2008 William A. Jacobson, Esq., Associate Clinical Professor, Director, Cornell Securities Law Clinic, Cornell Law School
Apr. 17, 2008 Raghavan Sathianathan
Apr. 15, 2008 Jill Gross, Director, Pace Investor Rights Clinic
Apr. 8, 2008 Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York
Apr. 8, 2008 Seth E. Lipner, Professor of Law, Bernard M. Baruch College, CUNY Member, Deutsch Lipner, Garden City, N.Y., New York, New York

 

 

 

http://www.sec.gov/comments/sr-finra-2008-010/finra2008010.shtml

Modified: 10/16/2014