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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Establish New Procedures for Arbitrators to Follow When Considering Requests for Expungement Relief
(Release No. 34-57572; File No. SR-FINRA-2008-010)
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| Sep. 3, 2008 | Margo A. Hassan, Counsel, Financial Industry Regulatory Authority, Inc. |
| Jun. 17, 2008 | William A. Jacobson, Esq., Associate Clinical Professor, Cornell Securities Law Clinic |
| Jun. 11, 2008 | Margo A. Hassan, Counsel, Financial Industry Regulatory Authority, Inc. |
| May 16, 2008 | Laurence S. Schultz, President, Public Investors Arbitration Bar Association |
| May 8, 2008 | Brian N. Smiley, Partner, Smiley Bishop Porter LLP, Atlanta, Georgia |
| May 7, 2008 | Barry D. Estell, Mission, Kansas |
| Apr. 24, 2008 | Scott R. Shewan, Born, Pape Shewan, LLP, Clovis, California |
| Apr. 24, 2008 | Karen Tyler, President of the North American Securities Administrators Association and North Dakota Commissioner, Washington, District of Columbia |
| Apr. 24, 2008 | Barbara Black, Charles Hartsock Professor of Law, Director of Corporate Law Center, University of Cincinnati |
| Apr. 23, 2008 | William A. Jacobson, Esq., Associate Clinical Professor, Director, Cornell Securities Law Clinic, Cornell Law School |
| Apr. 17, 2008 | Raghavan Sathianathan |
| Apr. 15, 2008 | Jill Gross, Director, Pace Investor Rights Clinic |
| Apr. 8, 2008 | Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York |
| Apr. 8, 2008 | Seth E. Lipner, Professor of Law, Bernard M. Baruch College, CUNY Member, Deutsch Lipner, Garden City, N.Y., New York, New York |
http://www.sec.gov/comments/sr-finra-2008-010/finra2008010.shtml
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