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Comments on Proposed Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
[Release No. 34-65543; File No. S7-40-11]
See also: Comments on File No. S7-02-13, Cross-Border Security-Based Swap Activities, and Comments on File No. S7-34-10, Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information
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| Dec. 19, 2011 | Dennis M. Kelleher, President & CEO; Stephen W. Hall, Securities Specialist; and Katelynn O. Bradley, Attorney, Better Markets, Inc. |
| Dec. 16, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association |
| Oct. 24, 2011 | Chris Barnard, Germany |
| Oct. 17, 2011 | David Brooke |
Meetings with SEC Officials
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| Oct. 22, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 10, 2012, meeting with representatives of SIFMA |
| Apr. 3, 2012 | Memorandum from the Office of the Chairman regarding an April 3, 2012, meeting with representatives of Société Générale |
| Feb. 2, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA |
| Dec. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a December 13, 2011, phone call with representatives of Better Markets, Inc. |
http://www.sec.gov/comments/s7-40-11/s74011.shtml
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