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Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

[Release No. 34-69491; File No. S7-34-10]


Submitted Comments

(Click here for meetings with SEC officials)
Mar. 27, 2014 Christopher Young, Director, U.S. Public Policy, International Swaps and Derivatives Association, Inc. (ISDA)
Mar. 24, 2014 Marisol Collazo, CEO, DDR US LLC, DTCC, New York City, New York
Mar. 21, 2014 Marisol Collazo, CEO, DDR US LLC, DTCC, New York City, New York
Nov. 19, 2013 Kim Taylor, General Counsel, CME Group, and Kara L. Dutta, President, Clearing, ICE Trade Vault, LLC
Sep. 23, 2013 Kara L. Dutta, Assistant General Counsel, ICE Trade Vault, LLC
Sep. 3, 2013 Matti Leppälä, Secretary General/CEO, PensionsEurope
Aug. 22, 2013 Americans for Financial Reform
Aug. 21, 2013 Anne-Marie Leroy, Senior Vice President and Group General Counsel, World Bank, and Fady Zeidan, Acting Deputy/General Counsel, International Finance Corporation
Aug. 21, 2013 Futures and Options Association, London, United Kingdom
Aug. 21, 2013 Kenneth E. Bentsen, Jr., President, SIFMA; Walt Lukken, President & Chief Executive Officer, Futures Industry Association; and Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Aug. 21, 2013 Per Sjöberg, Chief Executive Officer, TriOptima AB and Christoffer Mohammar, General Counsel, TriOptima AB
Aug. 21, 2013 Larry E. Thompson, General Counsel, Depository Trust & Clearing Corporation
Aug. 21, 2013 Jeff Gooch, Head of Processing, Markit, Chair and CEO, MarkitSERV
Aug. 21, 2013 Agricultural Retailers Association, Business Roundtable, Financial Executives International, National Association of Corporate Treasurers, National Association of Manufacturers, and U.S. Chamber of Commerce
Aug. 21, 2013 Kathleen Cronin, Senior Managing Director, General Counsel, CME Group Inc.
Aug. 21, 2013 Sarah A. Miller, Chief Executive Officer, Institute of International Bankers
Aug. 21, 2013 Sullivan & Cromwell LLP
Aug. 21, 2013 Søren Elbech, Treasurer, lnter-American Development Bank and Jorge Alers, General Counsel, lnter-American Development Bank
Aug. 21, 2013 Karrie McMillan, General Counsel, Investment Company Institute and Dan Waters, Managing Director, ICI Global
Aug. 21, 2013 Dennis M. Kelleher,President & CEO, Better Markets, Inc.; Stephen W. Hall,Securities Specialist, Better Markets, Inc.; and Katelynn 0. Bradley, Attorney, Better Markets, Inc.
Aug. 21, 2013 Monique S. Botkin, Associate General Counsel, Investment Adviser Association
Aug. 21, 2013 Patrick Pearson, European Commission
Aug. 21, 2013 Dr. Lutz-Christian Funke, Senior Vice President, KfW and Dr. Frank Czichowski, Senior Vice President and Treasurer, KfW
Aug. 21, 2013 Koichi lshikura, Executive Chief of Operations for International Headquarters, Japan Securities Dealers Association
Aug. 20, 2013 Bruce Stern, Association of Financial Guaranty Insurers
Aug. 20, 2013 Ernst-Albrecht Brockhaus, Member of the Management Board, and Dr. Nico Zachert, Authorized Signatory, Legal/Compliance, FMS Wertmanagement
Aug. 19, 2013 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association, and Adam Jacobs, Director, Head of Markets Regulation, Alternative Investment Management Association
Aug. 15, 2013 Jonathan B. Kindred and Shigesuke Kashiwagi, Co-chairs, Japan Financial Markets Council
Aug. 8, 2013 Kevin Nixon, Managing Director, Institute of International Finance
Jul. 22, 2013 Larry E. Thompson, General Counsel, The Depository Trust & Clearing Corporation
Jul. 22, 2013 Dennis Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Jul. 15, 2013 Chris Barnard, Germany
Jun. 18, 2013 Gregory Ugwi, Strategist, ThinkNum.com, Newark, New Jersey
May 21, 2013 Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Securities Industry and Financial Markets Association

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Apr. 21, 2014 Memorandum from the Division of Trading and Markets regarding an April 7, 2014, phone meeting with representatives of ISDA
Apr. 18, 2014 Memorandum from the Division of Trading and Markets regarding an April 15, 2014, phone meeting with representatives of CME
Apr. 18, 2014 Memorandum from the Division of Trading and Markets regarding an April 15, 2014, phone meeting with representatives of ICE Trade Vault
Apr. 4, 2014 Memorandum from the Division of Trading and Markets regarding a March 21, 2014, phone meeting with representatives of DTCC Data Repository
Apr. 4, 2014 Memorandum from the Division of Trading and Markets regarding a March 25, 2014, phone meeting with representatives of Citigroup Global Markets
Apr. 4, 2014 Memorandum from the Division of Trading and Markets regarding a March 27, 2014, phone meeting with representatives of ISDA
Apr. 4, 2014 Memorandum from the Division of Trading and Markets regarding a March 25, 2014, phone meeting with representatives of CME
Mar. 20, 2014 Memorandum from the Division of Trading and Markets regarding a March 18, 2014, phone meeting with representatives of ICE Trade Vault
Mar. 20, 2014 Memorandum from the Division of Trading and Markets regarding a March 4, 2014, phone meeting with representatives of ISDA
Mar. 20, 2014 Memorandum from the Division of Trading and Markets regarding a February 27, 2014, meeting with representatives of Markit
Feb. 24, 2014 Memorandum from the Division of Trading and Markets regarding a February 21, 2014, meeting with representatives of Ice Clear Credit
Feb. 24, 2014 Memorandum from the Division of Trading and Markets regarding a February 14, 2014, telephone call with representatives of Alliance Bernstein
Feb. 24, 2014 Memorandum from the Division of Trading and Markets regarding a February 20, 2014, telephone call with representatives of the Chicago Mercantile Exchange (CME)
Feb. 6, 2014 Memorandum from the Division of Trading and Markets regarding a February 5, 2014, telephone call with representatives of BlackRock
Feb. 3, 2014 Memorandum from the Division of Trading and Markets regarding a January 31, 2014, meeting with representatives of Bloomberg
Jan. 28, 2014 Memorandum from the Division of Trading and Markets regarding a January 23, 2014, meeting with representatives of DTCC
Jan. 15, 2014 Memorandum from the Division of Trading and Markets regarding a January 15, 2014, meeting with representatives of Bloomberg
Jan. 14, 2014 Memorandum from the Division of Trading and Markets regarding a January 9, 2014, meeting with representatives of DTCC
Dec. 13, 2013 Memorandum from the Division of Trading and regarding a December 13, 2013, phone call with representatives of ICE Trade Vault and CME
Nov. 20, 2013 Memorandum from the Office of the Chair regarding an October 1, 2013, meeting with representatives of HSBC
Nov. 4, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 1, 2013, meeting with representatives of the Institute of International Bankers
Oct. 30, 2013 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 30, 2013, meeting with representatives of IntercontinentalExchange, Inc. (ICE)
Oct. 29, 2013 Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 29, 2013, meeting with representatives of ICE Trade Vault
Oct. 17, 2013 Memorandum from the Division of Trading and Markets regarding an October 16, 2013, meeting with representatives of ICE Trade Vault and CME
Oct. 8, 2013 Memorandum from the Division of Trading and Markets regarding an October 8, 2013, phone meeting with representatives of Bloomberg
Sep. 19, 2013 Memorandum from the Division of Trading and Markets regarding a September 19, 2013, meeting with representatives of ISDA
Sep. 18, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform
Sep. 13, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a September 13, 2013, meeting with representatives of Better Markets
Aug. 28, 2013 Memorandum from the Division of Trading and Markets regarding an August 28, 2013, meeting with representatives of ICE Trade Vault
Jul. 26, 2013 Memorandum from the Division of Trading and Markets regarding a July 26, 2013, phone meeting with representatives of CME Global Repository Services
Jul. 22, 2013 Memorandum from the Division of Trading and Markets regarding a July 22, 2013, meeting with representatives of Bloomberg
Jul. 9, 2013 Memorandum from the Division of Trading and Markets regarding a July 9, 2013, meeting with representatives of ICE Trade Vault
Jun. 24, 2013 Memorandum from the Office of the Chair regarding a June 21, 2013, meeting with representatives of the Managed Funds Association
Jun. 18, 2013 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness
Jun. 18, 2013 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of SIFMA
Jun. 18, 2013 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of the Institute of International Bankers
Jun. 11, 2013 Memorandum from the Division of Trading and Markets regarding a June 11, 2013, meeting with representatives of Bank of America
Jun. 11, 2013 Memorandum from the Office of Commissioner Paredes regarding a June 11, 2013, meeting with representatives of Bank of America Merrill Lynch
Jun. 5, 2013 Memorandum from the Division of Trading and Markets regarding a June 5, 2013, telephone meeting with representatives of DTCC

 

Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

[Release No. 34-63346; File No. S7-34-10]

See also: Comments on File No. S7-02-13, Cross-Border Security-Based Swap Activities and Comments on Dodd-Frank Act Title VII, Real-Time Reporting


Submitted Comments

(Click here for meetings with SEC officials)
Mar. 1, 2013 Thomas G. McCabe, Chief Operating Officer, OneChicago, LLC
Mar. 21, 2012 Elizabeth King, Head of Regulatory Affairs, GETCO, Chicago, Illinois
Oct. 19, 2011 Michael Hisler, Co-Founder, Swaps & Derivatives Market Association
Sep. 8, 2011 ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Jul. 12, 2011 Scott Pintoff, General Counsel, GFI Group Inc.
Jun. 3, 2011 Chris Koppenheffer, Swaps & Derivatives Market Association
Jun. 3, 2011 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation
Jun. 3, 2011 Stephen Merkel, Chairman, Wholesale Markets Brokers' Association, Americas
Jun. 2, 2011 John R. Gidman, Association of Institutional Investors
May 12, 2011 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
May 6, 2011 The Bank of Tokyo-Mitsubishi UFJ, Ltd., Mizuho Corporate Bank, Ltd. and Sumitomo Mitsui Banking Corporation
Mar. 24, 2011 Richard H. Baker, President & Chief Executive Officer, Managed Funds Association
Feb. 17, 2011 Barclays Bank PLC, BNP Paribas S.A., Credit Suisse AG, Deutsche Bank AG, HSBC, Nomura Securities International, Inc., Rabobank Nederland, Royal Bank of Canada, The Royal Bank of Scotland Group plc, Société Générale, The Toronto-Dominion Bank and UBS AG
Feb. 14, 2011 Robert Carpenter, President and CEO, GS1 US, Inc.; Miguel A. Lopera, CEO, GS1 Global; and Allan D. Grody, President, Financial InterGroup Holdings Ltd.
Feb. 14, 2011 Edward J. Rosen, Cleary Gottlieb Steen & Hamilton LLP, on behalf of Bank of America Merrill Lynch, BNP Paribas, Citi, Credit Agricole, Corporate and Investment Bank, Credit Suisse Securities (USA), Deutsche Bank AG, Morgan Stanley, Nomura Securities International, Inc., PNC Bank, National Association, Societe Generale, UBS Securities LLC, Wells Fargo & Company
Feb. 14, 2011 Charles Llewellyn, Legal Counsel, Society for Worldwide Interbank Financial Telecommunication SCRL
Feb. 11, 2011 Patrick Durkin, Managing Director, Barclays Capital Inc.
Feb. 7, 2011 Daniel Viola, Partner, Sadis & Goldberg LLP, New York, New York
Feb. 7, 2011 Andrew Downes, Managing Director, and Bert Fuqua, Managing Director, UBS Securities LLC, Stamford, Connecticut
Feb. 6, 2011 Cravath, Swaine & Moore LLP
Jan. 27, 2011 Richard G. Ketchum, Chairman and Chief Executive Officer, FINRA, Washington, District of Columbia
Jan. 26, 2011 David G. Downey, CEO, OneChicago, LLC, Chicago, Illinois
Jan. 24, 2011 Jeff Gooch, Chief Executive Officer, MarkitSERV
Jan. 24, 2011 Kevin Gould, President, Markit North America, Inc.
Jan. 22, 2011 Naphtali M. Hamlet, Investor, Seattle, Washington
Jan. 18, 2011 Roger Liddell, Chief Executive Officer, LCH.Clearnet Group Limited
Jan. 18, 2011 Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc., and Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Jan. 18, 2011 Beckwith B. Miller, CEO, Ethics Metrics LLC
Jan. 18, 2011 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Jan. 18, 2011 Martin Chavez, Managing Director, Goldman, Sachs & Co., New York, New York
Jan. 18, 2011 Craig Donohue, CEO, CME Group Inc.
Jan. 18, 2011 Lee H. Olesky, Chief Executive Officer, and Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Jan. 18, 2011 Julian Harding, Chairman, Wholesale Markets Brokers' Association, Americas, Hartford, Connecticut
Jan. 18, 2011 Gus Sauter, Managing Director and Chief Investment Officer, and John Hollyer, Principal and Head of Risk Management and Strategy Analysis, Vanguard, Malvern, Pennsylvania
Jan. 18, 2011 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Jan. 18, 2011 Timothy W. Cameron, Esq., Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Jan. 18, 2011 Dennis M. Kelleher, President & CEO; Wallace C. Turbeville, Derivatives Specialist; and Stephen W. Hall, Securities Specialist; Better Markets, Inc.
Jan. 18, 2011 R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation
Jan. 18, 2011 Karrie McMillan, General Counsel, Investment Company Institute
Jan. 14, 2011 Adam Litke, Bloomberg L.P.
Jan. 13, 2011 Laurel Leitner, Senior Analyst, Council of Institutional Investors
Jan. 13, 2011 Memorandum on Block Trades Analysis from the Division of Risk, Strategy and Financial Innovation
Jan. 12, 2011 Jeremy Barnum, Managing Director, and Don Thompson, Managing Director and Associate General Counsel, J.P.Morgan
Jan. 11, 2011 Davis Polk & Wardwell LLP, on behalf of Barclays Bank PLC, BNP Paribas S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland Group plc, Société Générale and UBS AG
Jan. 1, 2011 Suzanne H. Shatto, Vancouver, Washington
Dec. 16, 2010 Representative Spencer Bachus, Ranking Member, House Committee on Financial Services and Representative Frank Lucas, Ranking Member, House Committee on Agriculture
Dec. 3, 2010 Chris Barnard, Germany
Nov. 23, 2010 Laura J. Schisgall, Managing Director and Senior Counsel, Societe Generale Corporate & Investment Banking
Nov. 19, 2010 Julian Harding, Chairman, Wholesale Markets Brokers' Association, Americas

Meetings with SEC Officials

(Click here for submitted comments from the public)
Oct. 22, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 10, 2012, meeting with representatives of SIFMA
Oct. 1, 2013 Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 1, 2013, meeting with representatives of HSBC
Aug. 10, 2012 Memorandum from the Division of Trading and Markets regarding an August 6, 2012, meeting with representatives from the Association of Financial Guaranty Insurers
Jul. 17, 2012 Memorandum from the Division of Trading and Markets regarding a July 17, 2012, meeting with representatives of Markit, MarkitSERV, and Latham & Watkins
Jun. 25, 2012 Memorandum from the Office of Commissioner Aguilar regarding a June 19, 2012, meeting with representatives of UBS
Mar. 7, 2012 Memorandum from the Division of Trading and Markets regarding a March 1, 2012, meeting with representatives of Interactive Data Corporation on reporting issues in the SBSR Rule Proposal
Mar. 7, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 7, 2012, meeting with representatives of DTCC
Feb. 2, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 1, 2012, meeting with representatives of SIFMA
Dec. 21, 2011 Memorandum from the Division of Trading and Markets regarding a December 21, 2011, meeting with a representative of ICAP
Dec. 7, 2011 Memorandum from the Office of Commissioner Walter regarding a Meeting with Representatives of the Securities Industry and Financial Markets Association
Nov. 18, 2011 Memorandum from the Division of Trading and Markets regarding a November 18, 2011, meeting with a representative of ICAP
Nov. 8, 2011 Memorandum from the Division of Risk, Strategy and Financial Innovation regarding a November 1, 2011, meeting with representatives from the Securities Industry and Financial Markets Association and JP Morgan Chase & Co.
Nov. 7, 2011 Memorandum from the Office of Commissioner Walter regarding a November 4, 2011, meeting with representatives from the Securities Industry and Financial Markets Association (SIFMA)
Jun. 29, 2011 Memorandum from the Office of Commissioner Paredes regarding a June 29, 2011, meeting with representatives of Bank of America
Jun. 23, 2011 Memorandum from the Office of Commissioner Aguilar regarding a June 23, 2011, meeting with representatives of Goldman Sachs
Jun. 16, 2011 Memorandum from the Division of Trading and Markets regarding a June 15, 2011, meeting with representatives from the Depository Trust & Clearing Corporation and the Financial Industry Regulatory Authority, Inc.
Jun. 9, 2011 Memorandum from the Division of Trading and Markets regarding a June 8, 2011, meeting with representatives from GS 1 US, Inc., et al.
May 26, 2011 Memorandum from the Division of Trading and Markets regarding a May 25, 2011, meeting with representatives from the Depository Trust & Clearing Corporation (DTCC) et al.
May 20, 2011 Memorandum from the Division of Trading and Markets regarding a May 20, 2011, meeting with representatives from the Depository Trust & Clearing Corporation (DTCC)
May 17, 2011 Memorandum from the Division of Trading and Markets regarding a May 17, 2011, telephonic meeting with representatives of Markit
Apr. 28, 2011 Memorandum from the Office of Commissioner Paredes regarding an April 28, 2011, meeting with representatives of Goldman Sachs
Apr. 27, 2011 Memorandum from the Division of Trading and Markets regarding materials received from Allan D. Grody, Financial InterGroup Advisors and Financial InterGroup Holdings Ltd.
Apr. 22, 2011 Memorandum from the Division of Trading and Markets regarding an April 21, 2011, meeting with representatives of the Depository Trust & Clearing Corporation (DTCC)
Apr. 22, 2011 Memorandum from the Division of Trading and Markets regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association (ISDA)
Apr. 21, 2011 Memorandum from the Office of the Chairman regarding an April 21, 2011, meeting with representatives of the International Swaps and Derivatives Association, Inc.
Apr. 12, 2011 Memorandum from the Division of Trading and Markets regarding an April 6, 2011 meeting with Karla McKenna, Chair, TC68 (Financial Services), International Organization for Standardization
Mar. 16, 2011 Memorandum from the Division of Trading and Markets regarding a March 16, 2011, meeting with representatives of Better Markets, Inc.
Mar. 16, 2011 Memorandum from the Division of Trading and Markets regarding a March 16, 2011, telephonic meeting with Ed Rosen and Bob Colby on foreign bank issues
Mar. 9, 2010 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of the Managed Funds Association
Mar. 2, 2011 Memorandum from the Office of Commissioner Paredes regarding a March 1, 2011, meeting with representatives of Nomura
Feb. 24, 2011 Memorandum from the Division of Trading and Markets Regarding a February 24, 2011 Meeting with Representatives of Better Markets, Inc.
Feb. 21, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 16, 2011, meeting with representatives of Capstone LLC, Wellington Capital Management, Samlyn Capital LLC, T. Rowe Price, and The Capital Group Companies
Feb. 14, 2011 Memorandum from the Office of Commissioner Troy A. Paredes regarding a February 4, 2011, meeting with representatives of Barclays
Feb. 10, 2011 Memorandum from the Division of Trading and Markets regarding a January 27, 2011, meeting of the OTC Derivatives Supervisors Group (ODSG) with major participants in the OTC derivatives market
Feb. 4, 2011 Memorandum from the Division of Trading and Markets regarding a telephone meeting with Ed Rosen of Cleary Gottlieb Steen & Hamilton LLP
Feb. 3, 2011 Memorandum from the Office of Commissioner Walter regarding a meeting with representatives of Barclays Capital
Feb. 3, 2011 Memorandum from the Office of Commissioner Aguilar regarding a meeting with representatives of Barclays Capital
Feb. 1, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 31, 2011, meeting with representatives of Nomura
Jan. 26, 2011 Memorandum from the Division of Trading and Markets regarding a January 20, 2011 telephone meeting with representatives of Trade Information Warehouse
Jan. 18, 2011 Memorandum from the Division of Trading and Markets regarding a January 13, 2011 meeting with representatives of Markit
Jan. 14, 2011 Memorandum from the Division of Trading and Markets regarding a January 14, 2011 meeting with foreign bank representatives
Jan. 14, 2011 Memorandum from the Division of Trading and Markets regarding a January 14, 2011 meeting with representatives of Barclays
Jan. 12, 2011 Memorandum from the Division of Trading and Markets regarding a December 10, 2010, telephone meeting with Cleary Gottlieb Steen & Hamilton LLP, et al.
Jan. 11, 2011 Memorandum from the Office of the Chairman regarding a January 5, 2011 meeting with representatives of Morgan Stanley
Jan. 11, 2011 Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse
Jan. 11, 2011 Memorandum from the Division of Trading and Markets regarding a January 11, 2011, telephone meeting with representatives of Trade Information Warehouse
Dec. 22, 2010 Memorandum from the Division of Trading and Markets regarding a December 20, 2010, meeting with representatives of Trade Information Warehouse
Dec. 8, 2010 Memorandum from the Division of Trading and Markets regarding a Meeting with Representatives of the Managed Funds Association (MFA)
Dec. 3, 2010 Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners
Dec. 3, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 18, 2010, meeting with representatives of PIMCO
Nov. 23, 2010 Memorandum from the Division of Investment Management regarding a November 23, 2010, meeting with representatives of the Managed Funds Association
Nov. 18, 2010 Memorandum from the Office of the Chairman regarding a November 18, 2010, meeting with representatives of ISDA

 

http://www.sec.gov/comments/s7-34-10/s73410.shtml


Modified: 04/24/2014