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Comments on Proposed Rule: Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participant
[Release No. 33-9643; File No. S7-09-14]
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| Dec. 8, 2014 | Kyle Brandon, Managing Director, Securities Industry and Financial
Markets Association (SIFMA), New York, New York |
| Nov. 10, 2014 | Daniel E. Glatter, Deputy General Counsel- GFI Group Inc., New York, New York |
| Nov. 10, 2014 | Joseph A. Hall, Davis Polk & Wardwell LLP, on behalf of SIFMA |
| Oct. 27, 2014 | Chris Barnard, Germany |
| Oct. 16, 2014 | Bryan Levin, Greenspring Funding, Delaware
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Meetings with SEC Officials
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| Oct. 30, 2014 | Memorandum from the Division of Corporation Finance regarding an October 30, 2014 meeting with representatives of SIFMA and Davis Polk & Wardwell |
| Oct. 28, 2014 | Memorandum from the Division of Corporation Finance regarding an October 28, 2014 telephonic meeting with representatives of Better Markets |
http://www.sec.gov/comments/s7-09-14/s70914.shtml
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