SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


SEC Rulemakings under Title VIII:
Title VIII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Submitted Comments

(Click here for meetings with SEC officials)
Nov. 9, 2010 Comment Letter from the National Association of Insurance Commissioners regarding a September 29, 2010 meeting with Securities and Exchange Commission and the Commodity Futures Trading Commission
Sep. 15, 2010 Hall S. Scott, President & Director, Committee on Capital Markets Regulation
Sep. 15, 2010 Tom Martin III
Aug. 24, 2010 Virginia B. Gerhart, CFP(tm), Financial Planning Association, San Rafael, California
Aug. 19, 2010 Pat Huddleston, Attorney, Kennesaw, Georgia
Aug. 19, 2010 Jean Public, New Jersey
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia
Jul. 28, 2010 Chris Locovare, President, KewlStuff Inc., Bay Shore, New York
Jul. 27, 2010 D. Furr

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 6, 2011 Memorandum from the Division of Trading and Markets regarding a May 6, 2011 meeting with representatives of ICE Inc. and Creditex
Sep. 1, 2010 Memorandum from the Office of Commissioner Walter regarding an August 31, 2010 meeting with representatives of the Managed Funds Association

 

http://www.sec.gov/comments/df-title-viii/rulemakings/rulemakings.shtml


Modified: 05/16/2011