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Whistleblower Award Program:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

See also: Comments on Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934; File No. S7-33-10


Submitted Comments

(Click here for meetings with SEC officials)
May 17, 2011 John C. Johns, B.Commerce (NZ), Former External Auditor, Former Chartered Accountant, New Zealand (ICANZ) Former Finance Planning Manager of Shell Malaysia Limited (UK), Kuala Lumpur, Malaysia
Mar. 5, 2011 David Cohen, Esq., Law Offices of D. David Cohen, Jericho, New York
Feb. 8, 2011 Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former Securities Regulator/Prosecutor, www.secsnitch.com, New York, New York
Feb. 8, 2011 Mary Jane Sutliff, JD, Anchorage, Alaska
Jan. 28, 2011 Brenda L. Hamilton, Hamilton Associates Law Group, P.A., Boca Raton, Florida
Jan. 21, 2011 Joe Jefferis, CPA (Inactive, CTP (Inactive), Dayton, Ohio
Dec. 27, 2010 Frances Dunham, Gulf Breeze, Florida
Dec. 18, 2010 Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC, Whistleblower Attorney, Former Securities Regulator/Prosecutor, www.secsnitch.com, New York, New York
Dec. 17, 2010 Cleveland Lawrence, III, Acting Executive Director, Taxpayers Against Fraud, Washington, District of Columbia
Dec. 17, 2010 Corbett M. Kroehler, Orlando, Florida
Dec. 16, 2010 James Moore, Executive VP, General Counsel and Corporate Compliance Officer, Huntsman Corporation
Dec. 16, 2010 Alex Hoover, Las Vegas, Nevada
Dec. 16, 2010 Juanita Pacheco, Tucson, Arizona
Dec. 16, 2010 William F. Lees, Ocean City, New Jersey
Dec. 16, 2010 Peter Yaholkovsky, MD
Dec. 16, 2010 Mallika Henry, Cambridge, New York
Dec. 16, 2010 Dowell Caselli-Smith, PhD, Rapid City, South Dakota
Dec. 16, 2010 Dana L Wylder, Ms, Naples, Idaho
Dec. 16, 2010 Mallory Sanders, Elmhurst, New York
Dec. 16, 2010 Kim M. Coffman, Houston, Texas
Dec. 16, 2010 J. Larry Carroll, Santa Monica, California
Dec. 16, 2010 Ernest Romanco, CEO, CO2 Central Company, Albion, Michigan
Dec. 16, 2010 Nancy A Tews, Oak Ridge, New Jersey
Dec. 16, 2010 Greg Williams, Seattle, Washington
Dec. 16, 2010 Scott T. Plantier, Pittsfield, Massachusetts
Dec. 16, 2010 Matt Christensen, Chico, California
Dec. 16, 2010 Tom Flanagan
Dec. 16, 2010 Susan H. Bell, Santa Fe, New Mexico
Dec. 16, 2010 Dr. Jerry D. Dawson, Rochester, Minnesota
Dec. 16, 2010 Monica S. McFeeters, Baldwyn, Mississippi
Dec. 16, 2010 Margaret Copi, MD, Oakland, California
Dec. 16, 2010 Liv M. Michaelson, SRI advisor
Dec. 16, 2010 V.E. Perkins, Ph.D., Franktown
Dec. 15, 2010 Marie Wakefield, South Beach, Oregon
Dec. 15, 2010 Bonita Staas
Dec. 15, 2010 Danielle Greene, citizen, Falls Church, Virginia
Dec. 15, 2010 Patrick Beatty, Physician, Prescott, Arizona
Dec. 15, 2010 Janis Ramquist
Dec. 15, 2010 Lincoln Farnum, Silver Spring
Dec. 15, 2010 Susanne Scott, Castro Valley, California
Dec. 15, 2010 Bonnie A. Beavers, Esquire, Attorney at Law, Chevy Chase, Maryland
Dec. 15, 2010 Lucile L. Darcy, Fairfield, Connecticut
Dec. 15, 2010 Anant Sahai, Associate Professor of Electrical Engineering and Computer Sciences, UC Berkeley, Berkeley, California
Dec. 15, 2010 Paula Klonfas
Dec. 15, 2010 William Lee Kohler, Eugene, Oregon
Dec. 15, 2010 Steve Banyai, Port Mansfield, Texas
Dec. 15, 2010 Jim Matthews, Denver, North Carolina
Dec. 15, 2010 Seabury A Lyon, Bethel, Maine
Dec. 15, 2010 Astrid J. Berkson, Ph.D., Champaign, Illinois
Dec. 15, 2010 Kathleen Lawrence, Cathedral City, California
Dec. 15, 2010 Jeff M. Semmerling, Chicago, Illinois
Dec. 15, 2010 Elizabeth Kenton
Dec. 15, 2010 Reginald B. Bronner, Lincoln, California
Dec. 15, 2010 Ronald Harden, Loveland, Colorado
Dec. 15, 2010 William Gilbert, Weeki Wachee, Florida
Dec. 14, 2010 Mark Thomas, CPA, New York, New York
Dec. 5, 2010 Alex Hoover, Investment Banker, Las Vegas, Nevada
Nov. 5, 2010 Peter Sivere
Nov. 2, 2010 Lynn E. Turner
Nov. 2, 2010 Stuart D Meissner, Esq, Stuart D. Meissner LLC - Whistleblower Attorney and Former Securities Regulator, New York, New York
Nov. 1, 2010 Stephen M. Kohn, Executive Director, and Lindsey M. Williams, Director of Advocacy and Development, The National Whistleblowers Center
Oct. 25, 2010 Arent Fox LLP
Oct. 13, 2010 Steve Cash
Oct. 12, 2010 Baker, Donelson, Bearman, Caldwell & Berkowitz
Sep. 30, 2010 John W. Zinsser, MA, Managing Principal, Pacifica Human Communications, LLC, Charleston , South Carolina
Sep. 14, 2010 Harold R. Burke, Esquire, Attorney representing corporate whistleblowers, Greenwich, Connecticut
Sep. 7, 2010 Ruby Monroe
Sep. 3, 2010 Mike Koehler Koehler, Professor, Butler University, Indianapolis, Indiana
Aug. 17, 2010 Stuart D Meissner, Esq., Managing Member, Law Offices of Stuart D. Meissner LLC, New York, New York
Aug. 17, 2010 James Hill
Aug. 11, 2010 Hank Tanaka, Retired Computer Programmer, Johns Island, South Carolina
Aug. 5, 2010 Esther Lum
Aug. 4, 2010 Mark Rome, MBA, CEO, Sacramento, California
Aug. 3, 2010 Evelynn Brown, J.D., LL.M, Whistleblower Advocacy Group, Capitola, California
Jul. 28, 2010 Robin McLeish, Virginia Beach, Virginia
 

Meetings with SEC Officials

(Click here for submitted comments from the public)
Dec. 17, 2010 Memorandum from the Division of Enforcement regarding a December 10, 2010, meeting with representatives of Wu, Grohovsky & Whipple; Vogel, Slade & Goldstein, LLP; and Kenney & McCafferty, PC
Oct. 26, 2010 Memorandum from the Division of Enforcement regarding an October 25, 2010, meeting with clients and representatives of the law firm of Gibson, Dunn and Crutcher, LLP
Oct. 4, 2010 Memorandum from the Division of Enforcement regarding an October 4, 2010, meeting with representatives of Baker, Donelson, Bearman, Caldwell & Berkowitz
Sep. 28, 2010 Memorandum from the Office of the Chairman regarding a September 28, 2010, meeting with Stuart D. Meissner
Aug. 23, 2010 Memorandum from the Office of the Chairman regarding an August 23, 2010, meeting with representatives of the National Whistleblowers Center

 

http://www.sec.gov/comments/df-title-ix/whistleblower/whistleblower.shtml


Modified: 10/16/2014