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Comments on Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

[Release No. 34-63237; File No. S7-33-10]

See also: Comments on Dodd-Frank Act Title IX, Whistleblower Award Program


Comments have been received from individuals and entities using the following Letter Type A: 105
Comments have been received from individuals and entities using the following Letter Type B: 848

Submitted Comments

(Click here for meetings with SEC officials)
May 24, 2011 AFL-CIO, Americans for Financial Reform, Association of Research Libraries, Center for Financial Privacy and Human Rights, Center for Media and Democracy, Citizens for Responsibility and Ethics in Washington (CREW), Common Cause, Consumer Federation of America, Defending Dissent Foundation, Fund for Constitutional Government, Government Accountability Project (GAP), iSolon.org, OpenTheGovernment.org, New Jersey Action, OMB Watch, Project On Government Oversight (POGO), Public Citizen, Service Employees International Union (SEIU), Taxpayers Against Fraud, Taxpayers Protection Alliance, U.S. PIRG, and Voices for Corporate Responsibility
May 24, 2011 Virginia R. Geraghty, CPA, Menomonee Falls, Wisconsin
May 23, 2011 U. S. Chamber of Commerce Center for Capital Markets Competitiveness and U.S. Chamber Institute for Legal Reform
May 20, 2011 Stephen N. Zack, President, American Bar Association
May 17, 2011 Stephen M. Kohn, Executive Director, National Whistleblowers Center
May 11, 2011 Geoffrey Christopher Rapp, Professor of Law, University of Toledo College of Law
May 11, 2011 Ken Daly, President and CEO, National Association of Corporate Directors
May 10, 2011 Sen. Charles E. Grassley, U.S. Senate
May 5, 2011 Michael Brozzetti, Esq., CIA
May 1, 2011 Michael Lawrence Brozzetti, Philadelphia, Pennsylvania
Apr. 26, 2011 Randy G. DeFrehn, Executive Director, National Coordinating Committee for Multiemployer Plans
Mar. 29, 2011 Samuel J. Lieberman, Sadis & Goldberg LLP
Mar. 23, 2011 David S. Massey, President, North American Securities Administrators Association, Inc.
Mar. 17, 2011 Stephen M. Kohn, Executive Director, National Whistleblowers Center
Mar. 7, 2011 Stephen M. Kohn, Executive Director, and Lindsey M. Williams, Director of Advocacy and Development, National Whistleblowers Center
Mar. 7, 2011 John R. Veatch, Manchester, Missouri
Feb. 23, 2011 Anonymous
Feb. 22, 2011 John J. Tollefsen, Tollefsen Law PLLC, Seattle, Portland, New York
Feb. 18, 2011 Robert A. Long, David B.H. Martin, and Steven E. Fagell, on behalf of Apache Corporation, Cardinal Health, Inc., The Goodyear Tire & Rubber Company, Hewlett-Packard Company, Merck & Co., Inc., Microsoft Corporation, Newmont Mining Corporation, Procter & Gamble Co., TRW Automotive Holdings Corp., United Technologies Corporation
Feb. 15, 2011 David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Feb. 15, 2011 Stephen M. Kohn, Executive Director, National Whistleblowers Center
Feb. 14, 2011 Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former Securities Regulator/Prosecutor, www.secsnitch.com, New York, New York
Feb. 4, 2011 M. Paul Sinclair, New York, New York
Jan. 26, 2011 Steven E. Fagell, Covington & Burling LLP
Jan. 25, 2011 Stephen M. Kohn, Executive Director, National Whistleblowers Center
Jan. 18, 2011 Kurt Schacht, Managing Director, and James C. Allen, Head, Capital Markets, CFA Institute
Jan. 17, 2011 John Doe, Former Registered Representative
Jan. 4, 2011 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Jan. 3, 2011 Robert Shattuck, Birmingham, Alabama
Dec. 29, 2010 Raymond P. Boulanger, Goodwin Procter LLP
Dec. 28, 2010 Robert Shattuck, Birmingham, Alabama
Dec. 26, 2010 Joel B. Horwitz, Portland, Oregon
Dec. 24, 2010 Scott Simkus, Developer of Energy Efficient Communities and Affordable Housing - Boulder County Colorado, Louisville, Colorado
Dec. 23, 2010 Kathy Jensen, New York, New York
Dec. 23, 2010 Judy Gayton
Dec. 23, 2010 Cynthia M. Fornelli, Executive Director, Center for Audit Quality
Dec. 23, 2010 Paul W. Simkus, Facilities Mechanic, Arlington Heights, Illinois
Dec. 23, 2010 Michael T. Shimp, Mechanic, Mount Prospect, Illinois
Dec. 23, 2010 Susan Chandler, Ft Pierce, Florida
Dec. 22, 2010 PricewaterhouseCoopers LLP
Dec. 22, 2010 Timothy Michael Kral
Dec. 20, 2010 James S. Lessard-Templin, Customs and Intíl Trade Attorney
Dec. 20, 2010 Joseph K. Evans
Dec. 20, 2010 Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former SEC Regulator/Prosecutor, www.secsnitch.com, New York, New York
Dec. 20, 2010 Georg Merkl
Dec. 20, 2010 Jim Lavine, National Association of Criminal Defense Lawyers
Dec. 20, 2010 Amir Vonsover, Morgan, Lewis & Bockius LLP
Dec. 19, 2010 Eric Dixon, Esq., Eric Dixon LLC, Investigative Attorney / Whistleblower, New York, New York
Dec. 19, 2010 Dave Ebersole, The Ohio State University Moritz College of Law
Dec. 18, 2010 Michael McMullen
Dec. 18, 2010 Nadeem Moghal, IT Executive, Redondo Beach, California
Dec. 18, 2010 John Kosecoff
Dec. 18, 2010 Stephen Kohn, National Whistleblowers Center
Dec. 18, 2010 Stuart D. Meissner, Esquire, Managing Member, Law Offices of Stuart D. Meissner LLC - Whistleblower Attorney, Former SEC Regulator/Prosecutor, www.secsnitch.com, New York, New York
Dec. 17, 2010 Ahmad Abdul-Qadir, CPA, CONTINEWITY LLC, Dallas, Texas
Dec. 17, 2010 Neila B. Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries & Governance Professionals
Dec. 17, 2010 Richard F. Chambers, CIA, CGAP, CCSA, President and Chief Executive Officer, Institute of Internal Auditors
Dec. 17, 2010 Cleveland Lawrence III, Acting President and CEO, Taxpayers Against Fraud
Dec. 17, 2010 James Bierstaker, Villanova University
Dec. 17, 2010 David Baris, Executive Director, American Association of Bank Directors
Dec. 17, 2010 Stephen Kohn
Dec. 17, 2010 Tom Stephens
Dec. 17, 2010 Keith T. Darcy, Ethics and Compliance Officer Association
Dec. 17, 2010 MJ O'Loughlin
Dec. 17, 2010 Nicholas Taldone, Law Offices of Nicholas J. Taldone
Dec. 17, 2010 Randy DeFrehn, NCCMP
Dec. 17, 2010 Peter Schaick
Dec. 17, 2010 Kurt Schulzke, Kennesaw State University
Dec. 17, 2010 Davis Polk & Wardwell LLP
Dec. 17, 2010 Peter Boyle
Dec. 17, 2010 Jack Jordan
Dec. 17, 2010 John Dul, Anixter International Inc.
Dec. 17, 2010 Paul B. Jones, TW telecom Inc.
Dec. 17, 2010 Ari Gabinet, OppenheimerFunds, Inc.
Dec. 17, 2010 David Hirschman, U.S. Chamber Institute for Legal Reform
Dec. 17, 2010 Laura Baughman, Baron and Budd, P.C.
Dec. 17, 2010 David Sanford, Sanford Wittels & Heisler, LLP
Dec. 17, 2010 Brad Ipema, Financial Services Roundtable
Dec. 17, 2010 Earl Dougovito
Dec. 17, 2010 Stephanie Johnson, U.S. Chamber of Commerce
Dec. 17, 2010 Michael Sullivan, Finch McCranie, LLP
Dec. 17, 2010 Ronald C. Long, Wells Fargo Advisors, LLC
Dec. 17, 2010 Dean Krehmeyer, Business Roundtable Institute for Corporate Ethics
Dec. 17, 2010 William Freeman, Jones Day
Dec. 17, 2010 Joe DiLeo, Deloitte & Touche LLP
Dec. 17, 2010 Alexander Brigham, Executive Director, The Ethisphere Institute
Dec. 17, 2010 Donna Dabney, Vice President, Secretary and Corporate Governance Counsel, Alcoa Inc.; Gary M. Rowen, Chief Compliance Officer, Celanese Corporation; Maria C. Hermida, Chief Ethics Officer, Citigroup; Allan Tananbaum, Vice President and Deputy General Counsel, Compliance and Litigation, Ingersoll-Rand plc; Jo S. Levy, Global Director, Legal Compliance, Intel Corporation; Gary W. Fair, Vice President, Corporate Internal Audit, Johnson & Johnson; Jeffrey B. Reitman, Global Head of Compliance, JPMorgan Chase & Co.; Robert L. Herst, Vice President & Chief Compliance Officer, Kraft Foods Inc.; Douglas Lankler, Executive Vice President, Chief Compliance Officer, Pfizer Inc.; Ann M. Kappler, Chief Legal Officer, Corporate Services, Prudential Insurance Company of America; and Matthew O. Tanzer, Vice President and Chief Compliance Counsel, Tyco International Ltd.
Dec. 17, 2010 Alexandra Wrage, President, TRACE International, Inc.
Dec. 17, 2010 Matthew C. Thomas, Hunton & Williams LLP
Dec. 17, 2010 General Electric Company, Google Inc., Honeywell Inc., JPMorgan Chase & Co., Microsoft Corporation, and Northrop Grumman Corporation
Dec. 17, 2010 Jim DeLoach
Dec. 17, 2010 Lopa Parikh, Edison Electric Institute
Dec. 17, 2010 Laura Montgomery, Ernst & Young LLP
Dec. 17, 2010 Patricia Harned, President, Ethics Resource Center
Dec. 17, 2010 Arthur F. McMahon, Taft Stettinius & Hollister LLP
Dec. 17, 2010 Bijan Amini, Storch Amini & Munves PC
Dec. 17, 2010 Charles A. Attal III, Senior Vice President -General Counsel and Chief Legal Officer and Deirdre A. Brown, Vice President Business Strategy and Compliance and Chief Ethics and Compliance Officer, TECO Energy, Inc.
Dec. 17, 2010 Richard M. Layne
Dec. 17, 2010 Danielle Brian, Executive Director, Project On Government Oversight
Dec. 17, 2010 Voices For Corporate Responsibility, Change to Win, National Employment Lawyers Association, and Government Accountability Project
Dec. 17, 2010 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Dec. 17, 2010 Steven A. Tyrrell
Dec. 17, 2010 Dale E. Brown, CAE President & CEO, Financial Services Institute
Dec. 17, 2010 Gary J. Aguirre, The Aguirre Law Firm
Dec. 17, 2010 Timothy R. Baer, Executive Vice President, General Counsel and Corporate Secretary, Target
Dec. 17, 2010 Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals
Dec. 17, 2010 Sterling H. McDonald, Chief Financial Officer, Evolution Petroleum Corporation and Greg S. Goodale, CPA, Chief Accounting Officer, Evolution Petroleum Corporation
Dec. 17, 2010 Bruce C. Kirchhoff, Vice President and General Counsel, Royal Gold, Inc.
Dec. 17, 2010 KPMG LLP
Dec. 17, 2010 Joseph Murphy, Esq., Donna Boehme, Esq., and Rebecca Walker, Esq.
Dec. 17, 2010 Apache Corporation, Cardinal Health, Inc., The Goodyear Tire & Rubber Company, Hewlett-Packard Company, Merck & Co., Inc., Microsoft Corporation, Newmont Mining Corporation, Procter & Gamble Co., TRW Automotive Holdings Corp., and United Technologies Corporation
Dec. 17, 2010 Eileen Taylor, North Carolina State University; James Bierstaker, Villanova University, Past Chair, Auditing Standards Committee; and Joseph Brazel, North Carolina State University, Chair, Auditing Standards Committee
Dec. 17, 2010 Cleary Gottlieb Steen & Hamilton LLP
Dec. 17, 2010 Nicholas D. Latrenta, Executive Vice President and General Counsel, Metlife, Inc.
Dec. 17, 2010 Section on Corporation, Finance and Securities Law, District of Columbia Bar
Dec. 17, 2010 Susan Hackett, Senior Vice President and General Counsel, Association of Corporate Counsel, Association of Corporate Counsel
Dec. 17, 2010 Daniel J. Popeo, Chairman and General Counsel and Cory L. Andrews, Senior Litigation Counsel, Washington Legal Foundation
Dec. 17, 2010 Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation, Chair, Business Roundtable Corporate Leadership Initiative, Business Roundtable
Dec. 17, 2010 Carl Levin, Chairman, Permanent Subcommittee on Investigations
Dec. 17, 2010 Gary M. Brown,Baker Donelson Bearman, Caldwell & Berkowitz, PC
Dec. 17, 2010 Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Dec. 17, 2010 Reed R. Kathrein, Esquire, San Rafael, California
Dec. 17, 2010 Barbara Hackman Franklin, Chairman, and Kenneth Daly, President and CEO, National Association of Corporate Directors
Dec. 16, 2010 Marc M. Orlow, Begelman, Orlow & Melletz
Dec. 16, 2010 Rolf Engh, Executive Vice President, General Counsel and Secretary, Valspar
Dec. 16, 2010 Palmina M. Fava, Paul, Hastings, Janofsky & Walker LLP
Dec. 16, 2010 Julie Grohovsky, Wu, Grohovsky & Whipple; Robert Vogel, Vogel, Slade & Goldstein; Emily Lambert, Kenney & McCafferty
Dec. 16, 2010 Jerome Y. Poitou, LLM, Compliance, New York
Dec. 16, 2010 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Dec. 16, 2010 C. Gibson Vance, President, American Association for JusticeWashington, District of Columbia
Dec. 16, 2010 Patrick C. Burns, Arlington, Virginia
Dec. 16, 2010 John G. Connolly, Esq, Los Angeles, California
Dec. 16, 2010 Edward J. DeMarco, Jr., General Counsel and Director of Regulatory Relations, The Risk Management Association, Philadelphia, Pennsylvania
Dec. 15, 2010 Arent Fox LLP
Dec. 15, 2010 Jeffrey A. Norris, President, Equal Employment Advisory Council
Dec. 15, 2010 Susan Hackett, Senior Vice President and General Counsel, Association of Corporate Counsel, Washington, District of Columbia
Dec. 15, 2010 Michael Lawrence
Dec. 15, 2010 Carl Krasik, Reed Smith LLP
Dec. 15, 2010 Matthew Lee, Formerly Senior Vice President Financial Control, Lehman Brothers
Dec. 14, 2010 Timothy Michael Kral
Dec. 14, 2010 Joe Flood
Dec. 14, 2010 Christopher Lish, Olema, California
Dec. 14, 2010 Kevin Laughlin
Dec. 14, 2010 Sean Rober, Student, South Bend, Indiana
Dec. 13, 2010 Richard L. Trumka, AFL-CIO
Dec. 13, 2010 Michelle K. Davies, Acting General Counsel, Foster Wheeler AG, Geneva, Switzerland
Dec. 12, 2010 Joshua Giles
Dec. 13, 2010 Eric Dixon, Eric Dixon LLC
Dec. 13, 2010 Bruce McPheeters
Dec. 12, 2010 Alex Cota
Dec. 12, 2010 Janet Lou Douglass
Dec. 11, 2010 Bayan Wahid
Dec. 10, 2010 Wayne Watts, Senior Executive VP & General Counsel, Legal Department, AT&T Inc.
Dec. 10, 2010 Jonathan Miesch
Dec. 10, 2010 Jonathan Miesch
Dec. 9, 2010 Daniel Maurice
Dec. 9, 2010 Amir Naraghi
Dec. 9, 2010 Alicia Krantz
Dec. 8, 2010 Robert Hudson
Dec. 8, 2010 Laurence Dyson
Dec. 8, 2010 Farrell Gibbs
Dec. 8, 2010 Alexander Vinikas
Dec. 8, 2010 David Norman
Dec. 8, 2010 Collin McCormack
Dec. 8, 2010 Jesse Emmerich
Dec. 8, 2010 Laurene Cook
Dec. 8, 2010 Anna Wisner
Dec. 8, 2010 Caithleann Logan
Dec. 7, 2010 Randall A. Stafford, Sr. Vice President, General Counsel and Corporate Secretary, Bristow
Dec. 7, 2010 Americans for Limited Government, Ryder Systems, Inc., Financial Services Institute, Inc., U.S. Chamber of Commerce, Verizon, and White & Case, LLP
Dec. 7, 2010 Alexander Beecroft
Dec. 7, 2010 Nancy Haseltine
Dec. 7, 2010 Zelix
Dec. 7, 2010 Oliver Melvin
Dec. 7, 2010 Steven Ruiz
Dec. 7, 2010 Joseph Fitzner
Dec. 7, 2010 Joseph Bianco
Dec. 7, 2010 Melissa Peterson
Dec. 7, 2010 Christopher Welch
Dec. 7, 2010 Mitchell Gookins
Dec. 7, 2010 Dorothy Owen
Dec. 7, 2010 Audrey Fisher
Dec. 7, 2010 Dan Fu
Dec. 7, 2010 Nick Bailey
Dec. 7, 2010 Joseph Priess
Dec. 7, 2010 Max Grant
Dec. 7, 2010 Hank Finkelstein
Dec. 7, 2010 Joe Hernandez
Dec. 7, 2010 Kerri Wise
Dec. 7, 2010 Jonathan Frederickson
Dec. 7, 2010 Miguel
Dec. 7, 2010 Chris Wilson
Dec. 7, 2010 Erica Gonzales
Dec. 7, 2010 Ed Armas
Dec. 7, 2010 Mark Orsted
Dec. 7, 2010 Chris Stanley
Dec. 7, 2010 Nicholas Newell
Dec. 7, 2010 Mike Bergman
Dec. 7, 2010 Nicholas Arnold
Dec. 7, 2010 Joshua Salas
Dec. 7, 2010 Paul Clancy
Dec. 7, 2010 Luke Hahle
Dec. 7, 2010 Deanna Barnes
Dec. 7, 2010 Ashley McCarthy
Dec. 7, 2010 Hilary Hilary
Dec. 7, 2010 Tesean Funchess
Dec. 7, 2010 Patricia Hoppe
Dec. 7, 2010 Leonard Ross
Dec. 7, 2010 Melanie Hogue
Dec. 7, 2010 Jack Sheppard
Dec. 6, 2010 Miguel Maxon
Dec. 6, 2010 Charles Zimmermann
Dec. 6, 2010 Toby Kramer
Dec. 6, 2010 Peter Orphanides
Dec. 6, 2010 Janine Daly
Dec. 6, 2010 Donna-Lee Phillips
Dec. 6, 2010 Jarod Boase
Dec. 6, 2010 Juwan Mimes
Dec. 8, 2010 Enock Chibende, ACCA, CIA, CFE, Kalamazoo, Michigan
Dec. 8, 2010 Ellen L. Franzen, Berkeley, California
Dec. 7, 2010 Americans For Limited Government, Financial Services Institute, Inc., Ryder Systems, Inc., U.S. Chamber of Commerce, Verizon, White & Case LLP
Dec. 7, 2010 William Wilson, President, Americans For Limited Government, Fairfax, Virginia
Dec. 6, 2010 Edna D. Fordham
Dec. 6, 2010 Wanda J. Bond, Citizen Investor / Shareholder Advocate, Florida
Dec. 3, 2010 Derek D. Bork and Jurgita Ashley, Thompson Hine LLP
Dec. 3, 2010 Michael H. Hickey, Vice President and General Counsel Rosetta Resources, Houston, Texas
Dec. 2, 2010 Daniel J. Kaiser, Esq., Kaiser Saurborn Mair, P.C., New York, New York
Nov. 27, 2010 Lawrence F. Glaser, Fairfax Station, Virginia
Nov. 26, 2010 Daniel J. Hurson, Law Offices of Daniel J. Hurson, Washington, District of Columbia
Nov. 24, 2010 Ralph S. Saul
Nov. 23, 2010 Peter J. Visclosky, Member of Congress, on behalf of Ms. Zena Crenshaw-Logal, a resident of Indiana's First Congressional District
Nov. 23, 2010 Edna Fordham, MBA
Nov. 22, 2010 Stephen M. Kohn, Executive Director, and Lindsey M, Williams, Director of Advocacy and Development, National Whistleblower Center
Nov. 22, 2010 Les M. Taeger, Tempe, Arizona
Nov. 22, 2010 Todd Q. Miller
Nov. 22, 2010 Les M. Taeger, Tempe, Arizona
Nov. 22, 2010 Madeleine Tormey McBride
Nov. 21, 2010 Chris Barnard, Germany
Nov. 19, 2010 Janet L. Parker, DVM, Medical Whistleblower Advocacy Network - Human Rights Advocate, Lawrence
Nov. 19, 2010 Steven J. Sharp, Chair POWI, TQNT, Private investor, non-profit board participant, Vancouver, Washington
Nov. 17, 2010 Ahmad Abdul-Qadir
Nov. 17, 2010 W. Charles Sipio, Yardley, Pennsylvania
Nov. 17, 2010 Mike G. McCluir, Jr., forensic accountant, Park City, Utah
Dec. 17, 2010 Fred Bohle
Nov. 16, 2010 Boris Feldman, Lawyer, Palo Alto, California
Nov. 15, 2010 Richard C. North, Salt Lake City, Utah
Nov. 15, 2010 Edward Buscemi, Brooklyn, New York
Nov. 14, 2010 Christopher S. Hubbard, Greensboro, North Carolina
Nov. 10, 2010 Bryan Maloney, Texas
Nov. 9, 2010 W. Wilson
Nov. 9, 2010 Jane M. Liu
Nov. 8, 2010 Keith Paul Bishop
Nov. 8, 2010 Michael Davis
Nov. 6, 2010 John Wahh, Buffalo, New York
Nov. 4, 2010 Robert H. Smith
Nov. 4, 2010 Douglas Hartnett
Nov. 3, 2010 Marv H. Eatinger, Omaha, Nebraska

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jul. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 29, 2012, meeting with representatives of the Institute of Internal Auditors
Apr. 15, 2011 Memorandum from the Division of Corporation Finance regarding an April 15, 2011, meeting with representatives of Ernst & Young LLP
Mar. 31, 2011 Memorandum from the Division of Enforcement regarding a March 15, 2011, meeting with representatives of Government Accountability Project, Voices for Corporate Responsibility, and Project on Government Oversight
Mar. 31, 2011 Memorandum from the Division of Enforcement regarding a March 28, 2011, meeting with representatives of the National Whistleblowers Center, O'Donoghue and O'Donoghue LLP, and the National Coordinating Committee of Multi-Employer Plans
Mar. 25, 2011 Memorandum from the Office of Commissioner Casey regarding a March 25, 2011, telephonic meeting with a representative of The Boeing Company
Mar. 17, 2011 Memorandum from the Office of Commissioner Walter regarding a February 18, 2011, telephone conversation with members and representatives of the U.S. Chamber of Commerce
Mar. 17, 2011 Memorandum from the Office of Commissioner Walter regarding a February 1, 2011, meeting with members and representatives of the U.S. Chamber of Commerce
Mar. 16, 2011 Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of the National Whistleblowers Center
Mar. 16, 2011 Memorandum from the Office of Commissioner Walter regarding a January 6, 2011, meeting with representatives of Apache Corporation and Assurant
Mar. 16, 2011 Memorandum from the Office of Commissioner Walter regarding a January 13, 2011, meeting with representatives of Taxpayers Against Fraud
Mar. 11, 2011 Memorandum from the Office of Commissioner Casey regarding a March 11, 2011, meeting with representatives of the National Whistleblowers Center
Mar. 11, 2011 Memorandum from the Office of Commissioner Paredes regarding a March 11, 2011, meeting with representatives of General Electric and Debevoise & Plimpton LLP
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a March 2, 2011, meeting with Stuart D. Meissner
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a March 1, 2011, meeting with representatives of the Government Accountability Project, the Project on Government Oversight, Change to Win, and Voices for Corporate Responsibility
Mar. 3, 2011 Memorandum from the Office of Commissioner Casey regarding a March 2, 2011, meeting with Stuart D. Meissner
Mar. 2, 2011 Memorandum from the Office of Commissioner Paredes regarding a March 2, 2011, meeting with Stuart D. Meissner
Feb. 23, 2011 Memorandum from the Office of Commissioner Paredes regarding a February 23, 2011, meeting with representatives of the Government Accountability Project, the Project on Government Oversight, Change to Win, and Voices for Corporate Responsibility
Feb. 23, 2011 Memorandum from the Office of Commissioner Casey regarding a February 22, 2011, telephonic meeting with a representative of The Boeing Company
Feb. 18, 2011 Memorandum from the Office of Commissioner Paredes regarding a February 18, 2011, meeting with representatives of Covington & Burling LLP
Feb. 11, 2011 Memorandum from the Office of the Chairman regarding a February 10, 2011, meeting with representatives of the New York Chapter of the Society for Corporate Secretaries and Governance Professional
Feb. 11, 2011 Memorandum from the Office of Commissioner Paredes regarding a February 11, 2011, meeting with representatives of the National Whistleblower Center
Feb. 10, 2011 Memorandum from the Office of Commissioner Aguilar regarding a February 10, 2011, meeting with representatives of the National Whistleblower Center
Feb. 9, 2011 Memorandum from the Office of Commissioner Casey regarding a February 4, 2011, meeting with representatives of the Merck & Co., Covington & Burling LLP, The Goodyear Tire & Rubber Company and The Procter & Gamble Company
Feb. 9, 2011 Memorandum from the Division of Enforcement regarding a meeting with Stuart D. Meissner, Esq.
Feb. 5, 2011 Memorandum from the Office of the Chairman regarding a February 1, 2011, meeting with representatives of the U.S. Chamber of Commerce and several corporations.
Feb. 4, 2011 Memorandum from the Office of Commissioner Troy A. Paredes regarding a February 4, 2011, meeting with representatives of Goodyear, Hewlett-Packard, Merck & Co., Procter & Gamble, and Covington & Burling LLP
Feb. 4, 2011 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a February 3, 2011, meeting with representatives of Goodyear, Hewlett-Packard, Merck & Co., Procter & Gamble, and Covington & Burling LLP
Feb. 1, 2011 Memorandum from the Division of Enforcement regarding a February 1, 2011, meeting with representatives of Vinson & Elkins, LP and Huntsman Corporation
Jan. 31, 2011 Memorandum from the Division of Enforcement regarding a January 25, 2011, meeting with representatives of the National Whistleblower Center
Jan. 31, 2011 Memorandum from the Division of Enforcement regarding a January 20, 2011, meeting with representatives of Covington & Burling, LLP
Jan. 30, 2011 Memorandum from the Division of Enforcement regarding a January 27, 2011, meeting with representatives of Government Accountability Project, Voices for Corporate Responsibility, Project on Government Oversight, Change to Win, Mehri & Skalet PLLC, and The Employment Law Group
Jan. 28, 2011 Memorandum from the Division of Enforcement regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant
Jan. 28, 2011 Memorandum from the Division of Enforcement regarding a January 12, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP
Jan. 19, 2011 Memorandum from the Office of Commissioner Casey regarding a January 12, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP
Jan. 18, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP
Jan. 14, 2011 Memorandum from the Office of Commissioner Paredes regarding a January 13, 2011, meeting with representatives of Phillips & Cohen LLP, Taxpayers Against Fraud, Law Offices of Paul D. Scott, and Finch McCranie LLP
Jan. 11, 2011 Memorandum from the Office of Commissioner Casey regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant
Jan. 6, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant
Jan. 6, 2011 Memorandum from the Office of Commissioner Paredes regarding a January 6, 2011, meeting with representatives of Apache Corp. and Assurant
Jan. 5, 2011 Memorandum from the Office of Commissioner Walter regarding a January 5, 2011, meeting with representatives of The Boeing Company
Dec. 20, 2010 Memorandum from the Office of Commissioner Casey regarding a December 20, 2010, meeting with representatives of the Boeing Company
Dec. 20, 2010 Memorandum from the Office of Commissioner Casey regarding a December 14, 2010, meeting with representatives of Apache Group et al.
Dec. 20, 2010 Memorandum from the Office of Commissioner Casey regarding a December 10, 2010, meeting with representatives of Verizon, et al.
Dec. 20, 2010 Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of the Boeing Company
Dec. 17, 2010 Memorandum from the Division of Enforcement regarding a December 10, 2010, meeting with representatives of Wu, Grohovsky & Whipple; Vogel, Slade & Goldstein, LLP; and Kenney & McCafferty, PC
Dec. 17, 2010 Memorandum from the Office of the Chairman regarding a December 14, 2010, meeting with representatives of the Society of Corporate Secretaries & Governance Professionals and various companies
Dec. 14, 2010 Memorandum from the Office of Commissioner Walter regarding a December 9, 2010, meeting with representatives and members of the Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Dec. 14, 2010 Memorandum from the Office of Commissioner Walter regarding a December 14, 2010, meeting with representatives of Apache Group et al.
Dec. 14, 2010 Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of various companies
Dec. 14, 2010 Memorandum from the Office of Commissioner Aguilar regarding a December 13, 2010 Meeting with Representatives of Various Companies
Dec. 14, 2010 Memorandum from the Office of Commissioner Aguilar regarding a December 10, 2010 Meeting with Representatives of Chamber of Commerce and Various Companies
Dec. 13, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 10, 2010 meeting with representatives of the U.S. Chamber of Commerce, various companies and White & Case LLP
Dec. 13, 2010 Memorandum from the Division of Enforcement regarding a December 9, 2010 Meeting with representatives of the U.S. Chamber of Commerce and clients of White & Case LLP
Dec. 6, 2010 Memorandum regarding a December 2, 2010, teleconference with representatives of the the Council of Institutional Investors

 

http://www.sec.gov/comments/s7-33-10/s73310.shtml

Modified: 07/23/2012