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Office of the Investor Advocate:
Title IX Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
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(Click here for meetings with SEC officials)
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| Nov. 14, 2012 | Dennis Bernhard, Toronto, Canada |
| Dec. 2, 2010 | Jennifer Moumneh, President, International Ombudsman Association |
| Oct. 20, 2010 | Arlene M. Redmond, Managing Director, Redmond, Williams Associates, LLC, Stratford, Connecticut |
| Oct. 11, 2010 | Charles L. Howard, Esq., Partner, Shipman & Goodwin, LLP, Hartford, Connecticut |
| Oct. 4, 2010 | Joan E. Engel, CO-OP, Organizational Ombuds, Blue Bell, Pennsylvania |
| Oct. 4, 2010 | Mary Rowe, PhD |
| Sep. 30, 2010 | John W. Zinsser, MA, Managing Principal, Pacifica Human Communications, LLC, Charleston, South Carolina |
| Sep. 30, 2010 | Theodore R Williamson, III, Ombudsman, The Coca-Cola Company, Atlanta, Georgia |
| Sep. 29, 2010 | Tom A. Kosakowski, Esq., The Ombuds Blog |
| Sep. 29, 2010 | Jim Augustine, Ph.D., University Ombudsman |
| Sep. 29, 2010 | Donald Noack, Corporate Ombudsman, Sandia National Laboratories, Albuquerque, New Mexico |
| Sep. 29, 2010 | Tom Ward, Ombudsman for Staff, Clemson University, Clemson, South Carolina |
| Aug. 17, 2010 | Adele B Bolson, CPA and Investment Adviser, Bellevue, Washington |
| Aug. 10, 2010 | Pete Perry |
| Jul. 30, 2010 | Anonymous |
| Jul. 28, 2010 | David E McNabb, LL.M, Ombudsman, Toronto, Canada |
| Jul. 28, 2010 | Robin McLeish, Virginia Beach, Virginia |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Aug. 26, 2011 | Memorandum from the Office of the Chairman regarding an August 12, 2010, telephone conference with Susan Seltzer, The Derivative Project |
| Nov. 8, 2010 | Memorandum from the Office of the Chairman regarding a November 8, 2010, telephone conversation with Public Investors Arbitration Bar Association |
http://www.sec.gov/comments/df-title-ix/investor-advocate/investor-advocate.shtml
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