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Comments on Securities Lending and Short Sale Roundtable
[File No. 4-590]
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| Nov. 12, 2009 | Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Chicago, Illinois |
| Nov. 4, 2009 | Jonathan E. Johnson, III, President, Overstock.com, Inc., Salt Lake City, Utah |
| Nov. 2, 2009 | Memorandum from the Division of Trading and Markets regarding an October 22, 2009, meeting with representatives from Sungard's Astec Analytics |
| Nov. 2, 2009 | Memorandum from the Division of Trading and Markets regarding an October 19, 2009, meeting with representatives from Pershing LLC |
| Nov. 2, 2009 | Memorandum from the Division of Trading and Markets regarding an October 20, 2009, meeting with representatives from Quadriserv |
| Oct. 30, 2009 | Edmon W. Blount, Executive Director, Center for the Study of Financial Market Evolution |
| Oct. 30, 2009 | Christine Donovan, Managing Director, Brown Brothers Harriman and Co., Boston, Massachusetts |
| Oct. 30, 2009 | Jana L. Cresswell, Esquire, Stradley Ronon Stevens & Young, LLP |
| Oct. 30, 2009 | Mark Feldberg, Co-Chairman, TradeLink Securities, Chicago, Illinois |
| Oct. 29, 2009 | Scott Coyle, Orlando, Florida |
| Oct. 28, 2009 | John A. Germinario, CEO, Global Securities Services Corporation, Alexandria, Virginia |
| Oct. 26, 2009 | Stephen D. Robbins, Anchorage, Alaska |
| Oct. 22, 2009 | Aaron Gerdeman and Timothy Smith, Sungard |
| Oct. 16, 2009 | Dr. Jim DeCosta |
| Oct. 10, 2009 | Cecil J. Krimminger, Charlotte, North Carolina |
| Oct. 9, 2009 | Reza Ganjavi |
| Oct. 9, 2009 | Jay Hardison, CEO, Interest Capturing Systems, Darien, Connecticut |
| Oct. 9, 2009 | Paul Vladimirsky |
| Oct. 8, 2009 | Joseph A. Provencial, Davenport, Iowa |
| Oct. 6, 2009 | Chris J. Wiltse, Lethbridge, Canada |
| Oct. 5, 2009 | Robert Klepa, Esquire, Instructor, UCLA Extension, Los Angeles, California |
| Oct. 4, 2009 | George K. |
| Oct. 4, 2009 | Michael C. Fers |
| Oct. 3, 2009 | Laurence G. Tidrick, CPA, Elk Grove Village, Illinois |
| Sep. 30, 2009 | Thomas J. Perna, Quadriserv, Inc. |
| Sep. 30, 2009 | Chad Ganger, Professor/Program Cahir, Oakton Community College, 60016, Des Plaines, Illinois |
| Sep. 30, 2009 | John Rideout, St. John's, Canada |
| Sep. 30, 2009 | Douglas A. Eayrs, CFA, Minneapolis, Minnesota |
| Sep. 30, 2009 | Josh Galper, Managing Principal, Finadium LLC |
| Sep. 30, 2009 | Howard Ward, CFA, Director of Growth Equities, GAMCO Investors, Rye, New York |
| Sep. 30, 2009 | Thomas A Laursen, MBA, Canton, Ohio |
| Sep. 30, 2009 | Steve Walker, Oxnard, California |
| Sep. 30, 2009 | G. Jerome Beers, M.D., Boston, Massachusetts |
| Sep. 30, 2009 | James A. Kelly, Middlebury, Connecticut |
| Sep. 30, 2009 | William O'Brien, Chief Executive Officer, Direct Edge Holdings, LLC |
| Sep. 30, 2009 | Peter J. Driscoll, Chairman of the Board, The Security Traders Association |
| Sep. 30, 2009 | Joseph Mecane, Executive Vice President and Chief Administrative Officer, NYSE Euronext |
| Sep. 30, 2009 | Michael Gitlin, Global Head of Training, T. Rowe Price |
| Sep. 30, 2009 | Thomas Perna, Chairman and CEO, Quadriserv, Inc. |
| Sep. 30, 2009 | Michael Mendelson, AQR Capital Management |
| Sep. 30, 2009 | Paul Lynch, Senior Managing Director, State Street Corporation |
| Sep. 30, 2009 | William Hodash, Managing Director, The Depository Trust & Clearing Corporation |
| Sep. 29, 2009 | Gregory W. DePetris, Quadriserv, Inc. |
| Sep. 29, 2009 | John Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C. |
| Sep. 29, 2009 | Douglas F. Russell, Scottsdale, Arizona |
| Sep. 29, 2009 | Daniel P. Anderson |
| Sep. 29, 2009 | Robert F. Meyer, Chicago, Illinois |
| Sep. 29, 2009 | Ed Blount, Executive Director, Center for the Study of Financial Market Evolution |
| Sep. 29, 2009 | Gregory Simck, CFA |
| Sep. 29, 2009 | Frank C. McMorrow, San Juan Capistrano, California |
| Sep. 29, 2009 | James K. Rutledge, New York, New York |
| Sep. 29, 2009 | Jim Hall |
| Sep. 29, 2009 | Marc A Fruchter, CEO Aviation Consultants Ltd., Savannah, Georgia |
| Sep. 29, 2009 | Bernard W. Salamon, CPA, Bethesda, Maryland |
| Sep. 29, 2009 | Todd Burke |
| Sep. 29, 2009 | Martin Favino |
| Sep. 29, 2009 | Martin Favino |
| Sep. 29, 2009 | George Fitzpatrick, Mesa, Arizona |
| Sep. 29, 2009 | Leslie Nelson, Managing Director, Goldman, Sachs & Co. |
| Sep. 29, 2009 | Shawn Sullivan, Managing Director, Credit Suisse |
| Sep. 29, 2009 | Gregory DePetris, Co-Founder, Quadriserv, Inc. |
| Sep. 28, 2009 | Bill Perlman |
| Sep. 28, 2009 | Scott Fenton, San Francisco, California |
| Sep. 28, 2009 | Chris Jaynes, Co-CEO, eSecLending |
| Sep. 28, 2009 | Michael Treip, UK Financial Services Authority |
| Sep. 28, 2009 | Richard Gates, TFS Capital LLC |
| Sep. 28, 2009 | David Carruthers, Data Explorers |
| Sep. 28, 2009 | Dr. Frank Hatheway, NASDAQ OMX Group |
| Sep. 28, 2009 | William J. Conley, Goldman, Sachs & Co. |
| Sep. 28, 2009 | Mark Faulkner, Founder and Head of Innovation, Data Explorers |
| Sep. 28, 2009 | Jeffrey A. Petro, Vice-President, Head of Taxable Money Market Trading, Federated Investors |
| Sep. 28, 2009 | Aaron Gerdeman, Sungard |
| Sep. 28, 2009 | Kathy Rulong, Bank of New York Mellon Corporation |
| Sep. 28, 2009 | Bruce Leto, Esq., Stradley Ronon Stevens and Young, LLP |
| Sep. 28, 2009 | Karen Dunn Kelley, Chief Executive Officer, Invesco Fixed Income |
| Sep. 28, 2009 | Patrick Avitabile, Managing Director, Citigroup N.A. |
| Sep. 28, 2009 | Professor Adam V. Reed, University of North Carolina |
| Sep. 28, 2009 | William Pridmore, President, William F. Pridmore, Ltd. |
| Sep. 28, 2009 | Irving Klubeck, Pershing LLC |
| Sep. 28, 2009 | David Downey, CEO, OneChicago |
| Sep. 28, 2009 | Jerry Davis, New Orleans Municipal Employees' Retirement System |
| Sep. 28, 2009 | Alan Sherbin, Park Ridge, Illinois |
| Sep. 25, 2009 | Rick Crew |
| Sep. 25, 2009 | Irving Klubeck, SIFMA and Michael McAuley, Risk Management Association |
| Sep. 24, 2009 | Christianna Wood, Chairman of the International Corporate Governance Network and Andrew Clearfield, Chairman, Securities Lending Task Force of the ICGN |
| Sep. 22, 2009 | Dennis Nixon, President & CEO, International Bancshares Corporation |
| Sep. 22, 2009 | Jesse Greene, IBM Corporation |
| Sep. 21, 2009 | Thomas E. Gish, Jr. |
| Sep. 20, 2009 | Professor James J. Angel, Georgetown University |
| Sep. 15, 2009 | Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors |
| Sep. 14, 2009 | Brian Dudley |
| Sep. 14, 2009 | Tommy Dahl, Hampton, Georgia |
| Sep. 13, 2009 | George G. Fitzpatrick |
| Sep. 13, 2009 | David E. Salk, RDO, Richmond, California |
| Sep. 13, 2009 | George Fitzpatrick, CEO Blind Co Inc., Arizona |
| Sep. 12, 2009 | Josh L. Robertson, Los Angeles, California |
| Sep. 12, 2009 | Gunther Karger, President, Discovery Group, Palmetto Bay, Florida |
http://www.sec.gov/comments/4-590/4-590.shtml
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