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Comments on Securities Lending and Short Sale Roundtable

[File No. 4-590]


May 7, 2010 Bob Porter
Feb. 24, 2010 Scott Rendler
Feb. 24, 2010 Dan D. Shelburne, Westlake Village, California
Feb. 26, 2010 Charles T. Whitman, Retired, Memphis, Tennessee
Feb. 24, 2010 Christopher J. Baratta, Glyndon, Maryland
Feb. 24, 2010 Randall M. Woith, Frisco, Texas
Feb. 22, 2010 Dan D. Shelburne, Westlake Village, California
Feb. 22, 2010 David Foye
Feb. 20, 2010 George Cassell, Silver City, New Mexico
Feb. 19, 2010 Pamela R. Lambert
Feb. 8, 2010 George Determann, Louisville, Kentucky
Jan. 27, 2010 John Baker, Trader, Los Angeles, California
Jan. 27, 2010 Thomas R. Greenwood, Terra Ceia, Florida
Jan. 25, 2010 Charles J. Jenkins, Cincinnati, Ohio
Jan. 25, 2010 George T. Krieger, Investor, Carmel, California
Jan. 23, 2010 Stanley Sherman, Clifton, New Jersey
Jan. 7, 2010 Richard Gerdy, Hartford, Michigan
Dec. 17, 2009 Mr. Mitchell, New York, New York
Dec. 10, 2009 John L. Foley, North Andover, Massachusetts
Dec. 9, 2009 Curtis H. Knight, Director, Securities Lending and Market Risk, Risk Management Association
Nov. 22, 2009 Robert Bardwell
Nov. 12, 2009 Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Chicago, Illinois
Nov. 4, 2009 Jonathan E. Johnson, III, President, Overstock.com, Inc., Salt Lake City, Utah
Nov. 2, 2009 Memorandum from the Division of Trading and Markets regarding an October 22, 2009, meeting with representatives from Sungard's Astec Analytics
Nov. 2, 2009 Memorandum from the Division of Trading and Markets regarding an October 19, 2009, meeting with representatives from Pershing LLC
Nov. 2, 2009 Memorandum from the Division of Trading and Markets regarding an October 20, 2009, meeting with representatives from Quadriserv
Oct. 30, 2009 Edmon W. Blount, Executive Director, Center for the Study of Financial Market Evolution
Oct. 30, 2009 Christine Donovan, Managing Director, Brown Brothers Harriman and Co., Boston, Massachusetts
Oct. 30, 2009 Jana L. Cresswell, Esquire, Stradley Ronon Stevens & Young, LLP
Oct. 30, 2009 Mark Feldberg, Co-Chairman, TradeLink Securities, Chicago, Illinois
Oct. 29, 2009 Scott Coyle, Orlando, Florida
Oct. 28, 2009 John A. Germinario, CEO, Global Securities Services Corporation, Alexandria, Virginia
Oct. 26, 2009 Stephen D. Robbins, Anchorage, Alaska
Oct. 22, 2009 Aaron Gerdeman and Timothy Smith, Sungard
Oct. 16, 2009 Dr. Jim DeCosta
Oct. 10, 2009 Cecil J. Krimminger, Charlotte, North Carolina
Oct. 9, 2009 Reza Ganjavi
Oct. 9, 2009 Jay Hardison, CEO, Interest Capturing Systems, Darien, Connecticut
Oct. 9, 2009 Paul Vladimirsky
Oct. 8, 2009 Joseph A. Provencial, Davenport, Iowa
Oct. 6, 2009 Chris J. Wiltse, Lethbridge, Canada
Oct. 5, 2009 Robert Klepa, Esquire, Instructor, UCLA Extension, Los Angeles, California
Oct. 4, 2009 George K.
Oct. 4, 2009 Michael C. Fers
Oct. 3, 2009 Laurence G. Tidrick, CPA, Elk Grove Village, Illinois
Sep. 30, 2009 Thomas J. Perna, Quadriserv, Inc.
Sep. 30, 2009 Chad Ganger, Professor/Program Cahir, Oakton Community College, 60016, Des Plaines, Illinois
Sep. 30, 2009 John Rideout, St. John's, Canada
Sep. 30, 2009 Douglas A. Eayrs, CFA, Minneapolis, Minnesota
Sep. 30, 2009 Josh Galper, Managing Principal, Finadium LLC
Sep. 30, 2009 Howard Ward, CFA, Director of Growth Equities, GAMCO Investors, Rye, New York
Sep. 30, 2009 Thomas A Laursen, MBA, Canton, Ohio
Sep. 30, 2009 Steve Walker, Oxnard, California
Sep. 30, 2009 G. Jerome Beers, M.D., Boston, Massachusetts
Sep. 30, 2009 James A. Kelly, Middlebury, Connecticut
Sep. 30, 2009 William O'Brien, Chief Executive Officer, Direct Edge Holdings, LLC
Sep. 30, 2009 Peter J. Driscoll, Chairman of the Board, The Security Traders Association
Sep. 30, 2009 Joseph Mecane, Executive Vice President and Chief Administrative Officer, NYSE Euronext
Sep. 30, 2009 Michael Gitlin, Global Head of Training, T. Rowe Price
Sep. 30, 2009 Thomas Perna, Chairman and CEO, Quadriserv, Inc.
Sep. 30, 2009 Michael Mendelson, AQR Capital Management
Sep. 30, 2009 Paul Lynch, Senior Managing Director, State Street Corporation
Sep. 30, 2009 William Hodash, Managing Director, The Depository Trust & Clearing Corporation
Sep. 29, 2009 Gregory W. DePetris, Quadriserv, Inc.
Sep. 29, 2009 John Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C.
Sep. 29, 2009 Douglas F. Russell, Scottsdale, Arizona
Sep. 29, 2009 Daniel P. Anderson
Sep. 29, 2009 Robert F. Meyer, Chicago, Illinois
Sep. 29, 2009 Ed Blount, Executive Director, Center for the Study of Financial Market Evolution
Sep. 29, 2009 Gregory Simck, CFA
Sep. 29, 2009 Frank C. McMorrow, San Juan Capistrano, California
Sep. 29, 2009 James K. Rutledge, New York, New York
Sep. 29, 2009 Jim Hall
Sep. 29, 2009 Marc A Fruchter, CEO Aviation Consultants Ltd., Savannah, Georgia
Sep. 29, 2009 Bernard W. Salamon, CPA, Bethesda, Maryland
Sep. 29, 2009 Todd Burke
Sep. 29, 2009 Martin Favino
Sep. 29, 2009 Martin Favino
Sep. 29, 2009 George Fitzpatrick, Mesa, Arizona
Sep. 29, 2009 Leslie Nelson, Managing Director, Goldman, Sachs & Co.
Sep. 29, 2009 Shawn Sullivan, Managing Director, Credit Suisse
Sep. 29, 2009 Gregory DePetris, Co-Founder, Quadriserv, Inc.
Sep. 28, 2009 Bill Perlman
Sep. 28, 2009 Scott Fenton, San Francisco, California
Sep. 28, 2009 Chris Jaynes, Co-CEO, eSecLending
Sep. 28, 2009 Michael Treip, UK Financial Services Authority
Sep. 28, 2009 Richard Gates, TFS Capital LLC
Sep. 28, 2009 David Carruthers, Data Explorers
Sep. 28, 2009 Dr. Frank Hatheway, NASDAQ OMX Group
Sep. 28, 2009 William J. Conley, Goldman, Sachs & Co.
Sep. 28, 2009 Mark Faulkner, Founder and Head of Innovation, Data Explorers
Sep. 28, 2009 Jeffrey A. Petro, Vice-President, Head of Taxable Money Market Trading, Federated Investors
Sep. 28, 2009 Aaron Gerdeman, Sungard
Sep. 28, 2009 Kathy Rulong, Bank of New York Mellon Corporation
Sep. 28, 2009 Bruce Leto, Esq., Stradley Ronon Stevens and Young, LLP
Sep. 28, 2009 Karen Dunn Kelley, Chief Executive Officer, Invesco Fixed Income
Sep. 28, 2009 Patrick Avitabile, Managing Director, Citigroup N.A.
Sep. 28, 2009 Professor Adam V. Reed, University of North Carolina
Sep. 28, 2009 William Pridmore, President, William F. Pridmore, Ltd.
Sep. 28, 2009 Irving Klubeck, Pershing LLC
Sep. 28, 2009 David Downey, CEO, OneChicago
Sep. 28, 2009 Jerry Davis, New Orleans Municipal Employees' Retirement System
Sep. 28, 2009 Alan Sherbin, Park Ridge, Illinois
Sep. 25, 2009 Rick Crew
Sep. 25, 2009 Irving Klubeck, SIFMA and Michael McAuley, Risk Management Association
Sep. 24, 2009 Christianna Wood, Chairman of the International Corporate Governance Network and Andrew Clearfield, Chairman, Securities Lending Task Force of the ICGN
Sep. 22, 2009 Dennis Nixon, President & CEO, International Bancshares Corporation
Sep. 22, 2009 Jesse Greene, IBM Corporation
Sep. 21, 2009 Thomas E. Gish, Jr.
Sep. 20, 2009 Professor James J. Angel, Georgetown University
Sep. 16, 2009 Malcolm Carr
Sep. 15, 2009 Peter J. Chepucavage, The International Association of Small Broker Dealers and Advisors
Sep. 14, 2009 Brian Dudley
Sep. 14, 2009 Tommy Dahl, Hampton, Georgia
Sep. 13, 2009 George G. Fitzpatrick
Sep. 13, 2009 David E. Salk, RDO, Richmond, California
Sep. 13, 2009 George Fitzpatrick, CEO Blind Co Inc., Arizona
Sep. 12, 2009 Josh L. Robertson, Los Angeles, California
Sep. 12, 2009 Gunther Karger, President, Discovery Group, Palmetto Bay, Florida
Oct. 14, 2008 James Wilson

 

http://www.sec.gov/comments/4-590/4-590.shtml


Modified: 10/16/2014