Decimalization Roundtable: List of Confirmed Participants
Hosted by Division of Market Regulation U.S. Securities and Exchange Commission December 11, 2000 Room 1C30 - William O. Douglas Room 2:00 p.m. to 5:05 p.m.SEC ParticipantsChairman Arthur Levitt Commissioner Isaac C. Hunt, Jr. Commissioner Laura S. Unger Annette L. Nazareth Robert L.D. Colby Larry E. Bergmann Mark J. Ready
AcademicsProfessor Michael A. Goldstein Babson College Professor Lawrence E. Harris Fred V. Keenan Chair in Finance Marshall School of Business University of Southern California
SROsPatrick J. Campbell Chief Operating Officer National Association of Securities Dealers
George Sofianos Chief Economist New York Stock Exchange
Richard DuFour Executive Vice President Chicago Board Options Exchange
Market Participants/Sell SideSenior Managing Director Spear, Leeds & Kellogg Bernard L. Madoff Chairman Bernard L. Madoff Investment Securities
Thomas J. Quinn Vice President, Equity Industry Initiatives Merrill Lynch & Co. Chairman, SIA Testing and Implementation Subcommittee
Ellie Davis Ainspan Vice President Lehman Brothers
Scott Abbey Executive Vice President & Chief Information Officer PaineWebber Chairman, SIA Decimalization Steering Committee
Matthew DeSalvo Managing Director Morgan Stanley Dean Witter, New York
Market Participants/Buy SideRobert P. Mazarella President, Institutional Banking Group Fidelity Investments
George U. Sauter Managing Director The Vanguard Group
Holly A. Stark Director of Trading Kern Capital Management
ECNsMatthew F. Andresen President Island ECN
Deborah Mittelman Vice President of Product Market & Management Instinet
VendorsWilliam Leo McBlain Vice President of Product Management Automatic Data Processing Chair, SIA Market Data Steering Committee
Brian McNelis Vice President of Market Analysis Reuters America
|