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Litigation Releases - Fourth Quarter 1997

Current Litigation Releases

Archives: 1995-2004

Release No.DateAction
LR-15599 Dec. 22, 1997 Robert Howard and Robert E. Verrando
LR-15598 Dec. 22, 1997 William Madon
LR-15597 Dec. 19, 1997 Stephen Desimone, Francis Decabia and Gary Moody
LR-15605 Dec. 23,1997 Emanuel Pinez
LR-15604 Dec. 23,1997 Gene Block, Individually and d/b/a Block Consulting Services, Renate Haag, Individually and d/b/a Haag + Partner, and Robert T. Riley, Individually and d/b/a The Roberts Group
LR-15603 Jan. 5, 1998 Millennium Software Solutions, Inc. and Mark Shkolir
LR-15602 Dec. 23,1997 Nicholas A. Zahareas, Tuschner & Company, Inc. and John M. Tuschner, Defendants and Euroamerican Securities S.A.
LR-15601 Dec. 23,1997 Capital Acquisitions, Inc., The Somerset Group, Inc., Wayne Notwell and Clealon Mann
LR-15600 Dec. 22, 1997 Barclay Davis and World Syndicators, Inc.
LR-15596 Dec. 18, 1997 Sanjeev "Tony" Sachdeva and Nasim "Nicky" Aziz
LR-15595 Dec. 18, 1997 George Badger, Golf Communities of America, Inc., F.K.A. Golf Ventures, Inc., Duane Mar.ant, Stephen Spencer, Karl Badger, Marion Sherrill, Harmon S. Hardy, La Jolla Capital Corporation, Harold B. Gallison, Jr., Terry Hughes, Marvin Susemihl, David Rosenthal, andrew Sears, and William Slone; andrew Scudiero, Eric Nicholsberg, Dominick Caputo, Dominick Chieco, Craig Marino, Mat Matles, Anthony Selvaduri, Michael Dreitlein, Anthony Giambrone, Ian Hosang, and Frank Hartmann; Leonard Alexander Ruge, Richard Wolff, Mac Beagelman, Michael Scott Symons, Richard Balber, Stephen Evers, Eugene Flaksman, Mark Furman, Alex Grinshpon, Daniel Kolchkov, Jeff Sanders, Alex Solon, Mark Zaborsky, and Jeffery Stone; Joseph Pignatiello, John Fasano, James Manas, Robert Marsik, Mark Pierce, Peter Mazzeo, and Constance Pignatiello; Jeffrey Szur, Bertram Slutsky, First National Equity Corp., F.K.A. J.S. Securities, Inc., Vadim Kaplun, Joseph Epstein, Cary Weinstein, David Gold, Ronald Gray, Alex Levin, Diane Lakin, Elaine Szur, and George Elian
LR-15594 Dec. 17, 1997 Calman H. Rifkin and Eva-Health, USA, Inc.
LR-15593 Dec. 17, 1997 Holly Holdings, Inc.
LR-15592 Dec. 12, 1997 Uniglobe Trading Company, Inc., et.al.
LR-15591 Dec. 15, 1997 John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc.
LR-15590 Dec. 11, 1997 Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp.
LR-15589 Dec. 11, 1997 Raejean S. Bonham, World Plus, Inc., and Atlantic Pacific Funding Corporation
LR-15588 Dec. 10, 1997 Trinity Gas Corporation and Sidney W. Sers
LR-15587 Dec. 9, 1997 Karl L. Dahlstrom, et al.
LR-15586 Dec. 9, 1997 Roger D. Wyatt and David L. Holewinski
LR-15585 Dec. 9, 1997 Southwest Income Trust, et al.
LR-15584 Dec. 9, 1997 Viking Resources International, Inc.
LR-15583 Dec. 8, 1997 Millennium Software Solutions, Inc. and Mark Shkolir
LR-15582 Dec. 8, 1997 Trinity Gas Corporation and Sidney W. Sers
LR-15581 Dec. 8, 1997 James R. Frith, Jr. Chicago Partnership Board, Inc., Defendants, and Adbot, Inc
LR-15580 Dec. 4, 1997 Steven R. Jakubowski
LR-15579 Dec. 4, 1997 Joseph A. Bremont, Jimmy B. Sanchez, Comcar International, Ltd., Commercial Capital Resources, Inc., Loomis Ltd., Michael R. Spector, and R.P.S. Financial Group, Inc.
LR-15578 Dec. 4, 1997 Peter T. Caserta, Salvatore T. Marino, and Dana C. Verrill
LR-15577 Dec. 1, 1997 Harold E. Tobin
LR-15576 Dec. 1, 1997 Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff
LR-15574 Nov. 26, 1997 KS Resources et al.
LR-15573 Nov. 26, 1997 Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley
LR-15572 Nov. 25, 1997 HealthTech International, Inc.
LR-15571 Nov. 25, 1997 Charles O. Huttoe et al.
LR-15570 Nov. 24, 1997 Integrated Waste Services, Inc.
LR-15569 Nov. 24, 1997 Steven Strauss
LR-15568 Nov. 21, 1997 Uniglobe Trading Company, Inc., et.al.
LR-15567 Nov. 20, 1997 KS Resources, et al.
LR-15566 Nov. 19, 1997 Paramount Capital Management, Inc. and "John Doe" a/k/a "Kenneth Bridget"
LR-15565 Nov. 20, 1997 Richard P. Poirier, Jr., James E. Eaton and Michael S. Devegter
LR-15564 Nov. 18, 1997 CNC Trading Company, et al.
LR-15563 Nov. 18, 1997 John S. Nadolski
LR-15562 Nov. 17, 1997 John Logan
LR-15561 Nov. 14, 1997 Vincent Setteducate
LR-15560 Nov. 14, 1997 Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd
LR-15559 Nov. 13, 1997 Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody
LR-15558 Nov. 13, 1997 David W. Laing and PCO, Inc., D/B/A Personal Choice Opportunities
LR-15557 Nov. 12, 1997 Jerome C. Pinckney, Richard L. Arnold, Donald E. Elder, Fernando Cruz, Shaun K. R. Maxwell, Anthony Bukovich, and Six Capital Corporation
LR-15556 Nov. 12, 1997 Peter R. DeGeorge
LR-15555 Nov. 10, 1997 Teddy Wayne Solomon, Lisa Stevens, Platinum International, and Quantum Corp. a/k/a Quantum Trading
LR-15554 Nov. 7, 1997 Financial Advisers, Inc., American Capital Funding, Inc., and FW Advisers
LR-15553 Nov. 5, 1997 Litigation Release 15553. Shahryar Soroosh
LR-15552 Nov. 5, 1997 Vladislav Steven Zubkis, et al.
LR-15551 Nov. 5, 1997 Alan M. Stricoff
LR-15550 Nov. 4, 1997 Robert D. Gersh
LR-15549 Nov. 4, 1997 andrew S. Lane, Jack Lane, Jack O. Scher, Deborah S. Games, Craig L. Sampson, Bruce Sampson, and Tracy Ann Stoddart
LR-15548 Oct. 31, 1997 Bond D. Fletcher and Mediajet, Inc.
LR-15547 Oct. 30, 1997 Randall Smith Kuhlmann and David Sydney Darling
LR-15546 Oct. 30, 1997 Mitchell A. Hammer and Joseph Letzelter, Jr.
LR-15545 Oct. 29, 1997 Ronald J. Mitchellette and Robert Hardy
LR-15544 Oct. 28, 1997 Hernan Jose Perez
LR-15543 Oct. 27, 1997 Randall E. Bradbury, The Bradbury Financial Group, Inc., and T.B.F.G. International, Ltd.
LR-15542 Oct. 24, 1997 David Scott Heredia
LR-15541 Oct. 24, 1997 William D. Brosseau, et al.
LR-15540 Oct. 24, 1997 Roy Handojo
LR-15539 Oct. 24, 1997 Medco, Inc., et al.
LR-15538 Oct. 21, 1997 offshore Financial Corporation, et al.
LR-15537 Oct. 20, 1997 Bruce Van Wagner, et al.
LR-15536 Oct. 20, 1997 Gary W. Berus, Patricia S. Gale, Robert W. Harper and Nancy A. Swoffer
LR-15535 Oct. 20, 1997 Jerald Beagelman, Fred Lyman, Joseph Sanfellipo, and Elliot Stumacher
LR-15534 Oct. 16, 1997 Whitworth Energy Resources, Ltd., et al.
LR-15533 Oct. 16, 1997 Hernan Jose Perez
LR-15532 Oct. 9, 1997 Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie
LR-15531 Oct. 8, 1997 Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy, and Tanya Llanes-Tarver
LR-15530 Oct. 7, 1997 Mark E. Gatch and Henry Benjamin Schmidt
LR-15529 Oct. 7, 1997 Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello, Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and Raymond Stankey
LR-15528 Oct. 6, 1997 Continental Wireless Cable Television, Inc., Robin J. Mcpherson, Jay R. Bishop and Gene R. Cardenaz
LR-15527 Oct. 6, 1997 James G. Hanley
LR-15526 Oct. 2, 1997 John Patrick Brink
LR-15525 Oct. 1, 1997 KS Resources, et al.
LR-15524 Oct. 2, 1997 Gerard Burns, et al.
LR-15523 Oct. 1, 1997 Russell S. Smith, et al.
LR-15522 Oct. 1, 1997 Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann

http://www.sec.gov/litigation/litreleases/lit4q97.shtml


Modified: 02/14/2005