Litigation Releases - Fourth Quarter 1997

Current Litigation Releases

Archives: 1995-2004

Release No.	Date	Action
LR-15599	Dec. 22, 1997	Robert Howard and Robert E. Verrando
LR-15598	Dec. 22, 1997	William Madon
LR-15597	Dec. 19, 1997	Stephen Desimone, Francis Decabia and Gary Moody
LR-15605	Dec. 23,1997	Emanuel Pinez
LR-15604	Dec. 23,1997	Gene Block, Individually and d/b/a Block Consulting Services, Renate Haag, Individually and d/b/a Haag + Partner, and Robert T. Riley, Individually and d/b/a The Roberts Group
LR-15603	Jan. 5, 1998	Millennium Software Solutions, Inc. and Mark Shkolir
LR-15602	Dec. 23,1997	Nicholas A. Zahareas, Tuschner & Company, Inc. and John M. Tuschner, Defendants and Euroamerican Securities S.A.
LR-15601	Dec. 23,1997	Capital Acquisitions, Inc., The Somerset Group, Inc., Wayne Notwell and Clealon Mann
LR-15600	Dec. 22, 1997	Barclay Davis and World Syndicators, Inc.
LR-15596	Dec. 18, 1997	Sanjeev "Tony" Sachdeva and Nasim "Nicky" Aziz
LR-15595	Dec. 18, 1997	George Badger, Golf Communities of America, Inc., F.K.A. Golf Ventures, Inc., Duane Mar.ant, Stephen Spencer, Karl Badger, Marion Sherrill, Harmon S. Hardy, La Jolla Capital Corporation, Harold B. Gallison, Jr., Terry Hughes, Marvin Susemihl, David Rosenthal, andrew Sears, and William Slone; andrew Scudiero, Eric Nicholsberg, Dominick Caputo, Dominick Chieco, Craig Marino, Mat Matles, Anthony Selvaduri, Michael Dreitlein, Anthony Giambrone, Ian Hosang, and Frank Hartmann; Leonard Alexander Ruge, Richard Wolff, Mac Beagelman, Michael Scott Symons, Richard Balber, Stephen Evers, Eugene Flaksman, Mark Furman, Alex Grinshpon, Daniel Kolchkov, Jeff Sanders, Alex Solon, Mark Zaborsky, and Jeffery Stone; Joseph Pignatiello, John Fasano, James Manas, Robert Marsik, Mark Pierce, Peter Mazzeo, and Constance Pignatiello; Jeffrey Szur, Bertram Slutsky, First National Equity Corp., F.K.A. J.S. Securities, Inc., Vadim Kaplun, Joseph Epstein, Cary Weinstein, David Gold, Ronald Gray, Alex Levin, Diane Lakin, Elaine Szur, and George Elian
LR-15594	Dec. 17, 1997	Calman H. Rifkin and Eva-Health, USA, Inc.
LR-15593	Dec. 17, 1997	Holly Holdings, Inc.
LR-15592	Dec. 12, 1997	Uniglobe Trading Company, Inc., et.al.
LR-15591	Dec. 15, 1997	John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc.
LR-15590	Dec. 11, 1997	Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp.
LR-15589	Dec. 11, 1997	Raejean S. Bonham, World Plus, Inc., and Atlantic Pacific Funding Corporation
LR-15588	Dec. 10, 1997	Trinity Gas Corporation and Sidney W. Sers
LR-15587	Dec. 9, 1997	Karl L. Dahlstrom, et al.
LR-15586	Dec. 9, 1997	Roger D. Wyatt and David L. Holewinski
LR-15585	Dec. 9, 1997	Southwest Income Trust, et al.
LR-15584	Dec. 9, 1997	Viking Resources International, Inc.
LR-15583	Dec. 8, 1997	Millennium Software Solutions, Inc. and Mark Shkolir
LR-15582	Dec. 8, 1997	Trinity Gas Corporation and Sidney W. Sers
LR-15581	Dec. 8, 1997	James R. Frith, Jr. Chicago Partnership Board, Inc., Defendants, and Adbot, Inc
LR-15580	Dec. 4, 1997	Steven R. Jakubowski
LR-15579	Dec. 4, 1997	Joseph A. Bremont, Jimmy B. Sanchez, Comcar International, Ltd., Commercial Capital Resources, Inc., Loomis Ltd., Michael R. Spector, and R.P.S. Financial Group, Inc.
LR-15578	Dec. 4, 1997	Peter T. Caserta, Salvatore T. Marino, and Dana C. Verrill
LR-15577	Dec. 1, 1997	Harold E. Tobin
LR-15576	Dec. 1, 1997	Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff
LR-15574	Nov. 26, 1997	KS Resources et al.
LR-15573	Nov. 26, 1997	Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley
LR-15572	Nov. 25, 1997	HealthTech International, Inc.
LR-15571	Nov. 25, 1997	Charles O. Huttoe et al.
LR-15570	Nov. 24, 1997	Integrated Waste Services, Inc.
LR-15569	Nov. 24, 1997	Steven Strauss
LR-15568	Nov. 21, 1997	Uniglobe Trading Company, Inc., et.al.
LR-15567	Nov. 20, 1997	KS Resources, et al.
LR-15566	Nov. 19, 1997	Paramount Capital Management, Inc. and "John Doe" a/k/a "Kenneth Bridget"
LR-15565	Nov. 20, 1997	Richard P. Poirier, Jr., James E. Eaton and Michael S. Devegter
LR-15564	Nov. 18, 1997	CNC Trading Company, et al.
LR-15563	Nov. 18, 1997	John S. Nadolski
LR-15562	Nov. 17, 1997	John Logan
LR-15561	Nov. 14, 1997	Vincent Setteducate
LR-15560	Nov. 14, 1997	Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, and Joseph Kenton Capital, Ltd
LR-15559	Nov. 13, 1997	Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody
LR-15558	Nov. 13, 1997	David W. Laing and PCO, Inc., D/B/A Personal Choice Opportunities
LR-15557	Nov. 12, 1997	Jerome C. Pinckney, Richard L. Arnold, Donald E. Elder, Fernando Cruz, Shaun K. R. Maxwell, Anthony Bukovich, and Six Capital Corporation
LR-15556	Nov. 12, 1997	Peter R. DeGeorge
LR-15555	Nov. 10, 1997	Teddy Wayne Solomon, Lisa Stevens, Platinum International, and Quantum Corp. a/k/a Quantum Trading
LR-15554	Nov. 7, 1997	Financial Advisers, Inc., American Capital Funding, Inc., and FW Advisers
LR-15553	Nov. 5, 1997 Litigation Release 15553.	Shahryar Soroosh
LR-15552	Nov. 5, 1997	Vladislav Steven Zubkis, et al.
LR-15551	Nov. 5, 1997	Alan M. Stricoff
LR-15550	Nov. 4, 1997	Robert D. Gersh
LR-15549	Nov. 4, 1997	andrew S. Lane, Jack Lane, Jack O. Scher, Deborah S. Games, Craig L. Sampson, Bruce Sampson, and Tracy Ann Stoddart
LR-15548	Oct. 31, 1997	Bond D. Fletcher and Mediajet, Inc.
LR-15547	Oct. 30, 1997	Randall Smith Kuhlmann and David Sydney Darling
LR-15546	Oct. 30, 1997	Mitchell A. Hammer and Joseph Letzelter, Jr.
LR-15545	Oct. 29, 1997	Ronald J. Mitchellette and Robert Hardy
LR-15544	Oct. 28, 1997	Hernan Jose Perez
LR-15543	Oct. 27, 1997	Randall E. Bradbury, The Bradbury Financial Group, Inc., and T.B.F.G. International, Ltd.
LR-15542	Oct. 24, 1997	David Scott Heredia
LR-15541	Oct. 24, 1997	William D. Brosseau, et al.
LR-15540	Oct. 24, 1997	Roy Handojo
LR-15539	Oct. 24, 1997	Medco, Inc., et al.
LR-15538	Oct. 21, 1997	offshore Financial Corporation, et al.
LR-15537	Oct. 20, 1997	Bruce Van Wagner, et al.
LR-15536	Oct. 20, 1997	Gary W. Berus, Patricia S. Gale, Robert W. Harper and Nancy A. Swoffer
LR-15535	Oct. 20, 1997	Jerald Beagelman, Fred Lyman, Joseph Sanfellipo, and Elliot Stumacher
LR-15534	Oct. 16, 1997	Whitworth Energy Resources, Ltd., et al.
LR-15533	Oct. 16, 1997	Hernan Jose Perez
LR-15532	Oct. 9, 1997	Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie
LR-15531	Oct. 8, 1997	Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy, and Tanya Llanes-Tarver
LR-15530	Oct. 7, 1997	Mark E. Gatch and Henry Benjamin Schmidt
LR-15529	Oct. 7, 1997	Atratech, Inc., Anthony Gurino, Vincent Sorena, Patrick Borello, Aug.o Aufiero, Stanley Kaplan, Francis J. O'Reilly, and Raymond Stankey
LR-15528	Oct. 6, 1997	Continental Wireless Cable Television, Inc., Robin J. Mcpherson, Jay R. Bishop and Gene R. Cardenaz
LR-15527	Oct. 6, 1997	James G. Hanley
LR-15526	Oct. 2, 1997	John Patrick Brink
LR-15525	Oct. 1, 1997	KS Resources, et al.
LR-15524	Oct. 2, 1997	Gerard Burns, et al.
LR-15523	Oct. 1, 1997	Russell S. Smith, et al.
LR-15522	Oct. 1, 1997	Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann

http://www.sec.gov/litigation/litreleases/lit4q97.shtml